Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lignetics Investment Corp. See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $5,972,107 Associated Brokers / Dealers Not Applicable CIK Number 0001599190 Filed Document 0001599190-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Moelis Steele Creek Opportunity Fund I LP See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596509 Filed Document 0000902664-15-000211 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEZU CYCLICALS PARTNERS, L.P. See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494879 Filed Document 0000919574-15-000540 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tri-State Multifamily Holdings, LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $1,162,280 Associated Brokers / Dealers N/A CIK Number 0001631021 Filed Document 0001631004-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Vivace Therapeutics, Inc. See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $15,050,000 Associated Brokers / Dealers N/A CIK Number 0001630575 Filed Document 0001630575-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iSense CGM, Inc. See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Regulation D Resources Enterprises, Inc. CIK Number 0001623374 Filed Document 0001623374-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Graticule Asia Macro Master Fund Ltd See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514306 Filed Document 0000950172-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BORONIA DIVERSIFIED FUND US LP See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305562 Filed Document 0001305562-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROTELLA POLARIS FUND LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001052845 Filed Document 0001052845-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KABR REAL ESTATE INVESTMENT PARTNERS, LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $44,550,000 Associated Brokers / Dealers N/A CIK Number 0001625085 Filed Document 0001013594-15-000024 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SOR Broadway Limited Partnership See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001630351 Filed Document 0001630351-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Daylighted, Inc See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001628561 Filed Document 0001628561-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vogogo Inc. See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $511,961 Associated Brokers / Dealers N/A CIK Number 0001626064 Filed Document 0001626064-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
North By Northwest II, LLC See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised $6,720,000 Associated Brokers / Dealers Trevor Gordon CIK Number 0001563619 Filed Document 0001563619-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AZG 519 LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630281 Filed Document 0001630319-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ada Series Total Return Fund LP See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489783 Filed Document 0001489783-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Taubenpost Capital LP See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404371 Filed Document 0000919574-15-000538 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHISKEYSPEAK. LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001599322 Filed Document 0001599322-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Master Fund, Ltd See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631060 Filed Document 0001631067-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Voya Financial Advisors, Inc. See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424367 Filed Document 0001140361-15-002900 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Other
DELOITTE CONSULTING LLP See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276294 Filed Document 0000950172-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
5930 Enclave, LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $1,068,000 Associated Brokers / Dealers Nobles & Richards, Inc. CIK Number 0001605327 Filed Document 0001605327-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CDK Capital (Bermuda) Ltd.- Brown Advisory Global Managers Fund See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630991 Filed Document 0001630991-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Diversified Real Estate Holdings, LLC See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569872 Filed Document 0001569872-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Coachman Energy VII Offshore Feeder Fund, Ltd. See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001630891 Filed Document 0001630891-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEZU JAPAN FUND LTD. See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539729 Filed Document 0000919574-15-000544 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Longfellow Atlantic REIT, Inc. See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001631143 Filed Document 0001631143-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MHPI IV, LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001630861 Filed Document 0001630861-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HGI Opportunity Select Fund IV, LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Benzion Kahana and Alexandrer Erlichman CIK Number 0001630960 Filed Document 0001631004-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
REALTYSHARES 54, LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001630906 Filed Document 0001630910-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Silvercrest Municipal Advantage Portfolio S LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630671 Filed Document 0001012975-15-000051 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Youngevity International, Inc. See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers TriPoint Global Equities, LLC CIK Number 0001569329 Filed Document 0001415889-15-000194 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FCM FAR EASTERN FUND L P See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001066886 Filed Document 0001315863-15-000044 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rehabilitation & Community Providers Services Organization, Inc. See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $25,500,000 Associated Brokers / Dealers N/A CIK Number 0001631267 Filed Document 0001631267-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte Tax LLP See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590834 Filed Document 0000950172-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
MORGAN STANLEY OPPORTUNISTIC MORTGAGE INCOME FUND LP See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001527104 Filed Document 0000945621-15-000019 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AKO PARTNERS L.P. See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001343066 Filed Document 0000919574-15-000532 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ITB PREMIUM FUND I LTD See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001346502 Filed Document 0001346502-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
ITB Capital Income Fund I Ltd See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394210 Filed Document 0001394210-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Whippoorwill Loan Opportunity Fund, L.P. See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC and PAF Securities, LLC CIK Number 0001603612 Filed Document 0001488138-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AZG 148 LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630317 Filed Document 0001630284-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OASIS FIXED ALTERNATIVE FUND, L.P. See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532429 Filed Document 0001532429-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
AZG 116 LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630318 Filed Document 0001630319-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rotella Orion Fund LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372061 Filed Document 0001372061-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARQUIS ON MEMORIAL HOLDINGS LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631146 Filed Document 0001631146-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
KABR REAL ESTATE INVESTMENT PARTNERS II, LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $44,150,000 Associated Brokers / Dealers N/A CIK Number 0001625099 Filed Document 0001013594-15-000025 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
TSS Investment Holdings, LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630515 Filed Document 0001630515-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PERSONICS HOLDINGS INC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $5,006,500 Associated Brokers / Dealers N/A CIK Number 0001437970 Filed Document 0001575705-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
North Rock Fund, Ltd See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631067 Filed Document 0001631067-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte Financial Advisory Services LLP See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other