Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
WALTON RIDENOUR STATE CREDIT LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $489,702 Associated Brokers / Dealers N/A CIK Number 0001428003 Filed Document 0001428003-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDR Bellevue III LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001592105 Filed Document 0001592105-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Atlantic CT REIT, Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001592152 Filed Document 0001592152-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Strongbrook Direct, LLC See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001562845 Filed Document 0001562845-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Red Duck Foods, Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001590650 Filed Document 0001590650-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Portfolio Advisors Secondary Fund II, L.P. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc., RBC Wealth Management, Morgan Keegan & Company, Inc., Alternative Investments Company, B.V., Heptagon Capital Limited, and Lytton Financial Inc. CIK Number 0001530919 Filed Document 0000902664-13-003784 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
FW Acquisition Co., LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $3,080,000 Associated Brokers / Dealers N/A CIK Number 0001592260 Filed Document 0001592260-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Optimum Income Fund, LLC See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471840 Filed Document 0001471840-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Express Family Care, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers Charles B. Brinkman CIK Number 0001591895 Filed Document 0001591895-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GEORGIA TRANSIT MIX LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001592138 Filed Document 0001592138-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Arria NLG Ltd See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arria NLG Ltd CIK Number 0001562519 Filed Document 0001562519-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Embarke Inc See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $1,241,998 Associated Brokers / Dealers N/A CIK Number 0001592242 Filed Document 0001592242-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
UBS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001395039 Filed Document 0001586162-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NCDG PROPERTIES, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers Donald Taylor CIK Number 0001592103 Filed Document 0001592103-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LightSail Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $4,562,300 Associated Brokers / Dealers N/A CIK Number 0001587678 Filed Document 0001140361-13-043269 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Highbridge Capital L.P. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001554015 Filed Document 0001554015-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ISC8 INC. /DE See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers JP Turner & Company, LLC CIK Number 0000357108 Filed Document 0001415889-13-002349 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Crosslink Ventures VII, L.P. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592050 Filed Document 0000935836-13-000540 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Darlington Capital Partners, LP See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592120 Filed Document 0001592120-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fir Tree Special Opportunities Fund IV, LP See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587218 Filed Document 0001315863-13-000578 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Diamond Thematic, L.P. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534911 Filed Document 0001012975-13-000522 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NTN BUZZTIME INC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $3,840,000 Associated Brokers / Dealers N/A CIK Number 0000748592 Filed Document 0001019687-13-004407 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BidPal, Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001531341 Filed Document 0001531341-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
X-Factor Communications Holdings, Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001517653 Filed Document 0001213900-13-006531 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
EiKO Holdings LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592142 Filed Document 0001405086-13-000413 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Portfolio Advisors Private Equity Fund VIII (Offshore), L.P. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572954 Filed Document 0000902664-13-003783 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Transilio, Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001591383 Filed Document 0001591383-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
RUNAWAY HEARTS PRODUCTIONS, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001590534 Filed Document 0001590534-13-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Riverside Capital Appreciation Fund VI, L.P. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers Probitas Funds Group, LLC CIK Number 0001566001 Filed Document 0001566001-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthy Life Brands LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001592068 Filed Document 0001592068-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Spartan Trading Fund Ltd See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413787 Filed Document 0001413787-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Russell Institutional Funds, LLC - Russell Multi-Asset Core Plus Fund See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Financial Services, Inc. CIK Number 0001563333 Filed Document 0001563333-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverside Capital Appreciation Fund VI-A, L.P. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers Probitas Funds Group, LLC CIK Number 0001566013 Filed Document 0001566013-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aerpio Therapeutics, Inc. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $31,011,902 Associated Brokers / Dealers N/A CIK Number 0001538472 Filed Document 0001538472-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Financial Diligence Networks LLC See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001574168 Filed Document 0001574168-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CVI International Credit Fund Ltd. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534420 Filed Document 0000902664-13-003788 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KUBOO, INC. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001051209 Filed Document 0001051209-13-000016 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Morgan Stanley HedgePremier/HBK Fund LP See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001526760 Filed Document 0001526760-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DineTouch, Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001591431 Filed Document 0001591431-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Hollywood Indie Studio Corp See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001591826 Filed Document 0001591826-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ENERGY ALPHA PARTNERS, L.P. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479934 Filed Document 0001479934-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CZ Enhanced Fund Ltd See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574244 Filed Document 0001140361-13-043441 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMPALA FUND LP See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299681 Filed Document 0001140361-13-043047 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CATABASIS PHARMACEUTICALS INC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $32,433,331 Associated Brokers / Dealers N/A CIK Number 0001454789 Filed Document 0001454789-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TWM High Yield 2008 Offshore Partnership, LP See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584567 Filed Document 0001584567-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weaver Terragon, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $2,382,700 Associated Brokers / Dealers N/A CIK Number 0001592306 Filed Document 0001354488-13-006560 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
DISCUS HOLDINGS LTD See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591014 Filed Document 0001255294-13-000906 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Debt
Oshi Fund, L.P. See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534276 Filed Document 0001534276-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSO Special Situations Overseas Fund II, Ltd. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592078 Filed Document 0000902664-13-003814 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RiverRock Investment Fund IV, LP See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Frank J. Marrone, Sunbelt Securities, Inc., Matthew C. Knauss, Charles W. Bingham, Catherine L. Hicks, and Carolina Financial Securities, LLC CIK Number 0001561747 Filed Document 0001561747-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity