Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Whooshh Innovations, LLC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Stonebridge Securities, LLC CIK Number 0001631047 Filed Document 0001631047-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Neofocal Systems, Inc. See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $9,060,000 Associated Brokers / Dealers N/A CIK Number 0001630844 Filed Document 0001630844-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Baylight Pure Alpha Fund, LP See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630973 Filed Document 0001630973-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VESEY STREET FUND V (ERISA), L.P. See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised $92,000,000 Associated Brokers / Dealers N/A CIK Number 0001553949 Filed Document 0001553949-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRAINSTORM CELL THERAPEUTICS INC. See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Maxim Partners LLC CIK Number 0001137883 Filed Document 0001144204-15-002944 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Blue Rock Long Duration Plus Fund, L.P. See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630129 Filed Document 0000902664-15-000169 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Alternative Lighting Technologies, Inc. See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $44,500 Associated Brokers / Dealers N/A CIK Number 0001625281 Filed Document 0001625281-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALEXANDRIA REAL ESTATE EQUITIES INC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001035443 Filed Document 0001288649-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
9750 Windwater Apartments LLC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001628523 Filed Document 0001628523-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SOUTH GEORGIA PARTNERS, LP See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494929 Filed Document 0001509939-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Concord Atlantic Holding, Ltd See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463748 Filed Document 0001006571-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cetera Advisor Networks LLC /CA See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001164236 Filed Document 0001140361-15-002023 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
HIGHCAPE PARTNERS QP, L.P. See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598026 Filed Document 0001140361-15-002460 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pegasi Energy Resources Corporation. See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001363254 Filed Document 0001185185-15-000091 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Midway Twin Oaks, LLC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $4,465,000 Associated Brokers / Dealers N/A CIK Number 0001630835 Filed Document 0001630835-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
UCAN Investments 2015 LLC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630380 Filed Document 0001630380-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Northwood Real Estate Partners TE LP See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and UBS Securities LLC CIK Number 0001412709 Filed Document 0001412709-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOCUSIGN INC See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised $114,999,902 Associated Brokers / Dealers Morgan Stanley & Co LLC CIK Number 0001261333 Filed Document 0001261333-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hanover REIT, LLC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001631020 Filed Document 0001631020-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Triana Holdings, LLC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001627571 Filed Document 0001630904-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PANORAMA POINT PARTNERSHIP, LP - SERIES C (PRIVATE EQUITY) See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tangent Capital Partners, LLC and Frankfurter Familien Treuhand GmbH CIK Number 0001593450 Filed Document 0001593450-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOTTELY RIVER INVESTMENTS I LLC See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised $6,563,550 Associated Brokers / Dealers Trevor Gordon CIK Number 0001630812 Filed Document 0001630812-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GADA Holdings, LLC See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539703 Filed Document 0001539703-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Wainwright Dreadnought Fund LTD. See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WFS, LLC CIK Number 0001597637 Filed Document 0001597637-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Okabena Marketable Alternatives Fund II, LLC See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544764 Filed Document 0001181431-15-001036 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $195,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-15-000006 Exclusions or Exemptions 506c Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Health Recovery Solutions, Inc. See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $1,000,007 Associated Brokers / Dealers N/A CIK Number 0001562357 Filed Document 0001562357-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Outside Edge Algo Fund I, LP See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627004 Filed Document 0001140361-15-002042 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAM 1740 Fund See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616163 Filed Document 0000902664-15-000175 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP Total Return TE Fund, L.P. See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers T. Michael Conway III, Fred L. Williams, Jr., UMB Financial Services Inc., EDI Financial, Inc., David E. Hicks, and William W. Cathriner CIK Number 0001616017 Filed Document 0001616017-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ASCEND PARTNERS FUND I LP See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001121653 Filed Document 0001405086-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North By Northwest II, LLC See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised $6,720,000 Associated Brokers / Dealers Trevor Gordon CIK Number 0001563619 Filed Document 0001563619-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ALEXANDRIA REAL ESTATE EQUITIES INC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001035443 Filed Document 0001288649-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Viking Global Opportunities LP See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629480 Filed Document 0000902664-15-000170 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Crop Group LLC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $9,990,000 Associated Brokers / Dealers PIN Financial, LLC CIK Number 0001613830 Filed Document 0001613830-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PH Roosevelt Investors LLC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001630958 Filed Document 0001630958-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ALEXANDRIA REAL ESTATE EQUITIES INC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $1,089,530 Associated Brokers / Dealers N/A CIK Number 0001035443 Filed Document 0001288649-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Angeles Crest Opportunity Fund, L.L.C. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577861 Filed Document 0001591087-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAMBAZON INC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001375175 Filed Document 0001375175-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RBRC Capital, L.P. See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630566 Filed Document 0001616271-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Granville Equity Partners, L.P. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415407 Filed Document 0001415407-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PineBridge Sub-Saharan Africa Fund, L.P. See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630735 Filed Document 0001630735-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SYNERGEYES INC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001364998 Filed Document 0001364998-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Granville Multi-Strategy Partners, L. P. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000936901 Filed Document 0000936901-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SolTerra Perch, LLC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $5,761,035 Associated Brokers / Dealers N/A CIK Number 0001629366 Filed Document 0001629366-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
DALTON HIGH YIELD MORTGAGE (OFFSHORE FEEDER) FUND LTD. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488633 Filed Document 0001209191-15-004699 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PANORAMA POINT PARTNERSHIP, LP - SERIES B (PRIVATE DEBT) See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tangent Capital Partners, LLC and Frankfurter Familien Treuhand GmbH CIK Number 0001593449 Filed Document 0001593449-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DALTON ASIA (OFFSHORE FEEDER) FUND See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428064 Filed Document 0001209191-15-004644 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Systematic Alternatives Fund, LLC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630685 Filed Document 0000950172-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PALL MALL TENNESSEE PROJECT See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001630765 Filed Document 0001630765-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other