Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ARSTASIS INC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $18,999,998 Associated Brokers / Dealers N/A CIK Number 0001356039 Filed Document 0001356039-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Price Flex Qualified-QP Fund, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495529 Filed Document 0001315863-13-000519 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Corsair Capital Partners Flagship Fund LLC See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001561700 Filed Document 0001140361-13-041982 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allen Harrison Multifamily Fund I LP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001586277 Filed Document 0000909143-13-000047 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Natural Gas Energy Fund, LP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588352 Filed Document 0001144204-13-061677 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liberty Square Investors, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $4,565,000 Associated Brokers / Dealers N/A CIK Number 0001587260 Filed Document 0001104659-13-084045 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TCW Securitized Opportunities, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533390 Filed Document 0001533390-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEXGRID, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001495887 Filed Document 0001015325-13-000045 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Eaton Vance Floating Rate Completion Fund LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc. CIK Number 0001590645 Filed Document 0000940394-13-001304 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silatronix, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001548260 Filed Document 0000897069-13-000392 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Inspire Capital Corp See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001591832 Filed Document 0001591832-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Baker Brothers Life Sciences LP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363364 Filed Document 0001590049-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QD VISION INC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $11,999,994 Associated Brokers / Dealers N/A CIK Number 0001329270 Filed Document 0001329270-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Northstar Mezzanine Partners VI U.S. Feeder I, L.P. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591653 Filed Document 0001591653-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hridaya, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $75,150 Associated Brokers / Dealers N/A CIK Number 0001591881 Filed Document 0001591881-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Fundamental Credit Opportunities Offshore Ltd. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591708 Filed Document 0001591708-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIG SECURITIZED ASSET FUND, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557739 Filed Document 0000919574-13-006230 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vascular Pharmaceuticals, Inc. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $16,008,333 Associated Brokers / Dealers N/A CIK Number 0001557160 Filed Document 0001557160-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
FirstMark Capital III, LP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $222,575,000 Associated Brokers / Dealers N/A CIK Number 0001591152 Filed Document 0001591152-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equinox Fund International, Ltd. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498826 Filed Document 0001590528-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
theSkimm, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $1,384,843 Associated Brokers / Dealers N/A CIK Number 0001591485 Filed Document 0001591485-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Investment Fund Ltd. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481760 Filed Document 0001395549-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chilton Global Credit Opportunities Master Fund, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459812 Filed Document 0000950103-13-006606 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aseko Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001369701 Filed Document 0001369701-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Diversified Arbitrage Strategies L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481796 Filed Document 0001395549-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EQUITABOWL, INC. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001544723 Filed Document 0001544723-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EnTouch Controls, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $5,316,369 Associated Brokers / Dealers N/A CIK Number 0001535200 Filed Document 0001535200-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Booyami, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001528754 Filed Document 0001528754-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
TWM INTERNATIONAL EQUITIES 2006 L P See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373866 Filed Document 0001373866-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Egerton Capital Partners LLC See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001561702 Filed Document 0001140361-13-041981 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SpineZ See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers None and None CIK Number 0001591165 Filed Document 0001521536-13-000931 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
TWM HIGH YIELD 2008 PARTNERSHIP LP See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456738 Filed Document 0001456738-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waddell & Reed Small Co Growth Fund, LLC See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Waddell & Reed, Inc., Waddell & Reed, Inc., Waddell & Reed, Inc., and Waddell & Reed, Inc. CIK Number 0001449286 Filed Document 0001393725-13-000097 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUNRIDGE GOLD CORP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $5,652,453 Associated Brokers / Dealers Scarsdale Equities LLC CIK Number 0001265085 Filed Document 0001140361-13-043622 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Lithic Resources Ltd. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $76,302 Associated Brokers / Dealers N/A CIK Number 0001364252 Filed Document 0001364252-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ALKALINE WATER Co INC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers H.C. WAINWRIGHT AND CO., LLC, H.C. WAINWRIGHT AND CO., LLC, H.C. WAINWRIGHT AND CO., LLC, H.C. WAINWRIGHT AND CO., LLC, and H.C. WAINWRIGHT AND CO., LLC CIK Number 0001532390 Filed Document 0001085037-13-000161 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Plasmonix, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001521534 Filed Document 0001521534-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
OZ Structured Products Overseas Feeder Fund II, LP See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534328 Filed Document 0001534327-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NWQ INVESTMENT MANAGEMENT COMPANY, LLC See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000763848 Filed Document 0000950172-13-000111 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CFIG Co-Investors, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001421239 Filed Document 0000950103-13-006594 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MTP Energy Opportunities Fund LLC See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001562047 Filed Document 0001562047-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Liquidity Fund II Series 1 See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001586371 Filed Document 0001586371-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Acorn NW Real Estate Fund I, L.P. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001590751 Filed Document 0001590751-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQUINOX PARTNERS LP See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000933897 Filed Document 0001590528-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HORIZON PORTFOLIO LP See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001133255 Filed Document 0000902664-13-003680 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CLEVELAND INTERNATIONAL FUND - FLATS PHASE II, LTD See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001591801 Filed Document 0001591801-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
ADVANCED INQUIRY SYSTEMS INC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $347,215 Associated Brokers / Dealers N/A CIK Number 0001452747 Filed Document 0001452747-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
ZADSPACE INC See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001442552 Filed Document 0000908662-13-000277 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Sterling Ridge Fund LP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590807 Filed Document 0001590807-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Securities Opportunities Fund III, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001570001 Filed Document 0001570001-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity