Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Downtown Fargo Real Estate Fund I, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001629961 Filed Document 0001629961-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
TodayTix, Inc. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001573204 Filed Document 0001231919-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Sheldon Street Hotel Investors, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001629891 Filed Document 0001629891-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Magna Resources CC #1 - Lempa #1 Joint Venture See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $1,870,000 Associated Brokers / Dealers N/A CIK Number 0001630551 Filed Document 0001630551-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Pogue Capital Fund LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Srirat Rastapana, Kamolwan Limpanatorn, Sunai Limpanathon, and Malcolm Bone CIK Number 0001629751 Filed Document 0001629751-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam Strategic Long/Short Equity Fund, LP See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001628241 Filed Document 0001628241-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZeroTurnaround, Inc. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001594872 Filed Document 0001594872-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Benson Tax Advantaged Investors, LLC See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001516890 Filed Document 0001516890-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONOGRAM FOOD SOLUTIONS LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $20,004,000 Associated Brokers / Dealers N/A CIK Number 0001365130 Filed Document 0001365130-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ORACLE PARTNERS LP See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000941901 Filed Document 0000899140-15-000032 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Belvedere Resources Ltd. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $90,307 Associated Brokers / Dealers N/A CIK Number 0001511414 Filed Document 0001511414-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
KINGSBURY RUN PARTNERS, LP See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595269 Filed Document 0000919574-15-000079 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK STRATEGIC INCOME FUND, LTD. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593108 Filed Document 0001593108-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nilgai Capital, LP See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530713 Filed Document 0001530713-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hypori, Inc. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised $7,133,629 Associated Brokers / Dealers N/A CIK Number 0001614454 Filed Document 0001614454-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PIONEER POWER SOLUTIONS, INC. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449792 Filed Document 0001449792-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Equity
Emerging Markets Large/Mid Equity Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001565287 Filed Document 0001516890-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STIRLING SQUARE CAPITAL PARTNERS THIRD FUND A LIMITED PARTNERSHIP See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GROWTH CAPITAL SERVICES CIK Number 0001629726 Filed Document 0001629726-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STIRLING SQUARE CAPITAL PARTNERS THIRD FUND B LIMITED PARTNERSHIP See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GROWTH CAPITAL SERVICES CIK Number 0001629727 Filed Document 0001629727-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK GLOBAL CREDIT FUND, LP See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629830 Filed Document 0001629830-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK HIGH INCOME PLUS (QP) FUND, L.P. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539006 Filed Document 0001539006-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOON EXPRESS, INC. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001507602 Filed Document 0001507602-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Symetra Separate Account VL See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0001449482-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
ICONIQ Access 3, LP See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571040 Filed Document 0001571040-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neos Therapeutics, Inc. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001467652 Filed Document 0001467652-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DFP FUND, L.P. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001334811 Filed Document 0000898432-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Knsa-Fund, a series of AngelList-ToFa-Funds, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $208,000 Associated Brokers / Dealers N/A CIK Number 0001629832 Filed Document 0001629832-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symbolic IO Corp See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $13,750,000 Associated Brokers / Dealers N/A CIK Number 0001553267 Filed Document 0001553267-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Big Hill Partners, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001629310 Filed Document 0001629310-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Aggregate Fund LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629629 Filed Document 0001140361-15-000659 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMENDIA INC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001458051 Filed Document 0001458051-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MIOX Corp See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001340706 Filed Document 0001340706-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
Madden Active Municipal Strategy LP See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592225 Filed Document 0001592225-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KS BANCORP INC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0000912764 Filed Document 0000912764-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised $19,362,320 Associated Brokers / Dealers Charles Steinberg CIK Number 0001135856 Filed Document 0001135856-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SelfEcho, Inc See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $157,100 Associated Brokers / Dealers N/A CIK Number 0001627887 Filed Document 0001627887-15-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Global Blood Therapeutics, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers N/A CIK Number 0001629137 Filed Document 0001629137-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ruby Atlantic REIT, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison CIK Number 0001629454 Filed Document 0001629454-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
KELLIAN CAPITAL LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers NA CIK Number 0001627685 Filed Document 0001627685-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Transcend Medical Inc See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised $29,267,917 Associated Brokers / Dealers N/A CIK Number 0001379677 Filed Document 0001379677-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Highland Creek Partners, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $14,100,000 Associated Brokers / Dealers N/A CIK Number 0001578055 Filed Document 0001578055-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MoveWith, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $715,298 Associated Brokers / Dealers N/A CIK Number 0001629711 Filed Document 0001140361-15-000355 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Markets Opportunities LLC See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001490362 Filed Document 0001490362-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gulf Pine Energy Partners, LP See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627994 Filed Document 0001627994-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Loomis Sayles Agency MBS Trust See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607374 Filed Document 0001607374-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Prodigy Absolute Return Fund, LLC See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537770 Filed Document 0001537770-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exponent Private Equity Partners III, LP See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001629172 Filed Document 0001181431-15-000229 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
IntroHive, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $8,232,966 Associated Brokers / Dealers None CIK Number 0001564688 Filed Document 0001629700-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Junto Offshore Fund Ltd See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593436 Filed Document 0001315863-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund