Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hawkeye Capital Institutional, L.P. See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532069 Filed Document 0000950172-13-000114 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPRINGCM INC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001423866 Filed Document 0001140361-13-044196 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
HEALTH REVENUE ASSURANCE HOLDINGS, INC. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers Ascendiant Capital Markets, LLC CIK Number 0001514443 Filed Document 0001213900-13-006908 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Tops MBO Corp See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $5,940,000 Associated Brokers / Dealers N/A CIK Number 0001593332 Filed Document 0001209191-13-055100 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Dwight 2013 Term Fund See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519768 Filed Document 0001140361-13-044259 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $16,742,424 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, and Dave Buckalew CIK Number 0001135856 Filed Document 0001135856-13-000230 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lafayette Multifamily DST See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $7,367,534 Associated Brokers / Dealers Inland Securities Corporation and Concorde Investment Services, LLC CIK Number 0001589953 Filed Document 0000950138-13-000517 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AIS FUTURES FUND III LP See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001006531 Filed Document 0001006531-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dwight 2015 Term Fund See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519771 Filed Document 0001140361-13-044261 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Etaphase Inc See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001559831 Filed Document 0001559831-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Essex Climate Change Fund, LLC See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485885 Filed Document 0000945621-13-000350 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canarsie Capital Fund, LP See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565596 Filed Document 0001019056-13-001306 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verdezyne Inc See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001331017 Filed Document 0001331017-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CBAM Intrepid Fund Ltd. See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cain Brothers & Company, LLC CIK Number 0001527981 Filed Document 0001527981-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
EverPresent, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $599,936 Associated Brokers / Dealers N/A CIK Number 0001590793 Filed Document 0001140361-13-044343 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EGOV STRATEGIES LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593023 Filed Document 0001593023-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - LBC Credit Partners III Series See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589533 Filed Document 0001589533-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Muehler Fixed Income Mortgage Fund I, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001592946 Filed Document 0001592946-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HAWKEYE CAPITAL, LP See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001137663 Filed Document 0000950172-13-000115 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solopower Korea, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $105,000,000 Associated Brokers / Dealers N/A CIK Number 0001592791 Filed Document 0001592791-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCYFIX LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001408142 Filed Document 0001408142-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MGD/CCP ACQUISITION, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $1,707,949 Associated Brokers / Dealers N/A CIK Number 0001345874 Filed Document 0001345874-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
ROMARCO MINERALS INC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $2,795,094 Associated Brokers / Dealers N/A CIK Number 0001007172 Filed Document 0000950142-13-002329 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Equity
Quibble Genomics Institute See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $26,250,000 Associated Brokers / Dealers N/A CIK Number 0001592794 Filed Document 0001592794-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HTP 5042, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001588868 Filed Document 0000950138-13-000509 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
TAM Access US, LLC See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556902 Filed Document 0001556902-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ziPede Inc. See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001589216 Filed Document 0001589216-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Debt
UNREAL BRANDS, INC. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568448 Filed Document 0001590528-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Summit Street US Equity Value Fund, L.P. See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mr. Budge Collins CIK Number 0001470484 Filed Document 0001470484-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $3,010,917 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, and Dave Buckalew CIK Number 0001135856 Filed Document 0001135856-13-000229 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RT Access Coinvestment, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592943 Filed Document 0001592943-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
MHG Investment Fund #7, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $17,400,000 Associated Brokers / Dealers N/A CIK Number 0001593053 Filed Document 0001593053-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PACKARD BUILDING LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers N/A CIK Number 0001455375 Filed Document 0001455375-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MBSP Holdings AB See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001592727 Filed Document 0001593018-13-000007 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Equity
Junius CAA LP See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $61,000,000 Associated Brokers / Dealers N/A CIK Number 0001592751 Filed Document 0001592751-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Timucuan Fund, L.P. See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499933 Filed Document 0001499933-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $37,915,788 Associated Brokers / Dealers Sean Devlin and David Stecher CIK Number 0001135856 Filed Document 0001135856-13-000224 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GTCR FUND XI/C LP See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001591436 Filed Document 0001591436-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Essex Flexport Fund, L.P. See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461594 Filed Document 0000945621-13-000347 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dwight 2014 Term Fund See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519770 Filed Document 0001140361-13-044260 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $112,816,586 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, and Dave Buckalew CIK Number 0001135856 Filed Document 0001135856-13-000231 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sunstone Income Apartments, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001592937 Filed Document 0001592937-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Illumagear, Inc. See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $1,375,000 Associated Brokers / Dealers None CIK Number 0001556547 Filed Document 0000927087-13-000018 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Azure Midstream Holdings LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001590581 Filed Document 0001590581-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MT Center Songdo, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers N/A CIK Number 0001592802 Filed Document 0001592802-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
INDUSTRIAL GENEROSITY, INC. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592183 Filed Document 0001592183-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
ZaoZao (US) Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001593016 Filed Document 0001593016-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Corporate Stay Fund I LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001592918 Filed Document 0001592918-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
STORAGE PARTNERS-FAYETTEVILLE, NC, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001592928 Filed Document 0001592928-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Muehler International Corp See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593018 Filed Document 0001593018-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity