Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Conner Homes at Westridge, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001591958 Filed Document 0001591958-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
RANCHO NORTHWEST CROSSINGS, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001591870 Filed Document 0001591870-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Raine Liquid Master Fund LP See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001562220 Filed Document 0001562220-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPMorgan Global Access Portfolio LLC See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001415522 Filed Document 0001415522-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rental Owners Group, Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001583843 Filed Document 0001583843-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Creative Affects LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $399,996 Associated Brokers / Dealers N/A CIK Number 0001587984 Filed Document 0001587984-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Avanath Affordable Housing II, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592153 Filed Document 0001181431-13-059210 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Templeton Global Bond Plus (Cayman) Fund, Ltd. See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DANIEL R. VEDDERN, SR., BRIAN DAVID ZEILER, WILLIAM MAKRIS, and Patrick Hughes CIK Number 0001476349 Filed Document 0001476349-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Tricadia Credit Strategies Fund, LP See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001493897 Filed Document 0001493897-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman China Opportunity Fund, a series trust of the Neuberger Berman China Opportunity Trust See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591912 Filed Document 0001591912-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JeffPM, LLC See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562408 Filed Document 0001535860-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River Opportunistic Credit Fund Ltd. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534763 Filed Document 0001505203-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KAMCO THRIFT PARTNERS LP See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001027991 Filed Document 0001461515-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genapsys, Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $39,999,999 Associated Brokers / Dealers N/A CIK Number 0001572246 Filed Document 0001572246-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
4040 Nelson SE Investors, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $748,000 Associated Brokers / Dealers N/A CIK Number 0001591639 Filed Document 0001591639-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Hanover Portfolio Acquisitions, Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001528172 Filed Document 0001469709-13-000653 Exclusions or Exemptions 506c Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Strategic Funding Source, Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001544352 Filed Document 0001544352-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
1 North Equity Healthcare Long/Short Fund LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591835 Filed Document 0001012975-13-000517 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Greenhouse Overseas Fund Ltd. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591028 Filed Document 0001591252-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHOICE EXPLORATION INC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $1,736,000 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
9Mile Cohort II, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001591688 Filed Document 0001591688-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Govtech Fund I, L.P. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001591752 Filed Document 0001591752-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HENGISTBURY FUND LTD See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562016 Filed Document 0000919574-13-006583 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPMorgan Global Access Portfolio LLC See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001415522 Filed Document 0001415522-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Slated, Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001590498 Filed Document 0001590498-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Compellon Inc See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $3,198,000 Associated Brokers / Dealers N/A CIK Number 0001557728 Filed Document 0001557728-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Raine Liquid Onshore Fund LP See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001562219 Filed Document 0001562220-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
College Town Investors, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001591929 Filed Document 0001591929-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
BILL.COM, INC. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $37,999,685 Associated Brokers / Dealers N/A CIK Number 0001367929 Filed Document 0001367929-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LFD, G.P. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001591672 Filed Document 0001591672-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Equity
Kiromic, LLC See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001588511 Filed Document 0001588511-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
VIA Seed Technology Partners II, L.P. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001591088 Filed Document 0001591088-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVERYONE COUNTS, INC. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $10,968,743 Associated Brokers / Dealers N/A CIK Number 0001477467 Filed Document 0001477467-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Tricadia Credit Strategies Fund, LP See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001493897 Filed Document 0001493897-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River Credit Relative Value Fund L.P. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450967 Filed Document 0001505203-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Storage Operating Partnership, L.P. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $11,113,700 Associated Brokers / Dealers N/A CIK Number 0001516854 Filed Document 0001209191-13-052223 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MetLife Core Property Fund, LP See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HFF SECURITIES L.P. CIK Number 0001589733 Filed Document 0001589733-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Spindrift Capital Partners, L.P. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592010 Filed Document 0001592010-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JPMorgan Global Access Strategies LLC See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001492060 Filed Document 0001415522-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
N-Trig Inc See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001372536 Filed Document 0001144204-13-062016 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO BRAVO Fund II Special Offshore Feeder, L.P. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001591349 Filed Document 0001590528-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenhouse Onshore Fund LP See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591089 Filed Document 0001591089-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merlin Entertainments plc See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $19,890,200 Associated Brokers / Dealers N/A CIK Number 0001588874 Filed Document 0001588874-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
North Augusta, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001592044 Filed Document 0001592044-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
ZOSANO, INC. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $365,000 Associated Brokers / Dealers N/A CIK Number 0001537528 Filed Document 0001537528-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JPMorgan Global Access Portfolio LLC See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415522 Filed Document 0001415522-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mast Admiral Fund, L.P. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591252 Filed Document 0001591252-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV Special Opportunities Domestic Fund IV, L.P. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591997 Filed Document 0001591997-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raine Liquid Offshore Fund LP See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001562302 Filed Document 0001562220-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greywolf Capital Overseas Fund II See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505508 Filed Document 0000902664-13-003793 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity