Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HedgeForum Metacapital, Ltd. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001592511 Filed Document 0001592511-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Home State Bancorp See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $4,977,800 Associated Brokers / Dealers N/A CIK Number 0001497678 Filed Document 0001497678-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Structured Assets Fund L.P. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001535343 Filed Document 0001535343-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AURIGO SOFTWARE TECHNOLOGIES INC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $6,320,281 Associated Brokers / Dealers N/A CIK Number 0001356899 Filed Document 0001356899-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Global Management LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $9,038,609 Associated Brokers / Dealers N/A CIK Number 0001411494 Filed Document 0001181431-13-060148 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Biometric Associates, LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001592434 Filed Document 0001592434-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
Magnitude Partners International, Ltd. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Bank PLC CIK Number 0001519605 Filed Document 0000902664-13-003826 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REDWOOD FUND LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $24,999,999 Associated Brokers / Dealers None CIK Number 0001102024 Filed Document 0001102024-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
9109 Manager LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $615,000 Associated Brokers / Dealers N/A CIK Number 0001592451 Filed Document 0001592451-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Energy Coinvestment IV, L.P. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505260 Filed Document 0001181431-13-060129 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Crestcom International Holdings, LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $6,583,582 Associated Brokers / Dealers N/A CIK Number 0001592609 Filed Document 0001592609-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Soma Specialty Holdings LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592627 Filed Document 0001592627-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $9,831,352 Associated Brokers / Dealers Edmon Tomes and Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-13-000201 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
THERANOSTICS HEALTH, INC. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $1,910,000 Associated Brokers / Dealers N/A CIK Number 0001390534 Filed Document 0001390534-13-000004 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
RightCare Solutions, Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001560965 Filed Document 0001192482-13-000202 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnitude Institutional, Ltd. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387093 Filed Document 0000902664-13-003820 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Given Goods Company, Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001559835 Filed Document 0001559835-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $2,230,951 Associated Brokers / Dealers Dennis Morris CIK Number 0001135856 Filed Document 0001135856-13-000206 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Stone Creek Energy Partners II, LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001593069 Filed Document 0001593069-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
FreshDesk Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $6,999,930 Associated Brokers / Dealers N/A CIK Number 0001544522 Filed Document 0001544522-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pruco Life Variable Contract Account M-2 See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001534407 Filed Document 0001140361-13-043730 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gettin The Band Back on Broadway Ltd Liability Co See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001592512 Filed Document 0001592512-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
VISUALANT INC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $2,915,057 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-13-000846 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Waveland Drilling Partners III-A, LP See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Ausdal Financial Partners Inc., Colorado Financial Service Corporation, Berthel Fisher & Company Financial Services Inc., Concorde Investment Services LLC, VSR Financial Services Inc., First Allied Securities, Inc., Independent Financial Group, LLC, Centaurus Financial, Inc., MidAmerica Financial Services, Inc., ProEquities, Inc., and Kalos Capital Inc. CIK Number 0001568250 Filed Document 0001568250-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SEVENTH SENSE BIOSYSTEMS, INC. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451718 Filed Document 0001586162-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Paystar Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001589562 Filed Document 0001589562-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Prosiris Global Opportunities Institutional Fund Ltd See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591373 Filed Document 0000902664-13-003832 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pruco Life Variable Contract Account M See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001534406 Filed Document 0001140361-13-043728 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Global Ascent Offshore Fund Ltd. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001505160 Filed Document 0001505160-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makuria Special Opportunities Fund I LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592233 Filed Document 0000902664-13-003837 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mouth Foods, Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001543619 Filed Document 0001543619-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BrightTag Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $27,323,252 Associated Brokers / Dealers N/A CIK Number 0001488412 Filed Document 0001488412-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Bonita Boat Harbor, LLC See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001592028 Filed Document 0001592028-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Grosvenor Multi-Strategy Leveraged Feeder Fund I, L.P. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535088 Filed Document 0001535088-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEOF Coinvestment, L.P. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534677 Filed Document 0001181431-13-060125 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Context Active Strategies Fund, L.P. See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534809 Filed Document 0001546927-13-000219 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
American Giant, Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $3,649,997 Associated Brokers / Dealers N/A CIK Number 0001590152 Filed Document 0001590152-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bulle Rock Partners, LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591680 Filed Document 0001591680-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Betz/Villa Espada, Ltd. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001592696 Filed Document 0001592696-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Morgan Stanley HedgePremier/BP Total Return Fund LP See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001497043 Filed Document 0001497043-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RANT MEDIA NETWORK, INC. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001592559 Filed Document 0001592559-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHWEST STONE CENTER, LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $266,667 Associated Brokers / Dealers N/A CIK Number 0001564922 Filed Document 0001564922-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Quarri Technologies, Inc. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $3,000,834 Associated Brokers / Dealers N/A CIK Number 0001481847 Filed Document 0001481847-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PROVIDENT FUNDING ASSOCIATES LP See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001177806 Filed Document 0001177806-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Global Bond Fund See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587662 Filed Document 0001587662-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Heartis Cypress Partners, L.P. See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $3,675,000 Associated Brokers / Dealers N/A CIK Number 0001592419 Filed Document 0001592419-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Joho Partners, L.P. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001037769 Filed Document 0000919574-13-006763 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONDRIAN FOCUSED GLOBAL FIXED INCOME FUND, L.P. See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504740 Filed Document 0001393725-13-000101 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProVest Forrest Oaks, LLC See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $518,900 Associated Brokers / Dealers N/A CIK Number 0001591968 Filed Document 0001591968-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CORNERSTONE MANAGEMENT PARTNERS INC See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001031912 Filed Document 0001031912-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt