Found 750441 results

Name Type of Offering Accepted Date
DLH Offshore Fund, Ltd. See All Filings
D/A 2010-03-09
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001394011
Filed Document 0001394011-10-000004
Exclusions or Exemptions N/A
Accepted Date 2010-03-09
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Coeus Capital Partners LP See All Filings
D/A 2010-02-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001375949
Filed Document 0000919574-10-001713
Exclusions or Exemptions N/A
Accepted Date 2010-02-17
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Riverside Opportunities Fund LP See All Filings
D/A 2010-02-19
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001406928
Filed Document 0001166503-10-000009
Exclusions or Exemptions N/A
Accepted Date 2010-02-19
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
FusionOps Inc See All Filings
D 2009-11-04
Amount To Be Raised $690,000
Associated Brokers / Dealers N/A
CIK Number 0001341302
Filed Document 0001341302-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-11-04
Type of Offering D
Industry Business Services
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Debt
U.S. Equity Markets Segregated Portfolio of O'Connor Market Opportunities SPC See All Filings
D/A 2010-03-01
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001457255
Filed Document 0001457255-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-03-01
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
SOLON CAPITAL LTD See All Filings
D/A 2010-03-15
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001439861
Filed Document 0001439861-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-03-15
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business BERMUDA
Revenue or Assets Decline to Disclose
Type of Security Equity
Culebra Shine Ltd See All Filings
D/A 2010-02-22
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001484141
Filed Document 0001484141-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-02-22
Type of Offering D/A
Industry Commercial
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets No Revenues
Type of Security Equity
FrontPoint Onshore Quantitative Macro Fund, L.P. See All Filings
D/A 2010-03-19
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001390933
Filed Document 0000902664-10-002336
Exclusions or Exemptions N/A
Accepted Date 2010-03-19
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
RANGE METALS INC. See All Filings
D 2009-11-16
Amount To Be Raised $8,982,870
Associated Brokers / Dealers N/A
CIK Number 0001476326
Filed Document 0001204459-09-002164
Exclusions or Exemptions N/A
Accepted Date 2009-11-16
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business BRITISH COLUMBIA, CANADA
Revenue or Assets Decline to Disclose
Type of Security Equity
REMY CAPITAL PARTNERS L P See All Filings
D/A 2010-03-15
Amount To Be Raised $100,000,000
Associated Brokers / Dealers N/A
CIK Number 0000919756
Filed Document 0001140361-10-011846
Exclusions or Exemptions N/A
Accepted Date 2010-03-15
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Scanbuy Inc See All Filings
D 2009-12-11
Amount To Be Raised $11,200,000
Associated Brokers / Dealers N/A
CIK Number 0001376575
Filed Document 0001376575-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-12-11
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
GLOBALPAY INC See All Filings
D/A 2010-03-17
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001456964
Filed Document 0001456964-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-17
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets $1 - $1,000,000
Type of Security Equity
ENSO GLOBAL EQUITIES FUND LTD See All Filings
D/A 2010-03-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001178354
Filed Document 0001178354-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-11
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets $25,000,001 - $50,000,000
Type of Security Pooled Investment Fund
DWIGHT INTERMEDIATE CORE PLUS FUND See All Filings
D/A 2010-03-02
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001405010
Filed Document 0001140361-10-010211
Exclusions or Exemptions N/A
Accepted Date 2010-03-02
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
D G CAPITAL OPPORTUNISTIC GROWTH FUND LLC See All Filings
D/A 2010-03-05
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001346233
Filed Document 0001346233-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-03-05
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
E-Global Sports Network Inc See All Filings
D 2009-11-12
Amount To Be Raised $200,000
Associated Brokers / Dealers N/A
CIK Number 0001410370
Filed Document 0001410370-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-11-12
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
DNA Games Inc. See All Filings
D/A 2010-01-05
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001477539
Filed Document 0001477539-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-05
Type of Offering D/A
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Precyse Technologies, Inc. See All Filings
D 2010-01-12
Amount To Be Raised $6,000,000
Associated Brokers / Dealers N/A
CIK Number 0001463650
Filed Document 0001463650-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-12
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Equity
Passport Real Return Fund, LP See All Filings
D 2010-01-14
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001480596
Filed Document 0001480596-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-01-14
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $25,000,001 - $50,000,000
Type of Security Equity
Turner Navigator, L.P. See All Filings
D/A 2010-03-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001460105
Filed Document 0001460111-10-000016
Exclusions or Exemptions N/A
Accepted Date 2010-03-11
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Prime View International Co., Ltd. See All Filings
D 2009-12-23
Amount To Be Raised $238,174,040
Associated Brokers / Dealers N/A
CIK Number 0001479597
Filed Document 0001479597-10-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-23
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business TAIWAN, PROVINCE OF CHINA
Revenue or Assets Over $100,000,000
Type of Security Other
FALLSTAFF FINANCIAL CORP See All Filings
D 2009-11-06
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001374382
Filed Document 0001374382-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-11-06
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business MARYLAND
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
PROJECT FROG INC See All Filings
D 2010-01-19
Amount To Be Raised $5,500,000
Associated Brokers / Dealers N/A
CIK Number 0001427592
Filed Document 0001427592-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-01-19
Type of Offering D
Industry Other Energy
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
cipherOptics, Inc. See All Filings
D/A 2010-03-17
Amount To Be Raised $800,000
Associated Brokers / Dealers N/A
CIK Number 0001486326
Filed Document 0001486326-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-03-17
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets Decline to Disclose
Type of Security Debt
PRECISE PATH ROBOTICS INC See All Filings
D 2010-03-09
Amount To Be Raised $2,500,000
Associated Brokers / Dealers N/A
CIK Number 0001387621
Filed Document 0001387621-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-09
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business INDIANA
Revenue or Assets Decline to Disclose
Type of Security Equity
Paramount Group Real Estate Funds I & II Inc. See All Filings
D 2010-01-22
Amount To Be Raised $125,000
Associated Brokers / Dealers N/A
CIK Number 0001481782
Filed Document 0001481782-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-22
Type of Offering D
Industry REITS and Finance
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
RELM HOLDINGS INC See All Filings
D 2010-03-15
Amount To Be Raised $30,000,000
Associated Brokers / Dealers N/A
CIK Number 0001432108
Filed Document 0001188112-10-000589
Exclusions or Exemptions N/A
Accepted Date 2010-03-15
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business DELAWARE
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Debt
Genetics Squared, Inc. See All Filings
D 2009-10-13
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001474278
Filed Document 0001474278-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-13
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business MICHIGAN
Revenue or Assets $1 - $1,000,000
Type of Security Other
REIG LP See All Filings
D 2010-01-06
Amount To Be Raised $1,500,000
Associated Brokers / Dealers N/A
CIK Number 0001480037
Filed Document 0001480037-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-06
Type of Offering D
Industry Residential
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets No Revenues
Type of Security Other
Post Total Return Offshore Fund, Ltd. See All Filings
D 2010-02-22
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001484599
Filed Document 0001484599-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-02-22
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
ProSorp BioTech, Inc. See All Filings
D 2010-01-21
Amount To Be Raised $270,942
Associated Brokers / Dealers N/A
CIK Number 0001481430
Filed Document 0001481430-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-01-21
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Equity
Post Total Return Fund, L.P. See All Filings
D 2010-02-23
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001484598
Filed Document 0001484598-10-000004
Exclusions or Exemptions N/A
Accepted Date 2010-02-23
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
FAITH & FAMILY VALUES NETWORK INC See All Filings
D 2009-12-31
Amount To Be Raised $3,500,000
Associated Brokers / Dealers N/A
CIK Number 0001428343
Filed Document 0001428343-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-12-31
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Other
CBFH, Inc. See All Filings
D 2009-12-07
Amount To Be Raised $34,528,525
Associated Brokers / Dealers N/A
CIK Number 0001473844
Filed Document 0001473844-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-07
Type of Offering D
Industry Commercial Banking
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
ZEPHYR PEACOCK INDIA FUND II LP See All Filings
D/A 2009-10-27
Amount To Be Raised $125,000,000
Associated Brokers / Dealers N/A
CIK Number 0001432863
Filed Document 0001172661-09-001458
Exclusions or Exemptions N/A
Accepted Date 2009-10-27
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Not Applicable
Type of Security Pooled Investment Fund
FifthRail, LLC See All Filings
D 2009-10-15
Amount To Be Raised $1,250,000
Associated Brokers / Dealers N/A
CIK Number 0001474604
Filed Document 0001474604-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-10-15
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
PSM HOLDINGS INC See All Filings
D 2010-01-19
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001362180
Filed Document 0001441557-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-19
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business NEW MEXICO
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
Primo Water Corp See All Filings
D 2010-01-08
Amount To Be Raised $15,000,000
Associated Brokers / Dealers N/A
CIK Number 0001365101
Filed Document 0001365101-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-01-08
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets Decline to Disclose
Type of Security Debt
Predictive Biomarker Sciences, Inc. See All Filings
D 2010-01-27
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001482253
Filed Document 0001482253-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-27
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business ARIZONA
Revenue or Assets $1 - $1,000,000
Type of Security Equity
GlassPoint Solar, Inc. See All Filings
D 2009-12-02
Amount To Be Raised $1,500,000
Associated Brokers / Dealers N/A
CIK Number 0001477708
Filed Document 0001477708-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-02
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
EDEN GLOBAL FUND LP See All Filings
D/A 2010-03-03
Amount To Be Raised $100,000,000
Associated Brokers / Dealers N/A
CIK Number 0001421353
Filed Document 0001421353-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-03-03
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets No Aggregate Net Asset Value
Type of Security Pooled Investment Fund
EDEN CAPITAL PARTNERS LP See All Filings
D/A 2010-03-01
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001460133
Filed Document 0001460133-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-03-01
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
UBS Paulson Advantage, Ltd. See All Filings
D/A 2010-03-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001485624
Filed Document 0001140361-10-011872
Exclusions or Exemptions N/A
Accepted Date 2010-03-12
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
TELLUS LP See All Filings
D/A 2010-01-14
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001315680
Filed Document 0001393725-10-000017
Exclusions or Exemptions N/A
Accepted Date 2010-01-14
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
UPTAKE MEDICAL CORP See All Filings
D/A 2009-10-07
Amount To Be Raised $13,363,514
Associated Brokers / Dealers N/A
CIK Number 0001316760
Filed Document 0001316760-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-10-07
Type of Offering D/A
Industry Biotechnology
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Equity
REDWOOD BIOSCIENCE INC See All Filings
D 2010-03-02
Amount To Be Raised $1,530
Associated Brokers / Dealers N/A
CIK Number 0001432333
Filed Document 0001432333-10-000003
Exclusions or Exemptions 504
Accepted Date 2010-03-02
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets No Revenues
Type of Security Equity
INTECH ENHANCED PLUS FUND LLC See All Filings
D/A 2010-03-25
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001345708
Filed Document 0001421198-10-000005
Exclusions or Exemptions N/A
Accepted Date 2010-03-25
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Harker Long/Short Fund LP See All Filings
D/A 2010-03-04
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001411435
Filed Document 0001221903-10-000012
Exclusions or Exemptions N/A
Accepted Date 2010-03-04
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
SurIDx Inc See All Filings
D/A 2009-12-04
Amount To Be Raised $8,000,000
Associated Brokers / Dealers N/A
CIK Number 0001406444
Filed Document 0001406444-09-000008
Exclusions or Exemptions N/A
Accepted Date 2009-12-04
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets $1 - $1,000,000
Type of Security Equity
Renewable Funding LLC See All Filings
D 2009-10-21
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001475021
Filed Document 0001475021-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-21
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Other