Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
First Financial Preferred Capital, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001592979 Filed Document 0001592979-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ELDONCORP HOLDINGS Ltd See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001592725 Filed Document 0001593018-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clovis Oncology, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466301 Filed Document 0001466301-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TIAA-CREF ASSET MANAGEMENT CORE PROPERTY FUND L P See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TEACHERS PERSONAL INVESTORS SERVICES INC CIK Number 0001378575 Filed Document 0001378575-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lancaster Pollard Holdings, LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592807 Filed Document 0001592807-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Muehler Medical Opportunity Fund, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001592811 Filed Document 0001592826-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 10, LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $1,010,000 Associated Brokers / Dealers N/A CIK Number 0001592810 Filed Document 0001592810-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
REGAN DISTRESSED CREDIT FUND LP See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David Burke and John R. Sadowski CIK Number 0001532190 Filed Document 0001532190-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thresher Partners, L.P. See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert Noonan CIK Number 0000948249 Filed Document 0000919574-13-006794 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NordAq Energy Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592672 Filed Document 0001592672-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
CC Appurify SPV, LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001592223 Filed Document 0001592223-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PC Privada Holdings, LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $3,330,000 Associated Brokers / Dealers N/A CIK Number 0001592130 Filed Document 0001592130-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Medina Medical, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001560859 Filed Document 0001560859-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zewar Jewellery, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Hunter Wise Securities, LLC CIK Number 0001563315 Filed Document 0001563315-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
III Credit Opportunities Fund Ltd. See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Norfolk Markets, LLC, James River Securities Corp., Anchor Asset Management LLC, and Frontier Solutions, LLC CIK Number 0001524443 Filed Document 0001524443-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ULTIMATE SOFTWARE GROUP INC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $3,438,395 Associated Brokers / Dealers N/A CIK Number 0001016125 Filed Document 0001140361-13-044011 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Equity
Alliqua, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $651,578 Associated Brokers / Dealers N/A CIK Number 0001054274 Filed Document 0001054274-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Sustainable Power Solutions, LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $1,350,694 Associated Brokers / Dealers N/A CIK Number 0001573713 Filed Document 0001573713-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
GMI-BAY VISTA APARTMENTS I, LP See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $5,660,583 Associated Brokers / Dealers Michael C. Ihrie, Russ Huffington, Madison K Mooney, Zach Carey, Mark VanMourick, Azam Jaber, Torry Scott, Taher Gilani, Booby Kyle Cowand, Maria Escobar, Donald Beary, Jay Wallinger, John H. Towers, MF Long II, and Steven Pfaff CIK Number 0001587892 Filed Document 0001587892-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Managed Methods, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $2,000,002 Associated Brokers / Dealers N/A CIK Number 0001556459 Filed Document 0001556459-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Tyree & D'Angelo Partners Fund I LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001592790 Filed Document 0001592790-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTMOUNTAIN GOLD, INC. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $159,000 Associated Brokers / Dealers N/A CIK Number 0001421601 Filed Document 0001161697-13-000852 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Forge Petroleum Corp See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $1,521,440 Associated Brokers / Dealers N/A CIK Number 0001555147 Filed Document 0001555147-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CoPatient, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $1,223,679 Associated Brokers / Dealers N/A CIK Number 0001592765 Filed Document 0001592765-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Cendana Capital II, L.P. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001591982 Filed Document 0001591982-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baker Street Capital US, L.P. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592985 Filed Document 0001209191-13-054263 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wickr Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $7,485,925 Associated Brokers / Dealers N/A CIK Number 0001592350 Filed Document 0001592350-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chicagoland Grocery Venture II DST See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $7,462,604 Associated Brokers / Dealers Inland Securities Corporation, Joral T. Schmalle, Susan J. Gitt, Kenneth H . Olson, Robert S. Smith, Joseph G. Michaletz, Stephen K. Davis, Thomas J. Ealy, and Nathaniel M. Kuhn CIK Number 0001592207 Filed Document 0001592207-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
8 East 102nd Street Manager LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori D. Mayfield CIK Number 0001592572 Filed Document 0001140361-13-044585 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Grand Junction, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001168982 Filed Document 0001168982-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Falco Pacific Resource Group Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $548,728 Associated Brokers / Dealers N/A CIK Number 0001555980 Filed Document 0001140361-13-044179 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Aviation Ventures Series Fund II LLC Series Three See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592650 Filed Document 0001592650-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BD Partners VII, L.P. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592339 Filed Document 0001592339-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TTCP Executive Fund VI, LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $2,325,000 Associated Brokers / Dealers N/A CIK Number 0001592713 Filed Document 0001362118-13-000123 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Shelter Senior Living VI LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers N/A CIK Number 0001593003 Filed Document 0001593003-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MOUNT KAMET OFFSHORE FUND LTD. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592642 Filed Document 0001013594-13-000553 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Muehler Biofuels Fund, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001592826 Filed Document 0001592826-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Allen AL, LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001592366 Filed Document 0001592366-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LEVEL 4 FUNDING LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers DENNIS DAHLBERG CIK Number 0001590758 Filed Document 0001590758-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $7,356,621 Associated Brokers / Dealers Michael Shannon, Joseph Thompson, and Bruce Brownell CIK Number 0001135856 Filed Document 0001135856-13-000215 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SONIAN INC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001423778 Filed Document 0001423778-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Vertical Partners L.P. See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094207 Filed Document 0000919574-13-006795 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS CAPITAL GROWTH FUND LP See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031934 Filed Document 0001031934-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madison BOE Custodial Account LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $15,510,420 Associated Brokers / Dealers Crews & Associates Inc CIK Number 0001592754 Filed Document 0001592754-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Other
Real Estate Capital Fund 2013, L.L.C. See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001583855 Filed Document 0001583855-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BTG Pactual Brazil Timberland Fund I A, LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592515 Filed Document 0001592515-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHITE BEAR RESOURCES INC. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $25,894 Associated Brokers / Dealers N/A CIK Number 0001592681 Filed Document 0001085037-13-000176 Exclusions or Exemptions 506c Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cendana Investments, LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001591984 Filed Document 0001591984-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zewar Jewellery, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001563315 Filed Document 0001563315-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
CORNERSTONE SMR INC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001218417 Filed Document 0001218417-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity