Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Intellectual Property Management Services, LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Stephen T. Mellinger, Jr. CIK Number 0001591253 Filed Document 0001591253-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NYSCRF-Pine Street Empire Accelerator Fund-I-(F) LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $201,000,000 Associated Brokers / Dealers N/A CIK Number 0001590940 Filed Document 0000902664-13-003603 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3RC/Phoenix Investment, LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $7,650,000 Associated Brokers / Dealers N/A CIK Number 0001591233 Filed Document 0001591233-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Red Oak Coinvestment, L.P. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001590658 Filed Document 0001590658-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Okra Restaurant Group, Inc. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001591215 Filed Document 0001591215-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
URANIUM ENERGY CORP See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $53,400 Associated Brokers / Dealers N/A CIK Number 0001334933 Filed Document 0001183740-13-000423 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Summit Infrastructure Group, Inc. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001590835 Filed Document 0001590835-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
KING'S SPEECH ON STAGE Ltd LIABILITY Co See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001508066 Filed Document 0001508066-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NBEC CLO XV SP See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $890,000 Associated Brokers / Dealers N/A CIK Number 0001591250 Filed Document 0001591250-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIP II B L.P. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $1,206,720,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001591715 Filed Document 0001591715-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Ablative Solutions, Inc. See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001535723 Filed Document 0001535723-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
inno360, Inc. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $4,125,000 Associated Brokers / Dealers Spencer Trask Ventures, Inc. CIK Number 0001509196 Filed Document 0001509196-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
VIP II A (SF) L.P. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $1,206,720,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001591718 Filed Document 0001591718-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Balance Sheet Company, LLC See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001589758 Filed Document 0001589758-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
BitPagos, Inc. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001589887 Filed Document 0001062993-13-005487 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
DecisionLink Corp See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001523511 Filed Document 0001523511-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BCB BANCORP INC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001228454 Filed Document 0000914317-13-001437 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Strategic Partners Fund VI, L.P. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, Blackstone Advisory Partners L.P., and Credit Suisse Securities (USA) LLC CIK Number 0001591216 Filed Document 0000950103-13-006522 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PSG OF TAMPA LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001590271 Filed Document 0001590271-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Seer Capital Partners Offshore Fund Ltd. See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Stonehaven, LLC CIK Number 0001463207 Filed Document 0000902664-13-003594 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Newscrafted L.L.C. See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Broadmark Capital LLC CIK Number 0001572418 Filed Document 0001572418-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quantum Success Strategies, LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001591888 Filed Document 0001079973-13-000665 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SMAurora Multi Manager Fund L.P. See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573004 Filed Document 0001573004-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raeford Crossing Apartments, LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001588633 Filed Document 0001588633-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Praesidium Strategic Opportunities Fund, LP See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504025 Filed Document 0001315863-13-000509 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waveland Drilling Partners III-B, LP See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Berthel Fisher & Company Financial Services, Inc., VSR Financial Services, Inc., and Ausdal Financial Partners Inc. CIK Number 0001582679 Filed Document 0001582679-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PONTIFLEX INC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001425827 Filed Document 0001425827-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Forest Ridge Lakeside Holdings, LLC See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $16,666,400 Associated Brokers / Dealers Yoram Mehr, Dov Krauskopf, Shlomo Ness, Alexander Erlichman, Rugby Investments Limited, David Turner, and RYR Equities CIK Number 0001587941 Filed Document 0001587941-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Senior Lifestyle Development Investors 2013, LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001591261 Filed Document 0001591261-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DevEquity, LP See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001591279 Filed Document 0001591279-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SumAll, Inc. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $3,999,996 Associated Brokers / Dealers N/A CIK Number 0001562501 Filed Document 0001562501-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zebra Biologics, Inc. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $9,000,170 Associated Brokers / Dealers N/A CIK Number 0001588698 Filed Document 0001588698-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
APOLETTO CHINA IV, L.P. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591237 Filed Document 0001591237-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPARTZ LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001591447 Filed Document 0001591447-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Global Value 2014 (USD), L.P. Inc. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591297 Filed Document 0001591297-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horizon Asia Contrarian Fund U.S., L.P. See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534533 Filed Document 0000919574-13-006137 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurora Offshore Fund Ltd See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293974 Filed Document 0001293974-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voltage Finance LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $136,056,298 Associated Brokers / Dealers N/A CIK Number 0001591325 Filed Document 0001591325-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tectonic L.P. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591316 Filed Document 0001591316-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawthorne Wilmington Portfolio, LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $2,975,000 Associated Brokers / Dealers N/A CIK Number 0001591308 Filed Document 0001591308-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SR11 La Pacifica, LLC See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001578957 Filed Document 0001578957-13-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Edgewood Group, LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001523290 Filed Document 0001181431-13-058646 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
eRECYCLING GROUP, INC. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $105,000,020 Associated Brokers / Dealers TAP Securities LLC CIK Number 0001534594 Filed Document 0001315863-13-000504 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AQR ABSOLUTE RETURN OFFSHORE FUND LTD See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001069288 Filed Document 0001069288-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Prison Data Systems, PBC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001590992 Filed Document 0001590992-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Real Estate 2014 (USD) C, L.P. Inc. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591299 Filed Document 0001590056-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Partners Offshore Fund VI, L.P. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, Blackstone Advisory Partners L.P., and Credit Suisse Securities (USA) LLC CIK Number 0001591189 Filed Document 0000950103-13-006523 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Targeted Technology Fund II, LP See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Braymen, Lambert & Noel Securities, Ltd. CIK Number 0001590812 Filed Document 0001590812-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SPARTZ LLC See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001591447 Filed Document 0001591447-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Napier Park CLO Opportunities Fund LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590817 Filed Document 0000950172-13-000102 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund