Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Colocap Commodities Partners, LP See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477648 Filed Document 0001477648-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Indus Emerging Markets Fund, Ltd. See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562497 Filed Document 0000919574-13-006719 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coastal Petroleum Corp See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $536,000 Associated Brokers / Dealers None CIK Number 0001575986 Filed Document 0001575986-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Bear Creek Longhorn Housing LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $1,703,000 Associated Brokers / Dealers N/A CIK Number 0001591392 Filed Document 0001591392-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
INTACT MEDICAL Corp See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001365128 Filed Document 0001140361-13-042189 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
125 W 44 Restaurant Associates, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001575133 Filed Document 0001575133-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WOBLANTA KENNESAW, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590925 Filed Document 0001590925-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Clarity Health Services, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $6,636,077 Associated Brokers / Dealers N/A CIK Number 0001468947 Filed Document 0001468947-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BP Capital Energy Equity Fund LP See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001418092 Filed Document 0001318965-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte LLP See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590837 Filed Document 0000950172-13-000106 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
BIT STEW SYSTEMS INC. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $290,000 Associated Brokers / Dealers N/A CIK Number 0001575635 Filed Document 0001183740-13-000424 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Lodging Opportunity Fund Real Estate Investment Trust See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001584939 Filed Document 0001181431-13-058205 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Conestoga Settlement Trust See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $106,225,000 Associated Brokers / Dealers Mike Ahlers, Raymond Almanza, Rene Rolando Alvarez, Jerry C. Anderson, Tim Beeman, Al Banfe, Bradley Barre, Mark Battell, Marcus Bayly, Darrill Beebe, Douglas Neil Berkey, R. Mark Betts, Mitchell Billingsley, Robert Blacklidge, Roland Brewer, Wendell H. Britain, Gary Brosseit, Paul Brost, Charles Brown, Paul Brown, William Brown II, Gary Burke, Aaron Burns, Malcolm Campbell, James C. Cargile, Paul Carrier, Michael Castellano, Brian Cervenka, Ray Chadwick, Barney T. Chan, Thomas W. Crisman, Ralph Cigliano, Bryan Clark, Craig T. Clark, Ronald Coleman, Lynette Colletta, Gary Corona, Wade Cowart, Mark S. Crabtree, Crissman Crombie, Nicholas R. Abts, Kevin Jay Altoe, Jaqueline Davis, Mark W. Davis, Robert Adam De Leon, Christopher Driscoll, James E. Dunn, Eric Duss, Joel J. Edwards, Leon Ellis, William E. Evans, Stephen Fickenscher, Leonard W. Fox, James Frackowiak, David Frederickson, Thomas B. Freker, Gale Gajardo, William Neil Gallagher, Matthew Gallagher, Pamela Gallegos, Al Gallo, Hollie Gandy, Claude Gersene, Carl V. Gottuso, Deirdre A. Gibson, Albert Green, Peter Ayeni, Herman Griggs, Arsenio Grindulo, Randy Grube, David R. Guenette, Steve Haagenson, Deanna Hackler, Richard Hainey, Trevor H. Harbour, John Hartman, Chad Hartsfield, Madeline Helm, Paul Hess, Douglas Higley, Amy Hill, Matthew Hoffman, Mark Hollingsworth, Thomas Hudson, Richard Aliperti, Jason Jennings, Terry W. Johnson, Donald Jones, Brad Jowell, Vern Juel, Irving R. Katz, Tom Keener, Michael Kendall, Everett W. Knell, J. Thomas Knight, Robert F. Knox, Nancy Lancor, Gene Langenberg, Emil Laskowski, and John Laven CIK Number 0001502961 Filed Document 0001502961-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Focus IP, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001591722 Filed Document 0001591722-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Debt
Spirit, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001556628 Filed Document 0001556628-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PMW Technologies, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001472146 Filed Document 0001472146-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ohana Companies, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $1,715,000 Associated Brokers / Dealers N/A CIK Number 0001520572 Filed Document 0001140361-13-042025 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Connor Group Real Estate Income & Growth Fund XI, LLC See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Various CIK Number 0001562860 Filed Document 0001562860-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
LP Operating, LLC See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $1,280,000 Associated Brokers / Dealers N/A CIK Number 0001564499 Filed Document 0001564499-13-000020 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
HCP China Capital Appreciation Fund, L.P. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $105,000,000 Associated Brokers / Dealers N/A CIK Number 0001591754 Filed Document 0001591754-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BREMNERDUKE MCKINNEY DEVELOPMENT I, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $732,500 Associated Brokers / Dealers None CIK Number 0001591254 Filed Document 0001591254-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Real Benefits Group, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001590819 Filed Document 0001590819-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Kueski, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $1,299,998 Associated Brokers / Dealers N/A CIK Number 0001591725 Filed Document 0001591725-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Confederated Tribes of Coos, Lower Umpqua & Siuslaw Indians See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $9,855,000 Associated Brokers / Dealers N/A CIK Number 0001591305 Filed Document 0001591305-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
SRA I LLC See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Alexander Capital, L.P. CIK Number 0001590382 Filed Document 0001590382-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Principal Real Estate Debt Fund, LP See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001591552 Filed Document 0001181431-13-058762 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
OLD WEST INCOME FUND LP See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451998 Filed Document 0001451998-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOWER WACKER SMALL CAP INVESTMENT FUND LLC See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276687 Filed Document 0001276687-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phizzle Inc See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001343322 Filed Document 0001343322-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Honest Company, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $24,999,964 Associated Brokers / Dealers N/A CIK Number 0001530979 Filed Document 0001530979-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Perio Sciences, LLC See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $2,831,041 Associated Brokers / Dealers North Texas Angel Network CIK Number 0001562906 Filed Document 0001562906-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NEWDEA INC See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001144933 Filed Document 0001144933-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GMI-BAY VISTA APARTMENTS I, LP See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $5,660,583 Associated Brokers / Dealers Michael C. Ihrie, Russ Huffington, Madison K Mooney, and Zach Carey CIK Number 0001587892 Filed Document 0001587892-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Reverb.com LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001588757 Filed Document 0001588757-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Residential Rentals of Virginia, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591235 Filed Document 0001591235-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CookBrite Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001589445 Filed Document 0001589445-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
AudienceScience Inc See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $16,950,000 Associated Brokers / Dealers N/A CIK Number 0001304082 Filed Document 0001304082-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Dollar Self Storage #15, LLC See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001591381 Filed Document 0001591381-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Tyto Life LLC See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $16,745,140 Associated Brokers / Dealers N/A CIK Number 0001566973 Filed Document 0001566973-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BP Capital Energy Equity Fund II L P See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318965 Filed Document 0001318965-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VERMONT TRANSCO LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001371757 Filed Document 0001371757-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
DELOITTE & TOUCHE LLP See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050269 Filed Document 0000950172-13-000107 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
GRIT, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001590870 Filed Document 0001590870-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
NS Founders Loan Invest, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001587821 Filed Document 0001181431-13-058534 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
WFC Ashford Mills Holdings JV VII, L.L.C. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $8,448,000 Associated Brokers / Dealers N/A CIK Number 0001591551 Filed Document 0001591551-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UMANO PRODUCTIONS, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001591714 Filed Document 0001591714-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CBI POLYMERS, INC. See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001584343 Filed Document 0001584343-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
DIRNAD FUND LP See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591825 Filed Document 0001405086-13-000414 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Bear Creek Resources, LLLP See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $28,645,000 Associated Brokers / Dealers N/A CIK Number 0001591391 Filed Document 0001591392-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bankwell Financial Group, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $6,197,500 Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. CIK Number 0001505732 Filed Document 0001505732-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity