Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Freestone Senior Loan Fund LP See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598712 Filed Document 0001598712-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USR Energy Ventures, LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001642720 Filed Document 0001642720-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Mid-Bronx Endoscopy Center, LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $835,000 Associated Brokers / Dealers N/A CIK Number 0001643075 Filed Document 0001643075-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Asia-Pacific Real Estate 2015, L.P. Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642024 Filed Document 0001642024-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
uRefer, Inc. d/b/a Amplifinity, Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001497303 Filed Document 0001497303-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Apjective, Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001642764 Filed Document 0001642764-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
ROCK CREEK POTOMAC FUND LTD See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001347612 Filed Document 0001315863-15-000484 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BVO Holdings, LLC See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629067 Filed Document 0001181431-15-007214 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SUNDANCE DIAGNOSTICS, INC. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $6,600 Associated Brokers / Dealers N/A CIK Number 0001568961 Filed Document 0001568961-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Encompass Capital Fund Offshore Ltd. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537464 Filed Document 0000919574-15-004567 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
STUDIO ONE MEDIA, INC. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $559,200 Associated Brokers / Dealers N/A CIK Number 0000836809 Filed Document 0001199835-15-000213 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
J. P. MORGAN U. S. REAL ESTATE INCOME & GROWTH FINANCE CORP. (CAYMAN) See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001457572 Filed Document 0001140361-15-020852 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vermont Farmstead Cheese Co See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001502885 Filed Document 0001502885-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Enlightened Access Capital 1 LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001642528 Filed Document 0001642528-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
2616 Mathews, LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001642836 Filed Document 0001642836-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AFG PECA, LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $1,630,750 Associated Brokers / Dealers ALLEGHENY INVESTMENTS LTD CIK Number 0001639586 Filed Document 0001639586-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Minus Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $2,547,870 Associated Brokers / Dealers N/A CIK Number 0001549970 Filed Document 0001549970-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rock Creek Emerging Markets Fund Offshore L.P. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001538147 Filed Document 0001315863-15-000485 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Wearables, Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001622434 Filed Document 0001616783-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
General Fusion Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $1,796,794 Associated Brokers / Dealers N/A CIK Number 0001465369 Filed Document 0001140361-15-020875 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Gamaya Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001642502 Filed Document 0001642502-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NB The Plaza, DST See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $8,350,000 Associated Brokers / Dealers Brian Nelson, Corbin S. Thomas, Susan J. Gitt, Troy Thomas, Frederick C. Whitford, and Marilee A. Hill CIK Number 0001642138 Filed Document 0001642138-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
MOCHO TRADING LLC See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604610 Filed Document 0001604610-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Platinum Restaurants Southwest LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $1,925,000 Associated Brokers / Dealers N/A CIK Number 0001644169 Filed Document 0001643939-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
ICG APARTMENT PORTFOLIO 10 LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001641344 Filed Document 0001641344-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
MICROVEST GMG LOCAL CREDIT FUND, L.P. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578777 Filed Document 0000919574-15-004580 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KWK Partners Offshore, Ltd. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David R. Sanchez and George W. MacLeod II CIK Number 0001490077 Filed Document 0001460392-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HMPF 2015, LP See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001642762 Filed Document 0001642762-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Base Venture Investing, Inc. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001625707 Filed Document 0001625707-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
J. P. MORGAN U. S. REAL ESTATE INCOME & GROWTH CORP. (CAYMAN) See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001457554 Filed Document 0001140361-15-020868 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FlashFund 2, LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001642534 Filed Document 0001642534-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street Co-Investment Fund III A LP See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601988 Filed Document 0001012975-15-000423 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Division Street Flats, LLC See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001635475 Filed Document 0001635475-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
KPI Therapeutics, Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001607700 Filed Document 0001607700-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TerrAvion, Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586450 Filed Document 0001586450-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Ventoux Partners, LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642966 Filed Document 0001642966-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIGER VEDA LTD See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345200 Filed Document 0000919574-15-004561 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RITUWALL Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001604220 Filed Document 0001604220-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
YCharts, Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $5,825,000 Associated Brokers / Dealers N/A CIK Number 0001642677 Filed Document 0001642677-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
J. P. MORGAN U. S. REAL ESTATE INCOME & GROWTH DIRECT, LP See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securiteis LLC CIK Number 0001458758 Filed Document 0001140361-15-020870 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flexible Futures, LP See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560804 Filed Document 0001560804-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bladder Health Ventures, LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001460674 Filed Document 0001460674-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Axsome Therapeutics, Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001579428 Filed Document 0001579428-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
BAMA Commercial Leasing, LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001642243 Filed Document 0001642243-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Hennessey Wellness Inc. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001603047 Filed Document 0001603047-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fiddler Broadway Ltd Liability Co See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001642785 Filed Document 0001642785-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
J. P. MORGAN U. S. REAL ESTATE INCOME & GROWTH INVESTMENT CORP. (CAYMAN) See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001457576 Filed Document 0001140361-15-020855 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street Co-Investment Fund III C LP See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601990 Filed Document 0001012975-15-000424 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Efficient U.S. Funds, LLC See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard A. Singer and John A. Ramey III CIK Number 0001631475 Filed Document 0001631475-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MicroPower Technologies, Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001581097 Filed Document 0001639144-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity