Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BP Times Square Tower Mezzanine LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001592930 Filed Document 0001592930-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bear & The Rat: Cool Treats for Dogs, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001592762 Filed Document 0001592762-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WEATHER DECISIONS INC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001453768 Filed Document 0001140361-13-044476 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Dabo Health, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $4,245,260 Associated Brokers / Dealers N/A CIK Number 0001592809 Filed Document 0001592809-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PF MANAGEMENT SERVICES, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Wilmington Capital Securities, LLC and Wilmington Capital Securities, LLC CIK Number 0001593211 Filed Document 0001405086-13-000426 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $21,962,244 Associated Brokers / Dealers Sean Devlin and David Stecher CIK Number 0001135856 Filed Document 0001135856-13-000223 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CAPSTONE FINANCIAL GROUP, INC. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $985,000 Associated Brokers / Dealers N/A CIK Number 0001558432 Filed Document 0001077048-13-000193 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Patch of Land, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $103,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Junius CAA Cayman LP See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $61,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001592753 Filed Document 0001592753-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Noble Royalty Access Fund 15, LP See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001578585 Filed Document 0001578585-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SOS Africa, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001592775 Filed Document 0001593018-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Muehler Real Estate Fund I, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001592945 Filed Document 0001592946-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $21,012,858 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, and Dave Buckalew CIK Number 0001135856 Filed Document 0001135856-13-000228 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SPOTZER MEDIA GROUP BV See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001387617 Filed Document 0001387617-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NETHERLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Travinia Italian Kitchen Holdings, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001529835 Filed Document 0001529835-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Entrada, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $1,121,135 Associated Brokers / Dealers N/A CIK Number 0001483888 Filed Document 0001483888-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
LIBERTY STAR URANIUM & METALS CORP. See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers ADAM CABIBI CIK Number 0001172178 Filed Document 0001085037-13-000182 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Waveland Drilling Partners III-B, LP See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Berthel Fisher & Company Financial Services, Inc., VSR Financial Services, Inc., Ausdal Financial Partners Inc., Colorado Financial Service Corporation, Independent Financial Group LLC, and Kalos Capital Inc. CIK Number 0001582679 Filed Document 0001582679-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Essex Micro Cap Growth Fund, LLC See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461638 Filed Document 0000945621-13-000348 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERSA CAPITAL FUND III, L.P. See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers SIXPOINT PARTNERS LLC and ATLANTIC BRIDGE B.V. CIK Number 0001563325 Filed Document 0001563325-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Hawkeye Capital Institutional, L.P. See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532069 Filed Document 0000950172-13-000114 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPRINGCM INC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001423866 Filed Document 0001140361-13-044196 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
HEALTH REVENUE ASSURANCE HOLDINGS, INC. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers Ascendiant Capital Markets, LLC CIK Number 0001514443 Filed Document 0001213900-13-006908 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Tops MBO Corp See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $5,940,000 Associated Brokers / Dealers N/A CIK Number 0001593332 Filed Document 0001209191-13-055100 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Dwight 2013 Term Fund See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519768 Filed Document 0001140361-13-044259 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $16,742,424 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, and Dave Buckalew CIK Number 0001135856 Filed Document 0001135856-13-000230 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lafayette Multifamily DST See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $7,367,534 Associated Brokers / Dealers Inland Securities Corporation and Concorde Investment Services, LLC CIK Number 0001589953 Filed Document 0000950138-13-000517 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AIS FUTURES FUND III LP See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001006531 Filed Document 0001006531-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dwight 2015 Term Fund See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519771 Filed Document 0001140361-13-044261 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Etaphase Inc See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001559831 Filed Document 0001559831-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Essex Climate Change Fund, LLC See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485885 Filed Document 0000945621-13-000350 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canarsie Capital Fund, LP See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565596 Filed Document 0001019056-13-001306 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verdezyne Inc See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001331017 Filed Document 0001331017-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CBAM Intrepid Fund Ltd. See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cain Brothers & Company, LLC CIK Number 0001527981 Filed Document 0001527981-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
EverPresent, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $599,936 Associated Brokers / Dealers N/A CIK Number 0001590793 Filed Document 0001140361-13-044343 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EGOV STRATEGIES LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593023 Filed Document 0001593023-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - LBC Credit Partners III Series See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589533 Filed Document 0001589533-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Muehler Fixed Income Mortgage Fund I, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001592946 Filed Document 0001592946-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HAWKEYE CAPITAL, LP See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001137663 Filed Document 0000950172-13-000115 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solopower Korea, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $105,000,000 Associated Brokers / Dealers N/A CIK Number 0001592791 Filed Document 0001592791-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCYFIX LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001408142 Filed Document 0001408142-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MGD/CCP ACQUISITION, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $1,707,949 Associated Brokers / Dealers N/A CIK Number 0001345874 Filed Document 0001345874-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
ROMARCO MINERALS INC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $2,795,094 Associated Brokers / Dealers N/A CIK Number 0001007172 Filed Document 0000950142-13-002329 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Equity
Quibble Genomics Institute See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $26,250,000 Associated Brokers / Dealers N/A CIK Number 0001592794 Filed Document 0001592794-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HTP 5042, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001588868 Filed Document 0000950138-13-000509 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
TAM Access US, LLC See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556902 Filed Document 0001556902-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ziPede Inc. See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001589216 Filed Document 0001589216-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Debt
UNREAL BRANDS, INC. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568448 Filed Document 0001590528-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Summit Street US Equity Value Fund, L.P. See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mr. Budge Collins CIK Number 0001470484 Filed Document 0001470484-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $3,010,917 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, and Dave Buckalew CIK Number 0001135856 Filed Document 0001135856-13-000229 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund