Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LumaStream, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $18,369,015 Associated Brokers / Dealers N/A CIK Number 0001541378 Filed Document 0001541378-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Winston Resources Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $72,000 Associated Brokers / Dealers N/A CIK Number 0001554720 Filed Document 0001214659-13-006570 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Moses H. Cone Memorial Hospital See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $88,775,000 Associated Brokers / Dealers N/A CIK Number 0001592227 Filed Document 0001592227-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
QuantZ Quark Equity Market Neutral Fund, LP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486797 Filed Document 0001486797-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-BAY VISTA APARTMENTS I, LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $5,660,583 Associated Brokers / Dealers Michael C. Ihrie, Russ Huffington, Madison K Mooney, Zach Carey, Mark VanMourick, Azam Jaber, and Torry Scott CIK Number 0001587892 Filed Document 0001587892-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Baxter Street Fund, L.P. See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564209 Filed Document 0001564209-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KIC Co-Invest, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592155 Filed Document 0001592155-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Real Estate Fund, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592235 Filed Document 0001592235-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Equity
Mako Shark Fund, Ltd See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers SDDCO BROKERAGE ADVISORS LLC CIK Number 0001505418 Filed Document 0000919574-13-006738 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOW Logistics Co See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001589137 Filed Document 0001589137-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business WISCONSIN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
GMI-164 CORPUS, LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $3,777,117 Associated Brokers / Dealers Michael C. Ihrie, Russ Huffington, Madison K Mooney, Zach Carey, Mark VanMourick, Azam Jaber, and Torry Scott CIK Number 0001587891 Filed Document 0001587891-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cooper Square Fund, L.P. See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534907 Filed Document 0001534907-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DSF IV New Rochelle REIT LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001592023 Filed Document 0001592023-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ingo Money, Inc. See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers Raymond James & Associates CIK Number 0001587976 Filed Document 0001587976-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LiveProspect LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001592284 Filed Document 0001592284-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Glenhaven Global II LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563268 Filed Document 0001504267-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AYAL Capital Advisors US Feeder LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592098 Filed Document 0001592098-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliqua, Inc. See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Summer Street Research Partners CIK Number 0001054274 Filed Document 0001054274-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AGSM, LLC See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $82,805 Associated Brokers / Dealers None CIK Number 0001567057 Filed Document 0001567057-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
AUSAF ABS III, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001590609 Filed Document 0001590609-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Builder Finance Group, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None - N/A CIK Number 0001592137 Filed Document 0001592137-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Beanstalk Ventures, L.P. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001589587 Filed Document 0001589587-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MicroVest Plus, LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Theodore Jones Gillman CIK Number 0001533478 Filed Document 0000919574-13-006746 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TONIC SOLUTIONS, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001540637 Filed Document 0001540637-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
ODESK CORP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $2,652,210 Associated Brokers / Dealers N/A CIK Number 0001272382 Filed Document 0001168404-13-000016 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Kirk 175, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $162,000 Associated Brokers / Dealers N/A CIK Number 0001592208 Filed Document 0001592208-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Liptay Investment Fund, L.P. See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481344 Filed Document 0001481344-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REDWOOD OFFSHORE FUND LTD See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270285 Filed Document 0000919574-13-006741 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawthorne LS Fund I LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Coventry Securities, LLC CIK Number 0001562903 Filed Document 0000943663-13-000208 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SB Acquisition Company, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $5,075,000 Associated Brokers / Dealers N/A CIK Number 0001587256 Filed Document 0001587256-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Redfin CORP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001382821 Filed Document 0001382821-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PI Riverside Drive Austin, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $4,560,000 Associated Brokers / Dealers N/A CIK Number 0001592031 Filed Document 0001592031-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MAI Wealth Income & Growth Fund, LP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001590525 Filed Document 0001140361-13-043388 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONDERA ABSOLUTE RETURN STRATEGIES LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SENDERO SECURITIES, LLC CIK Number 0001259428 Filed Document 0001259428-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mako Shark Fund, LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SDDCO BROKERAGE ADVISORS LLC CIK Number 0001505329 Filed Document 0000919574-13-006739 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dames at Sea Broadway, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001591334 Filed Document 0001591334-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Twin Cities Income Fund I, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001591871 Filed Document 0001591871-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
VIRES Aeronautics, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001590333 Filed Document 0001590333-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BALESTRA CAPITAL PARTNERS LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aurora Capital LLC, Aurora Capital, Aurora Capital LLC, Accelerated Capital Group, and Security Research Associates, Inc. CIK Number 0000907043 Filed Document 0000907043-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONDERA ABSOLUTE RETURN STRATEGIES CAYMAN LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SENDERO SECURITIES, LLC CIK Number 0001271249 Filed Document 0001271249-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bellatrix Exploration Ltd. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $17,612,802 Associated Brokers / Dealers Canaccord Genuity Corp., Dundee Securities Ltd., National Bank Financial Inc., AltaCorp Capital Inc., and CIBC World Markets Inc. CIK Number 0001483405 Filed Document 0001140361-13-043674 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ALTERRUS SYSTEMS INC. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $40,800 Associated Brokers / Dealers N/A CIK Number 0001122081 Filed Document 0001085037-13-000170 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Bakken Select Fund I, LLC See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers STILLPOINT CAPITAL and STILLPOINT CAPITAL CIK Number 0001571513 Filed Document 0001571513-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Dimension Therapeutics, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001592288 Filed Document 0001592288-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Crowdzu Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001591947 Filed Document 0001140361-13-043256 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Adventurati, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $594,268 Associated Brokers / Dealers N/A CIK Number 0001592321 Filed Document 0001592321-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
TAURIGA SCIENCES, INC. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001142790 Filed Document 0001354488-13-006482 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Navigation Ante, Ltd. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001592353 Filed Document 0001140361-13-043635 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SolTerra Two, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001590162 Filed Document 0001590162-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 8, LLC See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $285,000 Associated Brokers / Dealers N/A CIK Number 0001592281 Filed Document 0001592281-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity