Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $2,160,000 Associated Brokers / Dealers Kenneth Dayton, Danford Meishen, Susan Bazelides, and Patrica Wenzel CIK Number 0001135856 Filed Document 0001135856-13-000221 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers Richard Kimbrough CIK Number 0001135856 Filed Document 0001135856-13-000226 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Amvestar Affordable Housing Partnership, LLC See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allen C. Ewing & CO. CIK Number 0001558005 Filed Document 0001558005-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Zaxis ELS US, L.P. See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508047 Filed Document 0000935836-13-000560 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canarsie Capital Fund Offshore, Ltd. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592158 Filed Document 0001019056-13-001304 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KP-SMS Assist, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001593024 Filed Document 0001593024-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ATLAS FUTURES FUND LIMITED PARTNERSHIP See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000865549 Filed Document 0000865549-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
Artis Ventures II, L.P. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001587636 Filed Document 0001587636-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Capital Factory IV, L.P. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001592303 Filed Document 0001592303-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goose Creek Club LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001533906 Filed Document 0001533906-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
IMPEL NEUROPHARMA INC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $3,796,960 Associated Brokers / Dealers N/A CIK Number 0001445499 Filed Document 0001445499-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FTV IV, L.P. See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers M2O PRIVATE FUND ADVISORS LLC CIK Number 0001560793 Filed Document 0001560793-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ENGAGEMENTHEALTH LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001432031 Filed Document 0000913849-13-000325 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TJC Real Estate Fund I LP See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $26,002,000 Associated Brokers / Dealers N/A CIK Number 0001592938 Filed Document 0001592938-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Open Source Storage LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001592924 Filed Document 0001592924-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
foodjunky, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592961 Filed Document 0001592961-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Other
TriView Global Fund, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305631 Filed Document 0001305631-13-000033 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
First Trust Corp See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers Chaffe Securities CIK Number 0001574189 Filed Document 0001574189-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business LOUISIANA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Voter Gravity Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001587975 Filed Document 0001587975-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ALWAYSONVACATION, INC. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $1,360,000 Associated Brokers / Dealers N/A CIK Number 0001404029 Filed Document 0001404029-13-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Midland States Bancorp, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $72,000,000 Associated Brokers / Dealers N/A CIK Number 0001466026 Filed Document 0001466026-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Personal Trainer Food See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592711 Filed Document 0001592711-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers William J. Lynch III CIK Number 0001135856 Filed Document 0001135856-13-000222 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Trafinity Ventures, Inc. See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $155,000 Associated Brokers / Dealers N/A CIK Number 0001590552 Filed Document 0001590552-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
MOORE EMERGING MARKETS FUND LTD See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anthony Richard Buscemi, John B. Hardy III, John L. Youngblood, Jennifer Kelleher Tamis, Butler Capital Investments, LLC, EIM SECURITIES (USA) INC., and Charles Leonard Moore CIK Number 0001179054 Filed Document 0001179054-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Equity
ESSEX PERFORMANCE FUND, LP See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000792807 Filed Document 0000945621-13-000349 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sulpice Coach Investissement See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001592774 Filed Document 0001593018-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Equity
OCP Collective Corp. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $4,999,986 Associated Brokers / Dealers N/A CIK Number 0001538341 Filed Document 0001538341-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BREP Asia Feeder B L.P. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001592658 Filed Document 0001592658-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SI GEORGETOWN MEMORY, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $2,094,000 Associated Brokers / Dealers N/A CIK Number 0001592949 Filed Document 0001592949-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $31,400,834 Associated Brokers / Dealers Arthur Gilbert, Jennifer Gilbert-Duffy, Matthew McLaughlin, Alfred Hammond, and Peter Ciovacco CIK Number 0001135856 Filed Document 0001135856-13-000227 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Reflection Partners LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001583745 Filed Document 0001583745-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Carmichael Investment Partners III, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001592580 Filed Document 0001461373-13-000049 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Junius CAA US LP See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $61,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001592752 Filed Document 0001592753-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Amvestar Affordable Housing Partnership III, LLC See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561624 Filed Document 0001558005-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Third Avenue Emerging Markets (Offshore) Fund, Ltd. See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483973 Filed Document 0000919574-13-006810 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS BALANCED FUND L P See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wedbush Morgan Securities Inc. and Equus Financial Consulting LLC CIK Number 0000876623 Filed Document 0000876623-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strike Tec System, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001592909 Filed Document 0001140361-13-044351 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Essex Global Life Sciences Fund, LP See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505786 Filed Document 0000945621-13-000351 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Catapult Health, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001509247 Filed Document 0001509247-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NextInput, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001591887 Filed Document 0001591887-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Dwight 2016 Term Fund See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538961 Filed Document 0001140361-13-044262 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Financial Resolutions of America Corp See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001592798 Filed Document 0001592798-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WESTMOUNTAIN GOLD, INC. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $199,489 Associated Brokers / Dealers N/A CIK Number 0001421601 Filed Document 0001161697-13-000856 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Apprenda, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $16,009,992 Associated Brokers / Dealers N/A CIK Number 0001592965 Filed Document 0001592965-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Afoundria, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $2,000,902 Associated Brokers / Dealers N/A CIK Number 0001592825 Filed Document 0001592825-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
O'Connor Fund of Funds: Technology LLC See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001281771 Filed Document 0001140361-13-044286 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CBAM Resolute Fund Ltd. See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cain Brothers & Company, LLC CIK Number 0001527980 Filed Document 0001527980-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
AIS GOLD FUND LP See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wedbush Securities Inc. and Capital Management Partners, Inc. CIK Number 0001224907 Filed Document 0001224907-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Duet Alpha Fund Ltd See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578032 Filed Document 0001578032-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund