Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AGSM, LLC See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $82,805 Associated Brokers / Dealers None CIK Number 0001567057 Filed Document 0001567057-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
AUSAF ABS III, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001590609 Filed Document 0001590609-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Builder Finance Group, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None - N/A CIK Number 0001592137 Filed Document 0001592137-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Beanstalk Ventures, L.P. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001589587 Filed Document 0001589587-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MicroVest Plus, LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Theodore Jones Gillman CIK Number 0001533478 Filed Document 0000919574-13-006746 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TONIC SOLUTIONS, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001540637 Filed Document 0001540637-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
ODESK CORP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $2,652,210 Associated Brokers / Dealers N/A CIK Number 0001272382 Filed Document 0001168404-13-000016 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Kirk 175, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $162,000 Associated Brokers / Dealers N/A CIK Number 0001592208 Filed Document 0001592208-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Liptay Investment Fund, L.P. See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481344 Filed Document 0001481344-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REDWOOD OFFSHORE FUND LTD See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270285 Filed Document 0000919574-13-006741 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawthorne LS Fund I LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Coventry Securities, LLC CIK Number 0001562903 Filed Document 0000943663-13-000208 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SB Acquisition Company, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $5,075,000 Associated Brokers / Dealers N/A CIK Number 0001587256 Filed Document 0001587256-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Redfin CORP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001382821 Filed Document 0001382821-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PI Riverside Drive Austin, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $4,560,000 Associated Brokers / Dealers N/A CIK Number 0001592031 Filed Document 0001592031-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MAI Wealth Income & Growth Fund, LP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001590525 Filed Document 0001140361-13-043388 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONDERA ABSOLUTE RETURN STRATEGIES LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SENDERO SECURITIES, LLC CIK Number 0001259428 Filed Document 0001259428-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mako Shark Fund, LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SDDCO BROKERAGE ADVISORS LLC CIK Number 0001505329 Filed Document 0000919574-13-006739 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dames at Sea Broadway, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001591334 Filed Document 0001591334-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Twin Cities Income Fund I, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001591871 Filed Document 0001591871-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
VIRES Aeronautics, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001590333 Filed Document 0001590333-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BALESTRA CAPITAL PARTNERS LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aurora Capital LLC, Aurora Capital, Aurora Capital LLC, Accelerated Capital Group, and Security Research Associates, Inc. CIK Number 0000907043 Filed Document 0000907043-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONDERA ABSOLUTE RETURN STRATEGIES CAYMAN LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SENDERO SECURITIES, LLC CIK Number 0001271249 Filed Document 0001271249-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bellatrix Exploration Ltd. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $17,612,802 Associated Brokers / Dealers Canaccord Genuity Corp., Dundee Securities Ltd., National Bank Financial Inc., AltaCorp Capital Inc., and CIBC World Markets Inc. CIK Number 0001483405 Filed Document 0001140361-13-043674 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ALTERRUS SYSTEMS INC. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $40,800 Associated Brokers / Dealers N/A CIK Number 0001122081 Filed Document 0001085037-13-000170 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Bakken Select Fund I, LLC See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers STILLPOINT CAPITAL and STILLPOINT CAPITAL CIK Number 0001571513 Filed Document 0001571513-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Dimension Therapeutics, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001592288 Filed Document 0001592288-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Crowdzu Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001591947 Filed Document 0001140361-13-043256 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Adventurati, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $594,268 Associated Brokers / Dealers N/A CIK Number 0001592321 Filed Document 0001592321-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
TAURIGA SCIENCES, INC. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001142790 Filed Document 0001354488-13-006482 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Navigation Ante, Ltd. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001592353 Filed Document 0001140361-13-043635 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SolTerra Two, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001590162 Filed Document 0001590162-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 8, LLC See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $285,000 Associated Brokers / Dealers N/A CIK Number 0001592281 Filed Document 0001592281-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
O'Connor Brewing Company, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001592211 Filed Document 0001592211-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SPACE RACE, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001566234 Filed Document 0001566234-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Master Portfolio (C), Ltd See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498621 Filed Document 0001498621-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPEN TEXT CORP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers None CIK Number 0001002638 Filed Document 0001002638-13-000030 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
MT2 Productions, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001591882 Filed Document 0001591882-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
AILERON THERAPEUTICS INC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001420565 Filed Document 0001420565-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ovation Alternative Income Fund, LP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591936 Filed Document 0001591936-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MicroVest Short Duration Fund, LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Intellivest Securities, Inc. CIK Number 0001506025 Filed Document 0000919574-13-006747 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cooper Square Offshore Fund, Ltd. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591852 Filed Document 0001591805-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BigML, Inc. See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001528332 Filed Document 0000892917-13-000031 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
CUSTOMINK, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001115601 Filed Document 0001115601-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Frisco Memory Care, LLC, a Delaware Ltd liability Co See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $2,376,000 Associated Brokers / Dealers N/A CIK Number 0001591999 Filed Document 0001591999-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
CONDERA EQUITY OPPORTUNITY FUND LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450903 Filed Document 0001271249-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taurus Processing See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001590349 Filed Document 0001019687-13-004529 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CMS Technology, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001527514 Filed Document 0001527514-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Bridgeline Digital, Inc. See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Taglich Brothers Inc CIK Number 0001378590 Filed Document 0001570867-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Elm Tree 'e' Conomy Fund, LP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $34,069,500 Associated Brokers / Dealers N/A CIK Number 0001592123 Filed Document 0001592123-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
A&M Capital Partners, LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001544697 Filed Document 0001544697-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund