Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Front Desk, Inc. See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $1,110,000 Associated Brokers / Dealers N/A CIK Number 0001555317 Filed Document 0001555317-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Baker Street Capital Offshore, L.P. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593169 Filed Document 0001209191-13-054425 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Dynamics Clean Energy & Infrastructure, LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC and Strategic Marketing Solutions, LLC CIK Number 0001585039 Filed Document 0001585039-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BUFFALO ANGELS LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001557673 Filed Document 0001557673-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Cade Opportunity Fund, LP See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562814 Filed Document 0001562814-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WIC MANAGED VOLATILITY & INCOME FUND, L.P. See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510395 Filed Document 0001510395-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Muehler Mining & Mineral Rights Fund, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001592820 Filed Document 0001592820-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meditory Corp. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Woodstock Financial Group, Inc. CIK Number 0001592140 Filed Document 0001592140-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
New Seasons Market LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $17,554,604 Associated Brokers / Dealers N/A CIK Number 0001592230 Filed Document 0001592230-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Muehler Technology Ventures Fund, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001592812 Filed Document 0001592812-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Muehler Energy Fund, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001592822 Filed Document 0001592826-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JUDSON FOUNDERS FUND LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592377 Filed Document 0001405086-13-000428 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SciAps Inc See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $4,084,224 Associated Brokers / Dealers N/A CIK Number 0001570867 Filed Document 0001570867-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GetOne Rewards Inc See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $2,195,429 Associated Brokers / Dealers N/A CIK Number 0001565336 Filed Document 0001565336-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Solarte Health, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001592301 Filed Document 0001592301-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Vehltor Florida, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001592268 Filed Document 0001181431-13-060651 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NuLegacy Gold Corp See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $1,186,965 Associated Brokers / Dealers N/A CIK Number 0001502758 Filed Document 0001140361-13-044048 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Northeast Ship Repair, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001592785 Filed Document 0001592785-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alliqua, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001054274 Filed Document 0001054274-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Wrent It, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001592925 Filed Document 0001592925-13-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Scoot Networks, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $2,555,157 Associated Brokers / Dealers N/A CIK Number 0001592944 Filed Document 0001592944-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ancera, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001592776 Filed Document 0001592776-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
ANGUS 11 LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592899 Filed Document 0001592899-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Corbin Opportunity Fund, L.P. See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476881 Filed Document 0001476881-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Frenchporte, LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001592793 Filed Document 0001592793-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Discount Retail Venture II DST See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $6,592,296 Associated Brokers / Dealers Inland Securities Corporation, Samuel J. Angelo, Jr., Christoper E. Krejci, Terrill M. Jannsen, Stuart W. Benjamin, Justin C. Lowy, Gary L. Chapman, Susan J. Gitt, Eric J. Schindler, Robert H. Chapman, Robert L. Lincoln, Brian D. Vosberg, Michael A. DiPietro, Kyle D. Addington, Jennifer J. Homman, and Jay J. Meyer CIK Number 0001587776 Filed Document 0001587776-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Ved Capital LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592803 Filed Document 0001592803-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Lakeview Equity Partners II, L.P. See All Filings	D/A	2013-11-24 00:00:00 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001546077 Filed Document 0000897069-13-000400 Exclusions or Exemptions 506b Accepted Date 2013-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Team Builder Ventures Fund II, L.P. See All Filings	D	2013-11-23 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001593105 Filed Document 0001593105-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SAIL 4 VFN Note Issuer, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $282,000,000 Associated Brokers / Dealers N/A CIK Number 0001592452 Filed Document 0001592452-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PatentSpin, Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001529374 Filed Document 0001529374-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
MidWest AgEnergy Group, LLC See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers Cappello Capital Corp. CIK Number 0001562569 Filed Document 0001209191-13-053924 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business NORTH DAKOTA Revenue or Assets $Over $100,000,000 Type of Security Equity
WIRE LABS, INC. See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001579735 Filed Document 0001579735-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Point.io, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001577803 Filed Document 0001577803-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TBG INVESTMENT PARTNERS, LLLP See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592664 Filed Document 0001592664-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ABPathfinder, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001592815 Filed Document 0001592815-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
ZIIBRA Inc. See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001575908 Filed Document 0001575908-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Invitel Co-Investment LP See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592749 Filed Document 0001592749-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $86,930 Associated Brokers / Dealers Kirk Penland and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-13-000214 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Recycled Asphalt Shingle Technology, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers none CIK Number 0001500988 Filed Document 0001500988-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
REF PARTNERS LP See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001335416 Filed Document 0000945621-13-000345 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H/2 Financial Realty, Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison CIK Number 0001592612 Filed Document 0001592612-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Brentwood Financial, LLC See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001565932 Filed Document 0001104659-13-086619 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Crown Cleveland #11 Joint Venture See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001592694 Filed Document 0001592694-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
NOVA SECURITY GROUP, INC. See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001582865 Filed Document 0001117768-13-000620 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Land South Tall Tower Capital Partners, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001592383 Filed Document 0001592383-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Kensho Technologies Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001592648 Filed Document 0001592648-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Thermal Imaging Radar, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers None CIK Number 0001557005 Filed Document 0001557005-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Recycled Asphalt Shingle Technology, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $1,087,221 Associated Brokers / Dealers none CIK Number 0001500988 Filed Document 0001500988-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
LineaGen, Inc See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $23,576,339 Associated Brokers / Dealers N/A CIK Number 0001415979 Filed Document 0001243233-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity