Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TDC Tanglewood, L.L.C. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $22,575,000 Associated Brokers / Dealers N/A CIK Number 0001629226 Filed Document 0001629226-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Reserve Oil & Gas Inc See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $684,000 Associated Brokers / Dealers N/A CIK Number 0001506793 Filed Document 0001506793-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WEST VIRGINIA Revenue or Assets $Not Applicable Type of Security Mineral Property
Athyrium Opportunities Fund II (Non-US) LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628776 Filed Document 0001629534-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POST UNION PERRO LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628947 Filed Document 0000919574-14-007206 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pivot Freight, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $2,840,785 Associated Brokers / Dealers N/A CIK Number 0001629570 Filed Document 0001629570-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Amerivest Advantage LLC. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001628759 Filed Document 0001628759-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
NGP Natural Resources XI, L.P. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $5,325,000,000 Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001612741 Filed Document 0001612741-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aperture Venture Partners III, L.P. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers n/a CIK Number 0001582771 Filed Document 0001582771-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Civitas Skyline Fund, LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $12,084,115 Associated Brokers / Dealers Alejandro Nieto and Liping Tan CIK Number 0001629404 Filed Document 0001315863-14-000721 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Q India Equity Fund Ltd. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538785 Filed Document 0001538785-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Insikt, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $16,248,584 Associated Brokers / Dealers N/A CIK Number 0001573402 Filed Document 0001573402-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Private Opportunities Fund III (Delaware), L.P. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629179 Filed Document 0001601525-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Civitas EFS Fund, LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,644,080 Associated Brokers / Dealers N/A CIK Number 0001629405 Filed Document 0001315863-14-000719 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Crom-Fund, a series of AngelList-FiTe-Funds, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $285,983 Associated Brokers / Dealers N/A CIK Number 0001629254 Filed Document 0001629254-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STONE ARCH CAPITAL III, L.P. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001628156 Filed Document 0001628156-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
B-Door Holdings, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001629439 Filed Document 0001629439-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Brown Advisory Direct Investment - Jacob Ash, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629532 Filed Document 0001629532-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
EMG Funding LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001621774 Filed Document 0001624404-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
BCause LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001628647 Filed Document 0001628647-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CELLO CREDIT OPPORTUNITIES FUND, LTD. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629434 Filed Document 0001013594-14-000731 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ruby Receptionists, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $38,800,000 Associated Brokers / Dealers N/A CIK Number 0001629639 Filed Document 0001629639-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
XCel Brands, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers Young America Capital, LLC and Todd Slater CIK Number 0001083220 Filed Document 0001458511-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vouch Financial Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $2,999,998 Associated Brokers / Dealers N/A CIK Number 0001628953 Filed Document 0001243233-15-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Freedom Health Holdings, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001559608 Filed Document 0001559608-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AQR ABSOLUTE RETURN OFFSHORE FUND LTD See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001069288 Filed Document 0001069288-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maple Rock US Fund LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629616 Filed Document 0001629616-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlockHouse Fund LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629444 Filed Document 0000950142-14-002547 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Global Inflation Linked Bond Fund Ltd. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001628775 Filed Document 0001601525-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rocap Marketing Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $735,000 Associated Brokers / Dealers N/A CIK Number 0001520108 Filed Document 0001290929-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hartman Retail I, DST See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $7,325,000 Associated Brokers / Dealers D.H Hill Securities LLLP CIK Number 0001619014 Filed Document 0001619014-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Fortress Japan Opportunity Fund III (Yen B-II) LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001629200 Filed Document 0001140361-14-046857 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIERIS PHARMACEUTICALS, INC. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001583648 Filed Document 0001209191-14-078602 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
Athyrium Opportunities Fund II LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628886 Filed Document 0001629534-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Ents-87-Fund, a series of AngelList-BaRs-Funds, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $111,500 Associated Brokers / Dealers N/A CIK Number 0001628934 Filed Document 0001628934-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Diversified Convexity Offshore Fund Ltd. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559081 Filed Document 0001069288-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Malin & Goetz Inc See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001628570 Filed Document 0001628570-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Arts Center Fund, LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,490,050 Associated Brokers / Dealers N/A CIK Number 0001629403 Filed Document 0001315863-14-000718 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BioSig Technologies, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001530766 Filed Document 0001530766-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Lamar Hotel Fund, LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,080,000 Associated Brokers / Dealers N/A CIK Number 0001545749 Filed Document 0001315863-14-000720 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DTZ Jersey Holdings Ltd See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $89,671,922 Associated Brokers / Dealers N/A CIK Number 0001628369 Filed Document 0001628369-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Scholarship Solutions, LLC See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001620519 Filed Document 0001620519-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Palo Alto Advanced Life Sciences Fund, L.P. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001503176 Filed Document 0001503176-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEXTracker Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001597356 Filed Document 0001597356-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cloudnexa, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589093 Filed Document 0000905718-14-000846 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Esen-Fund, a series of AngelList-BrSi-Funds, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001629253 Filed Document 0001629253-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SecureKey Technologies Inc. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $11,459,306 Associated Brokers / Dealers AGC Partners CIK Number 0001489641 Filed Document 0001489641-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
YOTTAA, INC. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $15,575,124 Associated Brokers / Dealers N/A CIK Number 0001581816 Filed Document 0001625385-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Crestview III Private Investors Offshore, L.P. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001629173 Filed Document 0001629173-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Jive-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $196,053 Associated Brokers / Dealers N/A CIK Number 0001629252 Filed Document 0001629252-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1 Community Builders, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001629607 Filed Document 0001629607-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity