Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Axis Health, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589099 Filed Document 0001589099-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Astrum Solar, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stevens Capital Advisors CIK Number 0001521694 Filed Document 0001521694-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
AUTO I.D., INC. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $249,947 Associated Brokers / Dealers N/A CIK Number 0001564637 Filed Document 0001564637-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Oak Street REC FOF GP, LLC See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $779,000 Associated Brokers / Dealers N/A CIK Number 0001573771 Filed Document 0001573771-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AL-MakeSpace-Fund, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001592362 Filed Document 0001592362-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Staffing 360 Solutions, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers Accelerated Capital Group CIK Number 0001499717 Filed Document 0001465818-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Shake, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001556517 Filed Document 0001556517-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sustainable Real Estate Solutions, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,100,005 Associated Brokers / Dealers N/A CIK Number 0001483626 Filed Document 0001483626-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Militello Capital, LLC See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers William J. Millitello CIK Number 0001570873 Filed Document 0001570873-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Sacre-Coeur Minerals, Ltd. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470863 Filed Document 0001250853-13-000114 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Debt
InfoBionic, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001562779 Filed Document 0001562779-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Digital Caddies, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Paulson Investment Company, Inc. CIK Number 0001592334 Filed Document 0001592334-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MAGNETECS CORP See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,120,000 Associated Brokers / Dealers N/A CIK Number 0001352362 Filed Document 0001352362-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RODA GROUP CLEAN TECH FUND X, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592248 Filed Document 0001592248-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZoomCar, Inc. See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,031,664 Associated Brokers / Dealers N/A CIK Number 0001588864 Filed Document 0001588864-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Equity
SQIGGEL.COM See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592428 Filed Document 0001214659-13-006666 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
LL Opportunistic Mortgage Fund, L.P. - 2014 Series See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001592302 Filed Document 0001192482-13-000199 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hull #2 Prospect Joint Venture See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001592141 Filed Document 0001592141-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Eos Energy Storage LLC See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001468658 Filed Document 0001468658-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Ubiquity Global Services, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001591901 Filed Document 0001591901-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crosspoint Partners, LP See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592256 Filed Document 0001592256-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BawldGuy Note Fund, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001592139 Filed Document 0001592139-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Evolucia Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001383006 Filed Document 0001013762-13-001465 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Vaporpath, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001592492 Filed Document 0001592492-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Chanticleer Holdings, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Palladium Capital Partners CIK Number 0001106838 Filed Document 0001144204-13-063177 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ML Transtrend DTP Enhanced FuturesAccess LLC See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001399406 Filed Document 0001399406-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oakley Capital Private Equity II-A L.P. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palmer Capital LLP CIK Number 0001587445 Filed Document 0001587445-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strongbrook Direct, LLC See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001562845 Filed Document 0001562845-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
TALISMAN ENERGY INC See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., and Credit Suisse Securities (USA) LLC CIK Number 0000201283 Filed Document 0001140361-13-043424 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Granite REIT America Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001592190 Filed Document 0001592190-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Life360, Inc. See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $17,423,244 Associated Brokers / Dealers N/A CIK Number 0001581760 Filed Document 0001581760-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JIWIRE INC See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $9,185,282 Associated Brokers / Dealers N/A CIK Number 0001271590 Filed Document 0001271590-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AgeneBio, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001467758 Filed Document 0001586162-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
MicroVest Plus, LP (Fixed Rate Notes) See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001533872 Filed Document 0000919574-13-006744 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glenhaven Global LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504267 Filed Document 0001504267-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broadview Energy, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001515649 Filed Document 0001515649-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
TIDAL PETROLEUM INC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $12,556,400 Associated Brokers / Dealers The Tidal Group, Inc. CIK Number 0001014687 Filed Document 0001014687-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
ALDEA Pharmaceuticals, Inc. See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $11,483,692 Associated Brokers / Dealers N/A CIK Number 0001531984 Filed Document 0001531984-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LUMATE, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers NA CIK Number 0001592070 Filed Document 0001592070-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CENTURY PARK INCOME PARTNERS LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592240 Filed Document 0001592240-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MicroVest Plus Offshore Fund Ltd. See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Theodore Jones Gillman CIK Number 0001533871 Filed Document 0000919574-13-006745 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plain Vanilla Corp. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $1,915,841 Associated Brokers / Dealers N/A CIK Number 0001575511 Filed Document 0001575511-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Richfield Royalty Ventures, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001592243 Filed Document 0001592243-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GG CGS Brand Capital LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001592014 Filed Document 0001592014-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hawthorne LS Feeder Fund I LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Coventry Securities, LLC CIK Number 0001562932 Filed Document 0000943663-13-000207 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
King's Grant Apartments, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers Busco Beach, Inc. and Brantley Commercial Partners, LLC CIK Number 0001578537 Filed Document 0001578537-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account VA108 See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NFP Securities and NFP Securities CIK Number 0001580564 Filed Document 0001580564-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantum Resources Fund II NPI, LP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001588426 Filed Document 0001140361-13-043303 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Real Estate - Heights on Huron, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001592305 Filed Document 0001592305-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
REDWOOD DOMESTIC FUND LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270909 Filed Document 0000919574-13-006740 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund