Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Coursera@GSV Fund, L.P. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001591720 Filed Document 0001591720-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Station X Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001509408 Filed Document 0001509408-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STA SPV LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $2,303,606 Associated Brokers / Dealers N/A CIK Number 0001591846 Filed Document 0001591846-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JPMorgan Global Access Strategies SPC Ltd. See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001539833 Filed Document 0001415522-13-000013 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Coupon Pharmacy III DST See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised $4,871,587 Associated Brokers / Dealers Eric S. Scaff, Robert S. Smith, John S. Weiss, Robert R. Tweed, and Rocco A. Cortese CIK Number 0001587853 Filed Document 0001587853-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
OHH ISOI LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001592269 Filed Document 0001140361-13-043345 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Leap4Life Global, Inc. See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Bedminster Financial Group ltd CIK Number 0001570487 Filed Document 0001437749-13-015010 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
JeffHedge, LLC See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535860 Filed Document 0001535860-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Tricadia Credit Strategies Fund II LP See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001461515 Filed Document 0001461515-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stark Bank Group Ltd See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001363650 Filed Document 0001363650-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Pine River Liquid Mortgage Fund Ltd. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505203 Filed Document 0001505203-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Templeton Global Summits (Cayman) Fund, Ltd. See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brian Zeiler, John Carter Bailey, Jr., and William J. Makris CIK Number 0001503656 Filed Document 0001503656-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HG Bella Madera Preferred Holdings, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $5,300,750 Associated Brokers / Dealers Benzion Kahana, Alexander Erlichman, Shlomo Ness, David Turner, Charles Augus, and Ira Lawrence CIK Number 0001591894 Filed Document 0001591894-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
JDCPHOSPHATE, INC. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001544512 Filed Document 0001544512-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BLUEAVOCADO CO See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Pasadera Capital, LLC CIK Number 0001442811 Filed Document 0001442811-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JagRma LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001590844 Filed Document 0001590844-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Intelligent Business Entertainment, Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001566946 Filed Document 0001566946-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
UBS Paulson Advantage, L.L.C. See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001471633 Filed Document 0001586162-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Conner Homes at Westridge, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001591958 Filed Document 0001591958-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
RANCHO NORTHWEST CROSSINGS, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001591870 Filed Document 0001591870-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Raine Liquid Master Fund LP See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001562220 Filed Document 0001562220-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPMorgan Global Access Portfolio LLC See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001415522 Filed Document 0001415522-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rental Owners Group, Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001583843 Filed Document 0001583843-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Creative Affects LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $399,996 Associated Brokers / Dealers N/A CIK Number 0001587984 Filed Document 0001587984-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Avanath Affordable Housing II, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592153 Filed Document 0001181431-13-059210 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Templeton Global Bond Plus (Cayman) Fund, Ltd. See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DANIEL R. VEDDERN, SR., BRIAN DAVID ZEILER, WILLIAM MAKRIS, and Patrick Hughes CIK Number 0001476349 Filed Document 0001476349-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Tricadia Credit Strategies Fund, LP See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001493897 Filed Document 0001493897-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman China Opportunity Fund, a series trust of the Neuberger Berman China Opportunity Trust See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591912 Filed Document 0001591912-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JeffPM, LLC See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562408 Filed Document 0001535860-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River Opportunistic Credit Fund Ltd. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534763 Filed Document 0001505203-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KAMCO THRIFT PARTNERS LP See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001027991 Filed Document 0001461515-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genapsys, Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $39,999,999 Associated Brokers / Dealers N/A CIK Number 0001572246 Filed Document 0001572246-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
4040 Nelson SE Investors, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $748,000 Associated Brokers / Dealers N/A CIK Number 0001591639 Filed Document 0001591639-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Hanover Portfolio Acquisitions, Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001528172 Filed Document 0001469709-13-000653 Exclusions or Exemptions 506c Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Strategic Funding Source, Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001544352 Filed Document 0001544352-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
1 North Equity Healthcare Long/Short Fund LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591835 Filed Document 0001012975-13-000517 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Greenhouse Overseas Fund Ltd. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591028 Filed Document 0001591252-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHOICE EXPLORATION INC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $1,736,000 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
9Mile Cohort II, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001591688 Filed Document 0001591688-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Govtech Fund I, L.P. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001591752 Filed Document 0001591752-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HENGISTBURY FUND LTD See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562016 Filed Document 0000919574-13-006583 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPMorgan Global Access Portfolio LLC See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001415522 Filed Document 0001415522-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Slated, Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001590498 Filed Document 0001590498-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Compellon Inc See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $3,198,000 Associated Brokers / Dealers N/A CIK Number 0001557728 Filed Document 0001557728-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Raine Liquid Onshore Fund LP See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001562219 Filed Document 0001562220-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
College Town Investors, LLC See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001591929 Filed Document 0001591929-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
BILL.COM, INC. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $37,999,685 Associated Brokers / Dealers N/A CIK Number 0001367929 Filed Document 0001367929-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LFD, G.P. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001591672 Filed Document 0001591672-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Equity
Kiromic, LLC See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001588511 Filed Document 0001588511-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
VIA Seed Technology Partners II, L.P. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001591088 Filed Document 0001591088-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund