Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Wasatch Credit Association, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001592835 Filed Document 0001592835-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Credit Suisse Dollar Senior Loan Offshore Fund, Ltd. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592923 Filed Document 0001592923-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
American Realty Capital Properties, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $473,960,969 Associated Brokers / Dealers Realty Capital Securities, LLC CIK Number 0001507385 Filed Document 0001507385-13-000047 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MedAware Systems, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001592576 Filed Document 0001592576-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Metis Legacy Capital Income Fund I, LP See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001575354 Filed Document 0001575354-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $1,060,800 Associated Brokers / Dealers Christopher Nyland, Andrew Hart, Roy Imai, Kevin Ballou, and Rhonda Miller CIK Number 0001135856 Filed Document 0001135856-13-000216 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Solar Mosaic, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $387,025 Associated Brokers / Dealers N/A CIK Number 0001523221 Filed Document 0001523221-13-000013 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MOUNT KAMET FUND LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589382 Filed Document 0001013594-13-000554 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PC Privada, LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $11,100,000 Associated Brokers / Dealers N/A CIK Number 0001592090 Filed Document 0001592090-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Hamlyn LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585397 Filed Document 0001585397-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GIBRALTAR Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hurricanes Holdings, L.L.C. See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers Allen & Company LLC CIK Number 0001537373 Filed Document 0001537373-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Marlin Executive Fund IV, L.P. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $5,035,000 Associated Brokers / Dealers None CIK Number 0001593036 Filed Document 0000927087-13-000017 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Black Oak Wind Farm, LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001539554 Filed Document 0001539554-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Trident VI, L.P. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593010 Filed Document 0001181431-13-061917 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SwanCap Opportunities Fund SCS - SIF See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001592624 Filed Document 0001592624-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYNVENIO BIOSYSTEMS INC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $3,284,704 Associated Brokers / Dealers N/A CIK Number 0001445789 Filed Document 0001445789-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Security To Be Acquired
GMI-164 CORPUS, LP See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $3,777,117 Associated Brokers / Dealers Michael C. Ihrie, Russ Huffington, Madison K Mooney, Zach Carey, Mark VanMourick, Azam Jaber, Torry Scott, Taher Gilani, Booby Kyle Cowand, Maria Escobar, Donald Beary, Jay Wallinger, John H. Towers, MF Long II, and Steven Pfaff CIK Number 0001587891 Filed Document 0001587891-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Dust Cutter See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001571269 Filed Document 0001571269-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Beanfields LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $750,134 Associated Brokers / Dealers N/A CIK Number 0001589893 Filed Document 0001589893-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BTG Pactual Brazil Timberland Fund I B, LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592524 Filed Document 0001592524-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BTG Pactual Brazil Timberland Fund I, LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592519 Filed Document 0001592519-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Dynamics Clean Energy & Infrastructure Feeder (Cayman), LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC and Strategic Marketing Solutions, LLC CIK Number 0001585607 Filed Document 0001585039-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Everest Merchant Funding, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001592464 Filed Document 0001592464-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Delos Investment Fund, LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001592277 Filed Document 0001592277-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franklin Templeton Emerging Market Debt Opportunities (Cayman) Fund, Ltd. See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel R. Veddern, Sr., Patrick Hughes, and John Carter Bailey, Jr. CIK Number 0001505023 Filed Document 0001505023-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueSpruce Fund LP See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581020 Filed Document 0001581020-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SmooFi, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001592603 Filed Document 0001308411-13-000310 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $8,295,856 Associated Brokers / Dealers Mike Shute CIK Number 0001135856 Filed Document 0001135856-13-000217 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Inspire Investment Fund I LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592425 Filed Document 0001019687-13-004637 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Partners Investments LP See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501544 Filed Document 0001501544-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Three Ring Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001567789 Filed Document 0001567789-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Muehler Oil & Gas Fund, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001592821 Filed Document 0001592826-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Small Potatoes Urban Delivery Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $431,690 Associated Brokers / Dealers N/A CIK Number 0001591361 Filed Document 0001591361-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SUNSHINE BOYS THEATRICAL LIMITED PARTNERSHIP See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001582644 Filed Document 0001582644-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
TEXAKOMA EXPLORATION & PRODUCTION LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $10,400,000 Associated Brokers / Dealers TEXAKOMA FINANCIAL INC. CIK Number 0001312331 Filed Document 0001312331-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Dames at Sea Broadway, LLC See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001591334 Filed Document 0001591334-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Ministry of Taste LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $1,260,000 Associated Brokers / Dealers N/A CIK Number 0001592829 Filed Document 0001592829-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
F2F 6Sixty Digital Inc. See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001585807 Filed Document 0001585807-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LIBERTY STAR URANIUM & METALS CORP. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers ADAM CABIBI CIK Number 0001172178 Filed Document 0001085037-13-000181 Exclusions or Exemptions 506c Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Trident VI Parallel Fund, L.P. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593012 Filed Document 0001181431-13-061918 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CEREVAST THERAPEUTICS, INC. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001472602 Filed Document 0001472602-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Alliqua, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Summer Street Research Partners CIK Number 0001054274 Filed Document 0001054274-13-000013 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Everest Merchant Funding, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001592464 Filed Document 0001592464-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Get Smart Content, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $2,646,000 Associated Brokers / Dealers N/A CIK Number 0001592971 Filed Document 0001592971-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
TNP Spring Gate Plaza, DST See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers Centaurus Financial, Inc. CIK Number 0001592764 Filed Document 0001592764-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Cabot Industrial Value Fund IV REIT, LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001592698 Filed Document 0001592698-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lively LLC See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001584513 Filed Document 0001584513-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
New York Metropolitan Regional Center, L.P. I See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $43,840,000 Associated Brokers / Dealers CanAm Investor Services, LLC CIK Number 0001592555 Filed Document 0001592555-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Wilshire Gun, LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers Wilshire Gun, LLC CIK Number 0001592610 Filed Document 0001592610-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Urinetown UK Ltd Liability Co See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001590146 Filed Document 0001590146-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other