Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Okra Restaurant Group, Inc. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Petty CIK Number 0001591215 Filed Document 0001591215-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Yulan Master Fund LP See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592356 Filed Document 0001592356-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONETATE INC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $2,190,985 Associated Brokers / Dealers N/A CIK Number 0001438542 Filed Document 0001140361-13-045101 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CommonWealth Opportunity Capital LP See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458269 Filed Document 0001458269-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FINSPHERE CORP See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $2,620,666 Associated Brokers / Dealers N/A CIK Number 0001435845 Filed Document 0001435845-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Clean Plate Restaurants, Inc. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001591040 Filed Document 0001580695-13-000194 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Oakley-Allons Road Prospect See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $696,000 Associated Brokers / Dealers N/A CIK Number 0001593611 Filed Document 0001593611-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Flurry, Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $12,500,047 Associated Brokers / Dealers N/A CIK Number 0001389553 Filed Document 0001389553-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NanoICE, Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001495327 Filed Document 0001495327-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
SR14 2727 Kurtz Street, LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001593680 Filed Document 0001593680-13-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hogslayer, LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001593718 Filed Document 0001593718-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Z&H Hospitality L.L.C. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001593581 Filed Document 0001593581-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
ENDEAVOR CATALYST I L.P. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001584338 Filed Document 0001584338-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amber Southern European Equity Fund See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593558 Filed Document 0001593558-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fourteenth Street Capital Value Fund, LP See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591876 Filed Document 0001591876-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList Techstars Austin 2013 Fund, LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $406,500 Associated Brokers / Dealers N/A CIK Number 0001591562 Filed Document 0001591562-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Advantage Health Properties, L.L.C. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001575246 Filed Document 0001575246-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Brazil Buyout Coinvestment, L.P. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507264 Filed Document 0001181431-13-062112 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wildflower Health, Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $1,705,790 Associated Brokers / Dealers N/A CIK Number 0001593748 Filed Document 0001593043-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FPWL 5 Maguire & Moore, LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $5,625,001 Associated Brokers / Dealers N/A CIK Number 0001593532 Filed Document 0001593532-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Danville Group See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001480585 Filed Document 0001480585-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WayFounder Fund, L.P. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001592657 Filed Document 0001592657-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andalay Solar, Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001347452 Filed Document 0001140361-13-045144 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
VIA Motors, Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $50,000,003 Associated Brokers / Dealers Joseph Gunnar & Co. LLC CIK Number 0001515898 Filed Document 0001013762-13-001526 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Bienville Capital Partners Offshore, Ltd. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593461 Filed Document 0001391663-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXONIC SPECIAL OPPORTUNITIES FUND 2013-1, LP See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593448 Filed Document 0000919574-13-006878 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stonegate Holdings GH, LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001593270 Filed Document 0001593270-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tremblant Concentrated Fund LP See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001200866 Filed Document 0000919574-13-006881 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centre Capital Investors VI, L.P. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sixpoint Partners LLC CIK Number 0001593319 Filed Document 0001593319-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KGR SERIES II, LLC See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529717 Filed Document 0001529717-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
OPENPEAK INC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $108,153,181 Associated Brokers / Dealers Blackstone CIK Number 0001171193 Filed Document 0001140361-13-045206 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LEG II, LLC See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592439 Filed Document 0001592439-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PetroForce Energy I, L.P. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $1,238,500 Associated Brokers / Dealers N/A CIK Number 0001593529 Filed Document 0001593529-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Greenwood Global Micro Fund, LP See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593528 Filed Document 0001593528-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lionheart Strategic Lending Fund, Ltd. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593570 Filed Document 0001593570-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Kevin B. Davis, Matthew H. Moncrief, EDI Financial, Inc., and J. Matthew Newtown CIK Number 0001589065 Filed Document 0001589065-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BW PRIVATE INVESTORS OFFSHORE, LTD. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001440620 Filed Document 0001315863-13-000595 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NDA Fund XIV LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001592571 Filed Document 0001592571-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
THELOCKER, INC. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001593493 Filed Document 0001593493-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GP Mortgage Opportunity Fund II, LP See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593336 Filed Document 0001593336-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BeHome247, Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $1,666,340 Associated Brokers / Dealers N/A CIK Number 0001593586 Filed Document 0001593586-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Ignyta, Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $7,620,576 Associated Brokers / Dealers National Securities Corporation CIK Number 0001557421 Filed Document 0001557421-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Falcon Strategic Partners IV (Cayman), LP See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Atlantic-Pacific Capital, Inc. CIK Number 0001592373 Filed Document 0001557006-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OCA Lechworth Fund LP See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551874 Filed Document 0001551874-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GroupZoom Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001593696 Filed Document 0001593696-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Structured Polymers Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001593433 Filed Document 0001593433-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Invention Investment Fund III, L.P. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001593743 Filed Document 0001181431-13-061831 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Danville Group See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers N/A CIK Number 0001480585 Filed Document 0001480585-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kotak Advantage Fund -1 (Segregated Portfolio of K Opportunities Fund SPC) See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591960 Filed Document 0001591960-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NG Advantage LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001571671 Filed Document 0001571671-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt