Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VWP PLACEHOLDER IV, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001591809 Filed Document 0001591809-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
FirstMark Capital III Entrepreneurs Fund, L.P. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $2,425,000 Associated Brokers / Dealers N/A CIK Number 0001591331 Filed Document 0001591152-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cornerstone High Yield Venture LP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Babson Capital Securities LLC CIK Number 0001590049 Filed Document 0001590049-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Concentrated Equity Strategies Ltd See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405397 Filed Document 0001395549-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CREATURE, L.L.C. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001578773 Filed Document 0001578773-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Ascendiant Capital Fund, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534757 Filed Document 0001209191-13-052120 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
nextSociety Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001591914 Filed Document 0001591914-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Sensor Medical Technology, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001557186 Filed Document 0001557186-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bar Siena, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001591862 Filed Document 0001591862-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
CBRE CLARION GLOBAL REAL ESTATE FUND, LP See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561798 Filed Document 0001409684-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
elarm, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $824,998 Associated Brokers / Dealers N/A CIK Number 0001527926 Filed Document 0001527926-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EIG Energy Fund XVI-E, L.P. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a, Julien Dargent, and Warren Spar CIK Number 0001591998 Filed Document 0001181431-13-059392 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Dempsey Hill Asia Fund See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561585 Filed Document 0001012975-13-000511 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
European Real Estate Debt Fund II L.P. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $641,800,000 Associated Brokers / Dealers Evercore Group LLC CIK Number 0001591075 Filed Document 0001591075-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Revival Fund (Bermuda) Ltd See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589551 Filed Document 0001315863-13-000515 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Oaks Senior Tax Credit, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $421,500 Associated Brokers / Dealers N/A CIK Number 0001534603 Filed Document 0001534603-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WADDELL & REED LARGE CO GROWTH FUND LLC See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Waddell & Reed, Inc., Waddell & Reed, Inc., Waddell & Reed, Inc., and Waddell & Reed, Inc. CIK Number 0001367843 Filed Document 0001393725-13-000096 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCE Holding Co See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $78,500,000 Associated Brokers / Dealers N/A CIK Number 0001591691 Filed Document 0001587839-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
ARSTASIS INC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $18,999,998 Associated Brokers / Dealers N/A CIK Number 0001356039 Filed Document 0001356039-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Price Flex Qualified-QP Fund, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495529 Filed Document 0001315863-13-000519 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Corsair Capital Partners Flagship Fund LLC See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001561700 Filed Document 0001140361-13-041982 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allen Harrison Multifamily Fund I LP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001586277 Filed Document 0000909143-13-000047 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Natural Gas Energy Fund, LP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588352 Filed Document 0001144204-13-061677 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liberty Square Investors, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $4,565,000 Associated Brokers / Dealers N/A CIK Number 0001587260 Filed Document 0001104659-13-084045 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TCW Securitized Opportunities, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533390 Filed Document 0001533390-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEXGRID, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001495887 Filed Document 0001015325-13-000045 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Eaton Vance Floating Rate Completion Fund LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc. CIK Number 0001590645 Filed Document 0000940394-13-001304 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silatronix, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001548260 Filed Document 0000897069-13-000392 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Inspire Capital Corp See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001591832 Filed Document 0001591832-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Baker Brothers Life Sciences LP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363364 Filed Document 0001590049-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QD VISION INC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $11,999,994 Associated Brokers / Dealers N/A CIK Number 0001329270 Filed Document 0001329270-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Northstar Mezzanine Partners VI U.S. Feeder I, L.P. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591653 Filed Document 0001591653-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hridaya, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $75,150 Associated Brokers / Dealers N/A CIK Number 0001591881 Filed Document 0001591881-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Fundamental Credit Opportunities Offshore Ltd. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591708 Filed Document 0001591708-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIG SECURITIZED ASSET FUND, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557739 Filed Document 0000919574-13-006230 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vascular Pharmaceuticals, Inc. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $16,008,333 Associated Brokers / Dealers N/A CIK Number 0001557160 Filed Document 0001557160-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
FirstMark Capital III, LP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $222,575,000 Associated Brokers / Dealers N/A CIK Number 0001591152 Filed Document 0001591152-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equinox Fund International, Ltd. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498826 Filed Document 0001590528-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
theSkimm, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $1,384,843 Associated Brokers / Dealers N/A CIK Number 0001591485 Filed Document 0001591485-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Investment Fund Ltd. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481760 Filed Document 0001395549-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chilton Global Credit Opportunities Master Fund, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459812 Filed Document 0000950103-13-006606 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aseko Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001369701 Filed Document 0001369701-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Diversified Arbitrage Strategies L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481796 Filed Document 0001395549-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EQUITABOWL, INC. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001544723 Filed Document 0001544723-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EnTouch Controls, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $5,316,369 Associated Brokers / Dealers N/A CIK Number 0001535200 Filed Document 0001535200-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Booyami, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001528754 Filed Document 0001528754-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
TWM INTERNATIONAL EQUITIES 2006 L P See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373866 Filed Document 0001373866-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Egerton Capital Partners LLC See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001561702 Filed Document 0001140361-13-041981 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SpineZ See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers None and None CIK Number 0001591165 Filed Document 0001521536-13-000931 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
TWM HIGH YIELD 2008 PARTNERSHIP LP See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456738 Filed Document 0001456738-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund