Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GMI-BAY VISTA APARTMENTS I, LP See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $5,660,583 Associated Brokers / Dealers Michael C. Ihrie, Russ Huffington, Madison K Mooney, and Zach Carey CIK Number 0001587892 Filed Document 0001587892-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Reverb.com LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001588757 Filed Document 0001588757-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Residential Rentals of Virginia, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591235 Filed Document 0001591235-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CookBrite Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001589445 Filed Document 0001589445-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
AudienceScience Inc See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $16,950,000 Associated Brokers / Dealers N/A CIK Number 0001304082 Filed Document 0001304082-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Dollar Self Storage #15, LLC See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001591381 Filed Document 0001591381-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Tyto Life LLC See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $16,745,140 Associated Brokers / Dealers N/A CIK Number 0001566973 Filed Document 0001566973-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BP Capital Energy Equity Fund II L P See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318965 Filed Document 0001318965-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VERMONT TRANSCO LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001371757 Filed Document 0001371757-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
DELOITTE & TOUCHE LLP See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050269 Filed Document 0000950172-13-000107 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
GRIT, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001590870 Filed Document 0001590870-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
NS Founders Loan Invest, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001587821 Filed Document 0001181431-13-058534 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
WFC Ashford Mills Holdings JV VII, L.L.C. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $8,448,000 Associated Brokers / Dealers N/A CIK Number 0001591551 Filed Document 0001591551-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UMANO PRODUCTIONS, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001591714 Filed Document 0001591714-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CBI POLYMERS, INC. See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001584343 Filed Document 0001584343-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
DIRNAD FUND LP See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591825 Filed Document 0001405086-13-000414 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Bear Creek Resources, LLLP See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $28,645,000 Associated Brokers / Dealers N/A CIK Number 0001591391 Filed Document 0001591392-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bankwell Financial Group, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $6,197,500 Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. CIK Number 0001505732 Filed Document 0001505732-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Autonomous Tractor Corp See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001552088 Filed Document 0001552088-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
Focus IP, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001591722 Filed Document 0001591722-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
TDC Wichita, L.L.C. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $28,900,000 Associated Brokers / Dealers N/A CIK Number 0001591736 Filed Document 0001591736-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
My Health Direct, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $1,140,000 Associated Brokers / Dealers N/A CIK Number 0001479288 Filed Document 0000892712-13-000696 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
TEXLARK EXPLORATION CO INC See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $1,040,000 Associated Brokers / Dealers N/A CIK Number 0000853789 Filed Document 0000853789-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Quirky, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $78,999,995 Associated Brokers / Dealers N/A CIK Number 0001471095 Filed Document 0001471095-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LOWER WACKER SMALL CAP INVESTMENT FUND LLC See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276687 Filed Document 0001276687-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASCENDANCY CAPITAL INVESTORS LP See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429815 Filed Document 0000908662-13-000276 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Post Street Fund LP See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591681 Filed Document 0001591681-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRIT, LLC See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001590870 Filed Document 0001590870-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Confederated Tribes of Coos, Lower Umpqua & Siuslaw Indians See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $43,607,053 Associated Brokers / Dealers N/A CIK Number 0001591305 Filed Document 0001591305-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
PeggSite, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001591339 Filed Document 0001591339-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Post Street Master Fund LP See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591716 Filed Document 0001591716-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gainsight, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $20,000,005 Associated Brokers / Dealers N/A CIK Number 0001591441 Filed Document 0001591441-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Institutional Commodities, Ltd. See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001534536 Filed Document 0001591348-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OneWall Global (US) Fund LP See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533093 Filed Document 0000902664-13-003636 Exclusions or Exemptions 506c Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
kWantix Trading, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001591209 Filed Document 0001140361-13-041968 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Libertary Co. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001591928 Filed Document 0001591928-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
INVENTUS CAPITAL PARTNERS FUND II, LTD. See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535186 Filed Document 0001535186-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trustwave Holdings, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $24,816,000 Associated Brokers / Dealers N/A CIK Number 0001518154 Filed Document 0001560208-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Caerus Emerging Markets Opportunity Fund, LP See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475644 Filed Document 0001475644-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTERNATIONAL SPINE & ORTHOPEDIC INSTITUTE LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001451845 Filed Document 0001451845-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Other
ALPHAKEYS KKR ENERGY INCOME FUND, L.L.C. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001587485 Filed Document 0001586162-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FHE Pipeline & Development, Inc, See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001485146 Filed Document 0001485146-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Dollar Self Storage #15, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001591381 Filed Document 0001591381-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Deloitte Tax LLP See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590834 Filed Document 0000950172-13-000110 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DELOITTE CONSULTING LLP See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276294 Filed Document 0000950172-13-000108 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Graykin Capital LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591733 Filed Document 0001591733-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Southern Oregon Angel Investors 2014, LLC See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001591742 Filed Document 0001591742-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
GraphSQL, Inc. See All Filings	D	2013-11-12 00:00:00 UTC
Amount To Be Raised $2,546,269 Associated Brokers / Dealers N/A CIK Number 0001591484 Filed Document 0001140361-13-042326 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Master Portfolio (A), L.P. See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488800 Filed Document 0001488800-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THAR PHARMACEUTICALS INC See All Filings	D/A	2013-11-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001428369 Filed Document 0001428369-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-12 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Debt