Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Gentry Technology Fund II LLC, Series E-4 See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001624074 Filed Document 0001624074-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
El Silencio Holdings, Inc. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $376,926 Associated Brokers / Dealers N/A CIK Number 0001610724 Filed Document 0001140361-14-046686 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Seres Health, Inc. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $64,999,998 Associated Brokers / Dealers N/A CIK Number 0001609809 Filed Document 0001140361-15-000368 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AQR Offshore Multi-Strategy Fund IV Ltd. See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454204 Filed Document 0001480774-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawkwood Energy, LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $184,655,000 Associated Brokers / Dealers N/A CIK Number 0001556427 Filed Document 0001556427-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Brigade Distressed Value Offshore Fund Ltd. See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509885 Filed Document 0000919574-14-007197 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dealer Tire Holdings, LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629512 Filed Document 0001181431-15-000083 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Maple Fund, LP See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $3,813,150 Associated Brokers / Dealers N/A CIK Number 0001619453 Filed Document 0001315863-14-000706 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AQR Diversified Convexity Fund, L.P. See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537209 Filed Document 0001480774-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONSENSUS ORTHOPEDICS INC See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001452822 Filed Document 0001452822-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Harkey PPI Minerals Acquisition I, L.P. See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers James O Cox IV and Thomas J. Berthel CIK Number 0001622692 Filed Document 0001622692-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gentry-A-GRade Investment LLC See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001615883 Filed Document 0001615883-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
Alchemy Technologies Group Inc. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001628386 Filed Document 0001628386-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
Related Real Estate Fund II, L.P. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629481 Filed Document 0001629481-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBCVC FUND V, L.P. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001627556 Filed Document 0001627556-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CELLTRUST Corp See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001629340 Filed Document 0001629340-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Natural American Foods Holdings, LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001629487 Filed Document 0001140361-14-046852 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
AVIANT HEALTHCARE LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001629392 Filed Document 0001629392-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
RHA 3 Inc. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629228 Filed Document 0001629228-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
KABOUTER INTERNATIONAL MISSION FUND, LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629121 Filed Document 0000913849-14-000406 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Apple Sun LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $3,422,850 Associated Brokers / Dealers N/A CIK Number 0001593426 Filed Document 0001593426-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Civitas TCR Mezzanine Fund I, LP See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $3,781,000 Associated Brokers / Dealers N/A CIK Number 0001618983 Filed Document 0001315863-14-000713 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Oncolinx Pharmaceuticals, LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001627422 Filed Document 0000897069-14-000500 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Rubicon Global Holdings, LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $30,611,426 Associated Brokers / Dealers Artist Capital, Inc. CIK Number 0001543263 Filed Document 0001543263-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BSREP CARS Co-Invest REIT LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001629341 Filed Document 0001629341-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COMPANIES (TC) LLC See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised $4,525,500 Associated Brokers / Dealers N/A CIK Number 0001455675 Filed Document 0001455675-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Brown Advisory Private Equity Partners III (TE), LLLP See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624646 Filed Document 0001624647-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CATASYS, INC. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers Chardan Capital Markets LLC CIK Number 0001136174 Filed Document 0001136174-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Azalea Palmetto Co-Invest Fund, L.P. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $30,075,000 Associated Brokers / Dealers N/A CIK Number 0001629274 Filed Document 0001461373-14-000063 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CS Strategic Partners RE VI Offshore Feeder, L.P. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001627984 Filed Document 0001627984-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NWP Acquisition Group LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Veber Partners, L.L.C. CIK Number 0001474094 Filed Document 0001474094-15-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Art Agency Partners Associates, L.P. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628475 Filed Document 0000902664-15-000016 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OMNI WATER SOLUTIONS, INC. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001522208 Filed Document 0001209191-14-078064 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GIJV REIT DEL 1, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629052 Filed Document 0001629052-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Paul Evans LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001579693 Filed Document 0001579693-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tishman Speyer U.S. Core 1919 Office, L.L.C. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001629330 Filed Document 0001629330-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BRASADA LONG-SHORT EQUITY FUND, LP See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Condera Securities, LLC CIK Number 0001456115 Filed Document 0001456115-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goodman Santa Fe Springs Trust See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629241 Filed Document 0001629241-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sense Labs, Inc. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $2,499,999 Associated Brokers / Dealers N/A CIK Number 0001629273 Filed Document 0001140361-15-000014 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GBB Hospitality Group, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001594220 Filed Document 0001594220-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ibex Holdings LP See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594653 Filed Document 0001594653-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
KENT EB-5, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Whotrades, INC, All Star Law Firm, and Citic Rising Travel Investment Co, Ltd CIK Number 0001615339 Filed Document 0001615341-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ohr Pharmaceutical Inc See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001173281 Filed Document 0001387131-14-004164 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BERGEYS, INC. See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001345560 Filed Document 0001345560-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Westwind Ventures, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001628898 Filed Document 0001628898-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
TTC MASTER LP FUND QP LP See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450038 Filed Document 0001413454-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $Over $100,000,000 Type of Security Equity
UBOOSTER INC. See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001628095 Filed Document 0001628095-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
FiveW Dealogic LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $20,510,000 Associated Brokers / Dealers N/A CIK Number 0001629061 Filed Document 0001393725-14-000192 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Relevant Solutions, Inc. See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001553468 Filed Document 0001553468-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Steamboat Fund LP See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476127 Filed Document 0001476127-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund