Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
T2 Accredited Fund, LP dba Kase Fund See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451614 Filed Document 0001019056-13-001310 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCM Vision, LP See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $515,000 Associated Brokers / Dealers Steelhead Capital Management, LLC CIK Number 0001593112 Filed Document 0001593112-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
LAKE GENEVA OFFSHORE FUND LTD. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A - None CIK Number 0001593175 Filed Document 0001593175-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LaSalle Futures Fund II LP See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALTEGRIS INVESTMENTS, INC CIK Number 0001308884 Filed Document 0001308884-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARTNERS FOR PAYMENT RELIEF DE II, LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001457556 Filed Document 0001457556-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
TPH Energy Infrastructure Fund Plus, LP See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513882 Filed Document 0000902664-13-003882 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HayFin Special Opportunities Credit Fund (Feeder) LP See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Asset Management Ltd. CIK Number 0001559062 Filed Document 0001559062-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revolv Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $4,500,003 Associated Brokers / Dealers N/A CIK Number 0001558275 Filed Document 0001558275-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Balius Energy Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001592630 Filed Document 0001441557-13-000086 Exclusions or Exemptions 504 and 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Hilton Capital Partners, LP See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593094 Filed Document 0001593094-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SimpliVity Corp See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $58,000,002 Associated Brokers / Dealers N/A CIK Number 0001474946 Filed Document 0001474946-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LendingHome Corp See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $11,309,943 Associated Brokers / Dealers N/A CIK Number 0001592838 Filed Document 0001592838-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Artis Ventures II, L.P. See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001587636 Filed Document 0001587636-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
INDUSTRIAL GENEROSITY, INC. See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592183 Filed Document 0001592183-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Alysheba Fund Ltd See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001323795 Filed Document 0000898432-13-001419 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glassbox Inc See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001539143 Filed Document 0001539143-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Wildfang International Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001570188 Filed Document 0001570188-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
WOLF RIVER PROSPECT See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001591187 Filed Document 0001591187-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Ekso Bionics, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Gottbetter Capital Markets, LLC CIK Number 0001552921 Filed Document 0001552921-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
DENOVO SCIENCES, INC. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001545264 Filed Document 0001545264-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Bolts & Nuts Corp. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001591910 Filed Document 0001591910-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Annapolis Investment (US) Limited Partnership VII See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $275,730,014 Associated Brokers / Dealers N/A CIK Number 0001592483 Filed Document 0001592483-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Midland States Bancorp, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001466026 Filed Document 0001466026-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Muehler Life Settlement Fund, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592947 Filed Document 0001592947-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONESPOT INC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $8,218,452 Associated Brokers / Dealers N/A CIK Number 0001455331 Filed Document 0001140361-13-044345 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $7,826,650 Associated Brokers / Dealers John Nash and Jennifer Kephart CIK Number 0001135856 Filed Document 0001135856-13-000219 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Online Music Network, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001555159 Filed Document 0001555159-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Townsquare Media, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $16,240,861 Associated Brokers / Dealers N/A CIK Number 0001499832 Filed Document 0001140361-13-044340 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Gridco, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $9,999,992 Associated Brokers / Dealers N/A CIK Number 0001525042 Filed Document 0001525042-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Thomason Wolf Energy, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $37,800,000 Associated Brokers / Dealers N/A CIK Number 0001592771 Filed Document 0001593018-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $2,160,000 Associated Brokers / Dealers Kenneth Dayton, Danford Meishen, Susan Bazelides, and Patrica Wenzel CIK Number 0001135856 Filed Document 0001135856-13-000221 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers Richard Kimbrough CIK Number 0001135856 Filed Document 0001135856-13-000226 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Amvestar Affordable Housing Partnership, LLC See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allen C. Ewing & CO. CIK Number 0001558005 Filed Document 0001558005-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Zaxis ELS US, L.P. See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508047 Filed Document 0000935836-13-000560 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canarsie Capital Fund Offshore, Ltd. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592158 Filed Document 0001019056-13-001304 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KP-SMS Assist, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001593024 Filed Document 0001593024-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ATLAS FUTURES FUND LIMITED PARTNERSHIP See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000865549 Filed Document 0000865549-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
Artis Ventures II, L.P. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001587636 Filed Document 0001587636-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Capital Factory IV, L.P. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001592303 Filed Document 0001592303-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goose Creek Club LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001533906 Filed Document 0001533906-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
IMPEL NEUROPHARMA INC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $3,796,960 Associated Brokers / Dealers N/A CIK Number 0001445499 Filed Document 0001445499-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FTV IV, L.P. See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers M2O PRIVATE FUND ADVISORS LLC CIK Number 0001560793 Filed Document 0001560793-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ENGAGEMENTHEALTH LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001432031 Filed Document 0000913849-13-000325 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TJC Real Estate Fund I LP See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $26,002,000 Associated Brokers / Dealers N/A CIK Number 0001592938 Filed Document 0001592938-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Open Source Storage LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001592924 Filed Document 0001592924-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
foodjunky, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592961 Filed Document 0001592961-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Other
TriView Global Fund, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305631 Filed Document 0001305631-13-000033 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
First Trust Corp See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers Chaffe Securities CIK Number 0001574189 Filed Document 0001574189-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business LOUISIANA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Voter Gravity Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001587975 Filed Document 0001587975-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ALWAYSONVACATION, INC. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $1,360,000 Associated Brokers / Dealers N/A CIK Number 0001404029 Filed Document 0001404029-13-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity