Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PEAK OFFSHORE MASTER FUND LTD. See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001280666 Filed Document 0001280666-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CH Eugene, LLC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $6,180,000 Associated Brokers / Dealers N/A CIK Number 0001629109 Filed Document 0001629100-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GREENWOOD CAPITAL LIMITED PARTNERSHIP See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001121944 Filed Document 0001121944-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HudCo IX (Global), L.P. See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $26,737,624 Associated Brokers / Dealers N/A CIK Number 0001629909 Filed Document 0001181431-15-000799 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tricadia Credit Strategies, L.P. See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001378527 Filed Document 0001378527-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Protenus, Inc See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001607109 Filed Document 0001607109-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Tricadia Credit Strategies, Ltd. See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001378528 Filed Document 0001378528-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI STRUCTURED ALPHA U.S. EQUITY 500 LLC See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allianz Global Investors Distributors LLC CIK Number 0001445317 Filed Document 0001607166-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Philadelphia Financial Life Assurance Co Separate Account VL124 See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital LLC CIK Number 0001538319 Filed Document 0001629922-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACT MSO LLC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001565257 Filed Document 0001565257-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Bluebridge Digital, LLC See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001603748 Filed Document 0001603748-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
KC Alpha Fund I, LP See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591934 Filed Document 0001591934-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Egerton Long-Short Fund (EUR & GBP) Ltd See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467586 Filed Document 0000919574-15-000111 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gardenia Japan Opportunity Fund, LP See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567010 Filed Document 0001567010-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LL 148 LLC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629597 Filed Document 0001629597-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Anabatic Fund, L.P. See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590308 Filed Document 0000919574-15-000123 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Row 34 Portsmouth, LLC See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001628723 Filed Document 0001628723-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SONOMA BEVERAGE WORKS, INC. See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001571707 Filed Document 0001571707-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BlueGem II LP See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised $542,280,000 Associated Brokers / Dealers FirstPoint Equity Partnership LLP CIK Number 0001594789 Filed Document 0001594789-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Benchmark Bancorp, Inc. See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $852,250 Associated Brokers / Dealers N/A CIK Number 0001514555 Filed Document 0001514555-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Peak Select Access Fund L.P. See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001379331 Filed Document 0001379331-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
AllianzGI Structured Alpha 1000 LLC See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs Execution & Clearing, L.P., Newedge USA LLC, and Barclays Capital, Inc. CIK Number 0001528570 Filed Document 0001607166-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vuzix Corp See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $24,813,000 Associated Brokers / Dealers N/A CIK Number 0001463972 Filed Document 0001144204-15-001056 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Comr.se Corp. See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001574382 Filed Document 0001574382-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
SnowShoeFood Inc. See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001553538 Filed Document 0001553538-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fenix Parts, Inc. See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised $2,002,500 Associated Brokers / Dealers N/A CIK Number 0001615153 Filed Document 0001615153-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
PARKERVISION INC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0000914139 Filed Document 0001094891-15-000021 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Option To Acquire
MLM US Focused Equity Fund, LLC See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001461674 Filed Document 0001461674-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Banyan Partners Fund II, L.P. See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $362,000,000 Associated Brokers / Dealers N/A CIK Number 0001629563 Filed Document 0001629887-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kodama Zomes, LLC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630019 Filed Document 0001630019-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
INDUSTRIAL SERVICES OF AMERICA INC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $39,996 Associated Brokers / Dealers N/A CIK Number 0000004187 Filed Document 0000911959-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Over $100,000,000 Type of Security Equity
Monk's Hill Ventures Insight Fund I, L.P. See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001628131 Filed Document 0001628131-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
675 Highland, LLC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001629554 Filed Document 0001629554-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Legion Partners, L.P. II See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618783 Filed Document 0001618783-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StormBlok Systems, Inc. See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers N/A CIK Number 0001555675 Filed Document 0001555675-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AIRSPAN NETWORKS INC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001105542 Filed Document 0001209191-15-002682 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CLEARLEAP INC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001430656 Filed Document 0001430656-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Beck Mack Limited Partnership See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626318 Filed Document 0000919574-15-000116 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Gold Industries LLC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001525782 Filed Document 0001525782-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
ARMADA WATER ASSETS INC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers AEGIS CAPITAL CORP. CIK Number 0001568996 Filed Document 0001568996-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LL-101 W 23 LLC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629622 Filed Document 0001629597-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CIM Fund VIII (Parallel-1), L.P. See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citi Private Advisory, LLC and MA Alternative Investments Ltd., OMC Chambers CIK Number 0001578130 Filed Document 0001578130-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MOB INVESTMENT, LLC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001626964 Filed Document 0001626964-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Prelude Investors Fund, LP See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566670 Filed Document 0001566670-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MLM INDEX FUND See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets, Inc. CIK Number 0001075058 Filed Document 0001075058-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Bay Seafoods, LLC See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630094 Filed Document 0001376474-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALASKA Revenue or Assets $No Revenues Type of Security Equity
Zhen Partners Fund III, L.P. See All Filings	D	2015-01-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001629887 Filed Document 0001629887-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline Offshore Recovery Fund III, L.P. See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565306 Filed Document 0000902664-15-000019 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Egerton Capital Equity Fund PLC See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501224 Filed Document 0000919574-15-000110 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ares European Real Estate Fund IV, L.P. See All Filings	D/A	2015-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable, Not applicable, Not applicable, and Not applicable CIK Number 0001586431 Filed Document 0001181431-15-000618 Exclusions or Exemptions 506b Accepted Date 2015-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity