Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Series H - Green Square Municipal Strategies, a series of Green Square Capital Investment Partners II, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587621 Filed Document 0001587621-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: Dymon Asia Macro (US) Fund LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001591193 Filed Document 0001140361-13-041979 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fundamental Credit Opportunities II LP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001591709 Filed Document 0001591709-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESTMENT FUND LP See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448359 Filed Document 0001395549-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zeppelinn Energy, LP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers The Delta Company CIK Number 0001460450 Filed Document 0001460450-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
European Real Estate Debt Fund II (Feeder) L.P. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $641,800,000 Associated Brokers / Dealers Evercore Group LLC CIK Number 0001591142 Filed Document 0001591142-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sessa Capital, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561285 Filed Document 0001561285-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Yellowstone, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $865,000 Associated Brokers / Dealers N/A CIK Number 0001591970 Filed Document 0001591970-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TIG SECURITIZED ASSET FUND, LTD. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561960 Filed Document 0000919574-13-006231 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Collective IP, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001554271 Filed Document 0001554271-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Wellfount, Corp See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001495014 Filed Document 0001495014-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Inova Ambulatory Surgery Center at Lorton, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $7,006,662 Associated Brokers / Dealers N/A CIK Number 0001589900 Filed Document 0001589900-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
CONCENTRATED EQUITY STRATEGIES LP See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405385 Filed Document 0001395549-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chilton China Opportunities Master Fund, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459810 Filed Document 0000950103-13-006602 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton International, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459806 Filed Document 0000950103-13-006607 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
E-REWARDS INC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $830,700 Associated Brokers / Dealers N/A CIK Number 0001092364 Filed Document 0001092364-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Akahi Fund II LP See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356727 Filed Document 0000935836-13-000535 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AL-Memoir-Fund, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers N/A CIK Number 0001591547 Filed Document 0001591547-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Propell Technologies Group, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Buckman, Buckman & Reid, Inc. CIK Number 0001434110 Filed Document 0001144204-13-060398 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lisson Grove Capital, LP See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591740 Filed Document 0001591740-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lighthouse Document Technologies Inc See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001354136 Filed Document 0001354136-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Greenwood Income Fund, L.P. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566574 Filed Document 0001566574-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CGN Energy Louisiana I, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $261,000 Associated Brokers / Dealers N/A CIK Number 0001591706 Filed Document 0001591706-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Oleander Medical Technologies LLC See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Henry J Mills, Henry J Mills, and Henry J Mills CIK Number 0001591185 Filed Document 0001591185-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Debt
Resource Fiber LLC See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Reliance Worldwide Investments, LLC CIK Number 0001586402 Filed Document 0001586402-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Swoop.com Inc See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001562459 Filed Document 0000908662-13-000278 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GUSTO WOOD FIRE GRILL, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001591390 Filed Document 0001591390-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
OLD WEST INVESTMENT PARTNERS LP See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450413 Filed Document 0001450413-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Emerging Markets Long Only Fund, L.P. See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562318 Filed Document 0000919574-13-006718 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ombitron, Inc. See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001571887 Filed Document 0001571887-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
GMI-164 CORPUS, LP See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $3,777,117 Associated Brokers / Dealers Michael C. Ihrie, Russ Huffington, Madison K Mooney, and Zach Carey CIK Number 0001587891 Filed Document 0001587891-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cristcot Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $2,580,125 Associated Brokers / Dealers N/A CIK Number 0001591175 Filed Document 0001591175-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tatcha LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001517573 Filed Document 0001517573-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
X-Microwave, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001591731 Filed Document 0001591731-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CyPhy Works, Inc, See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $7,046,024 Associated Brokers / Dealers N/A CIK Number 0001482765 Filed Document 0001482765-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TANTALEX RESOURCES CORP. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $93,473 Associated Brokers / Dealers N/A CIK Number 0001592454 Filed Document 0001183740-13-000436 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EI Spectra, LLC See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers None CIK Number 0001581803 Filed Document 0000927087-13-000016 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Actively Managed Spinoff Fund, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523555 Filed Document 0001523555-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spring Lake Equity Partners LLC See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001581381 Filed Document 0001581381-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ReconRobotics, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers BrokerBank Securities, Inc. and Aethlon Capital, LLC CIK Number 0001446913 Filed Document 0001446913-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
FMP Real Estate Two, L.P. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001588499 Filed Document 0001588499-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sphere 3D Corp See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $534,454 Associated Brokers / Dealers Cormark Securities Inc. CIK Number 0001591956 Filed Document 0001062993-13-005880 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cleod9 Inc. See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $4,030,011 Associated Brokers / Dealers N/A CIK Number 0001584997 Filed Document 0001584997-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Ramius Merger Fund Ltd. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591288 Filed Document 0001591288-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Texas South Energy, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001506742 Filed Document 0001580695-13-000121 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
New Frontier Foods Inc. See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers CircleUp Network, Inc. CIK Number 0001575775 Filed Document 0001575775-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Normal Ears, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $3,213,513 Associated Brokers / Dealers N/A CIK Number 0001589447 Filed Document 0001589447-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ArtBanc International Ltd., Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001541237 Filed Document 0001541237-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FWF Real Return Partners, LP See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591675 Filed Document 0001591675-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MamaMancini's Holdings, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Spartan Capital Securities, LLC CIK Number 0001520358 Filed Document 0001493152-13-002263 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity