Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FR XIII Global Energy Trust See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001579952 Filed Document 0001579952-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INCOME ADVANTAGE FUND LLC See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001562773 Filed Document 0001562773-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HIGHBRIDGE STATISTICAL OPPORTUNITIES FUND L P See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and JPMORGAN DISTRIBUTION SERVICES, INC. ("JPMDS") CIK Number 0001387462 Filed Document 0001327788-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tioga Square LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers None CIK Number 0001591182 Filed Document 0001591182-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Crestview Holdings III (TE), L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd., Emerald Point Capital, LLC, and Magenta Capital Services Ltd. CIK Number 0001591184 Filed Document 0000950103-13-006495 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEGEA, INC. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers NA CIK Number 0001424549 Filed Document 0001079974-13-000690 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Other
CREA PARTNERS I, L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590985 Filed Document 0001590985-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDG Media, Inc. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $5,499,995 Associated Brokers / Dealers N/A CIK Number 0001585118 Filed Document 0001585118-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WESTWARD HO COUNTRY CLUB INC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000871553 Filed Document 0001362118-13-000116 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Debt
Crestview Partners III (Offshore), L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd., Emerald Point Capital, LLC, and Magenta Capital Services Ltd. CIK Number 0001589480 Filed Document 0000950103-13-006488 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Environmental Waste International Inc. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $624,800 Associated Brokers / Dealers N/A CIK Number 0001590427 Filed Document 0001013762-13-001366 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Clean Plate Restaurants, Inc. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001591040 Filed Document 0001580695-13-000114 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BPC Cranium Merchant Ventures LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers N/A CIK Number 0001591669 Filed Document 0001192482-13-000192 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Primexx Energy Opportunity Fund, LP See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001591103 Filed Document 0001591103-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN STANDARD PARTNERS LP See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450414 Filed Document 0001209191-13-051292 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProUroCare Medical Inc. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001222244 Filed Document 0001181431-13-057149 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Loomis Sayles Core Plus Full Discretion Trust See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591269 Filed Document 0001518698-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Stimwave Technologies Inc See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $2,715,000 Associated Brokers / Dealers N/A CIK Number 0001567966 Filed Document 0000897069-13-000389 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
FR XIII Global Energy Fund (Offshore), L.P. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001579951 Filed Document 0001579951-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horseman Global Fund Ltd. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534189 Filed Document 0000919574-13-006119 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FORGE ACQUISITION INC. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $31,899,000 Associated Brokers / Dealers N/A CIK Number 0001590762 Filed Document 0001140361-13-040865 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HORSE & HOUND, LTD. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591172 Filed Document 0000919574-13-006121 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATURAL GAS FUELING & CONVERSION INC. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001590715 Filed Document 0001144204-13-059185 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Waterton Precious Metals Fund II Cayman, LP See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583785 Filed Document 0001583785-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEW Senior Housing Investors II, L.P. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561928 Filed Document 0001561928-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lalo, LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $710,791 Associated Brokers / Dealers N/A CIK Number 0001590253 Filed Document 0001590253-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KG INVESTMENTS FUND LLC See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459598 Filed Document 0001459598-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestview Offshore Holdings III, L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd., Emerald Point Capital, LLC, and Magenta Capital Services Ltd. CIK Number 0001589486 Filed Document 0000950103-13-006491 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestview Partners III (892), L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd, Emerald Point Capital, LLC, and Magenta Capital Services Ltd. CIK Number 0001589481 Filed Document 0000950103-13-006489 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taylors Creek Holdings, L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001591243 Filed Document 0001591243-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
2217 East High Street, LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $2,781,806 Associated Brokers / Dealers N/A CIK Number 0001591886 Filed Document 0001461373-13-000048 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FENTRESS COUNTY PROSPECT See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001580834 Filed Document 0001580834-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Downtown NY Owner, LLC See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001544017 Filed Document 0001544017-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Crestview Partners III, L.P. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd, Emerald Point Capital, LLC, and Magenta Capital Services Ltd. CIK Number 0001589389 Filed Document 0000950103-13-006484 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Together Mobile, Inc. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $8,880,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001580539 Filed Document 0001580539-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HealthFleet, Inc. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001555731 Filed Document 0001209191-13-051166 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Meelo, Inc. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001591221 Filed Document 0001591221-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AppeProPo, Inc. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001557405 Filed Document 0001387131-13-004120 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MOON EXPRESS, INC. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001507602 Filed Document 0001507602-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mora Holdings LLC See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001534088 Filed Document 0001534088-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LBC CREDIT PARTNERS III, L.P. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers CV Brokerage CIK Number 0001545546 Filed Document 0001545546-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Launderette Cafe LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001590999 Filed Document 0001590999-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Popular Pays LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579985 Filed Document 0001140361-13-041331 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
COOK & BYNUM CAPITAL, LLC See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387688 Filed Document 0001387688-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
ASB FINANCIAL CORP /OH See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $5,005,000 Associated Brokers / Dealers Boenning & Scattergood, Inc. CIK Number 0000944304 Filed Document 0000944304-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
KG OFFSHORE FUND LTD See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461235 Filed Document 0001461235-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBG Energy Services, LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001590863 Filed Document 0001181431-13-057208 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
CONCORDIA COFFEE CO INC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001383816 Filed Document 0001383816-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ALASKA GOLD VENTURE, LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001591107 Filed Document 0001065949-13-000147 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Spinnaker Income Partners, L.P. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001575322 Filed Document 0001575322-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund