Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
O'Connor Brewing Company, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001592211 Filed Document 0001592211-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SPACE RACE, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001566234 Filed Document 0001566234-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Master Portfolio (C), Ltd See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498621 Filed Document 0001498621-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPEN TEXT CORP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers None CIK Number 0001002638 Filed Document 0001002638-13-000030 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
MT2 Productions, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001591882 Filed Document 0001591882-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
AILERON THERAPEUTICS INC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001420565 Filed Document 0001420565-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ovation Alternative Income Fund, LP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591936 Filed Document 0001591936-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MicroVest Short Duration Fund, LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Intellivest Securities, Inc. CIK Number 0001506025 Filed Document 0000919574-13-006747 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cooper Square Offshore Fund, Ltd. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591852 Filed Document 0001591805-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BigML, Inc. See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001528332 Filed Document 0000892917-13-000031 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
CUSTOMINK, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001115601 Filed Document 0001115601-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Frisco Memory Care, LLC, a Delaware Ltd liability Co See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $2,376,000 Associated Brokers / Dealers N/A CIK Number 0001591999 Filed Document 0001591999-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
CONDERA EQUITY OPPORTUNITY FUND LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450903 Filed Document 0001271249-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taurus Processing See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001590349 Filed Document 0001019687-13-004529 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CMS Technology, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001527514 Filed Document 0001527514-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Bridgeline Digital, Inc. See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Taglich Brothers Inc CIK Number 0001378590 Filed Document 0001570867-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Elm Tree 'e' Conomy Fund, LP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $34,069,500 Associated Brokers / Dealers N/A CIK Number 0001592123 Filed Document 0001592123-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
A&M Capital Partners, LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001544697 Filed Document 0001544697-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Akahi Fund L P See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001301491 Filed Document 0000935836-13-000543 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOMINION INVESTMENT PARTNERS LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001590363 Filed Document 0001590363-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
BeMe Intimates, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001587322 Filed Document 0001587322-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Auldbrass Partners Secondary Opportunity Fund, L.P. See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533195 Filed Document 0001529004-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HOMESTEAD CAPITAL USA FARMLAND FUND I, L.P. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001592819 Filed Document 0001592819-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Solvoyo Co. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $110,544 Associated Brokers / Dealers N/A CIK Number 0001591451 Filed Document 0001591451-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 8, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $290,000 Associated Brokers / Dealers N/A CIK Number 0001592281 Filed Document 0001592281-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
TriOaks Partners LLC See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546766 Filed Document 0001546766-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plutus Group Holdings LLC See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001590590 Filed Document 0001590590-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Osmium Diamond, LP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589408 Filed Document 0001589408-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Overstone Fund Plc. See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341344 Filed Document 0001012975-13-000525 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
MadeiraMadeira Ltd. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $4,586,984 Associated Brokers / Dealers N/A CIK Number 0001592192 Filed Document 0001592192-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LEVEL EQUITY GROWTH PARTNERS II, L.P. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $255,000,000 Associated Brokers / Dealers N/A CIK Number 0001588724 Filed Document 0001588724-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HUSKY VENTURES, INC. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
JEFFERSON CITY RETIREMENT, L.L.C. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $3,880,000 Associated Brokers / Dealers NONE CIK Number 0001591513 Filed Document 0001591513-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
CONVALO HEALTH INTERNATIONAL, CORP. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $71,828 Associated Brokers / Dealers Canaccord Genuity Inc. CIK Number 0001592022 Filed Document 0001183740-13-000434 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SAN TOMAS INCOME PARTNERS LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592239 Filed Document 0001592239-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARLSON WIRELESS TECHNOLOGIES INC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001136440 Filed Document 0001140361-13-043639 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PurThread Technologies, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $7,169,412 Associated Brokers / Dealers N/A CIK Number 0001478367 Filed Document 0001478367-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MobileDay Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001538170 Filed Document 0001538170-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ag Energy Solutions, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001579485 Filed Document 0001579485-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Vetris Capital Fund I, LP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592161 Filed Document 0001019056-13-001288 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICQ Investments 13, LP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592185 Filed Document 0001592185-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AAA Energy Opportunities Fund LLC See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. ("UBSFS") CIK Number 0001529004 Filed Document 0001529004-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Elm Tree Investment Fund, LP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001592124 Filed Document 0001592124-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Wireless Seismic, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001411017 Filed Document 0001411017-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Vidalia Hotel Group, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001592159 Filed Document 0001592159-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
GRAM Acquisition 2.0, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001589590 Filed Document 0001589590-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
WORKSTREAM INC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001095266 Filed Document 0001095266-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Vandam Street Fund, L.P. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591805 Filed Document 0001591805-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DW MultiOp Bakken #12, LP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001592273 Filed Document 0001592273-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
nGame, Inc. See All Filings	D	2013-11-17 00:00:00 UTC
Amount To Be Raised $773,220 Associated Brokers / Dealers N/A CIK Number 0001565110 Filed Document 0001565110-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity