Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Relative Value Opportunities Fund LLC See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001535136 Filed Document 0001535136-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South Ferry Capital Partners LLC See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505325 Filed Document 0001012975-13-000510 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AESIR CREDIT OFFSHORE FUND, LTD. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550200 Filed Document 0000919574-13-006170 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Interlink Coinvestment, L.P. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001590554 Filed Document 0001590554-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JANEL WORLD TRADE LTD See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001133062 Filed Document 0001116354-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Florida II Multifamily Holdings, LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $14,707,800 Associated Brokers / Dealers RYR Equities, Yoram Mehr, Shlomo Ness, Rugby Investment Limited, David Turner, and Paradigm CRE Advisors Inc., a Toronto, ON Canadian Corporation CIK Number 0001587943 Filed Document 0001587943-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Minetta Lane Fund I LP See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534311 Filed Document 0001013594-13-000539 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nanocomp Technologies Inc See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Daniel R. Coyne CIK Number 0001376375 Filed Document 0001376375-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
SKB-Spokane, LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers SKB Securities, LLC and Robert R. Walker, Jr. CIK Number 0001591084 Filed Document 0001591084-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
BIOTECHNOLOGY VALUE FUND L P See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000918923 Filed Document 0000918923-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Payson Petroleum 3 Well, LP See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers Terry D. Harvey CIK Number 0001591438 Filed Document 0001591438-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Morgan Rio Private Fund, LP See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001590469 Filed Document 0000945621-13-000344 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Sands Energy Corp. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Merriman Capital Inc. CIK Number 0001432001 Filed Document 0001441557-13-000084 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Keywise Phoenix Development Onshore Fund See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534527 Filed Document 0001534527-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arris Petroleum Corp See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001591341 Filed Document 0001591341-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FFW CORP See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0000895401 Filed Document 0000895401-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Aurora Hedged Equity L P See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292887 Filed Document 0001292887-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIA Motors, Inc. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001515898 Filed Document 0001013762-13-001378 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Edgewood Operating, LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001591490 Filed Document 0001591490-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MONTANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wine Down LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $1,197,916 Associated Brokers / Dealers N/A CIK Number 0001589218 Filed Document 0001589218-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MISSISSIPPI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Klingenstein Fields Asia Fund, LP See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506008 Filed Document 0001140361-13-041612 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurora Global Opportunities L P See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000917296 Filed Document 0000917296-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wright Therapy Products, Inc. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers Trustmont Financial Group, Inc. CIK Number 0001483094 Filed Document 0001483094-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Divorce - The Musical, LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001591528 Filed Document 0001591528-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avegant Corp See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001565012 Filed Document 0001565012-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
LS Power Fund III Feeder 2, L.P. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers Evercore Group L.L.C. and Magenta Capital Services Ltd. CIK Number 0001591697 Filed Document 0001591689-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PrimaryData, Inc. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $49,999,996 Associated Brokers / Dealers N/A CIK Number 0001591650 Filed Document 0001591650-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
HIG Holdings, LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
THAI FOCUSED EQUITY FUND LTD See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001072204 Filed Document 0000919574-13-006171 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Poliwogg Holdings, Inc. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566773 Filed Document 0001566773-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kalyra Pharmaceuticals, Inc. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001584696 Filed Document 0001140361-13-041286 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
South Ferry Capital Fund Ltd. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505326 Filed Document 0001012975-13-000509 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lab7 Systems, Inc. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001553175 Filed Document 0001553175-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NPC III, LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
2013 Bayou City Mississippian Development Program, L.P. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised $3,607,500 Associated Brokers / Dealers Mari Jo Larkin CIK Number 0001587276 Filed Document 0001587276-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Mineral Property
Relative Value Opportunities Fund Ltd. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001535137 Filed Document 0001535137-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ISAM SYSTEMATIC LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stephens Inc. CIK Number 0001591138 Filed Document 0001591138-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Aurora Macro Opportunities L.P. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546930 Filed Document 0001546930-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DuraMark Technologies LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001546401 Filed Document 0001546401-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
FullCycle Energy, L.P. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001591206 Filed Document 0001104659-13-082805 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOTECHNOLOGY VALUE FUND II LP See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001102444 Filed Document 0000917296-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corvex Offshore II Ltd. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591289 Filed Document 0001315863-13-000510 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One William Street Capital Offshore Fund, Ltd. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001442189 Filed Document 0000902664-13-003601 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Access Ltd. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001457062 Filed Document 0001457062-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIF SMAurora Fund Ltd. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541283 Filed Document 0000936551-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Candlewood Financial Opportunities Fund, Ltd. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583023 Filed Document 0001583023-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Backstitch, Inc. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591412 Filed Document 0001591412-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
Blackstone Milestone ERISA Fund Ltd. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590919 Filed Document 0000902664-13-003668 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bellaire-Oakland LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001591332 Filed Document 0001019687-13-004155 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1140 FOLSOM LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers NONE CIK Number 0001592121 Filed Document 0001592121-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity