Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ZEVIA LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $7,287,294 Associated Brokers / Dealers N/A CIK Number 0001436331 Filed Document 0001140361-15-003922 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - AltaRock Partners Series See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630718 Filed Document 0001630718-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alternative Investments Institutional Ltd. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Venovate Marketplace, Inc. CIK Number 0001415256 Filed Document 0000902664-15-000266 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xenex Disinfection Services LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $24,999,985 Associated Brokers / Dealers N/A CIK Number 0001556814 Filed Document 0001556814-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BRC Special Situations Fund, LP See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers B. Riley & Co., LLC CIK Number 0001594895 Filed Document 0001594895-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INVESTABLE EMERGING MARKETS COUNTRY FUND See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTH BRIDGE CAPITAL LLC CIK Number 0001019369 Filed Document 0001504674-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MKP Opportunity Offshore (BPI), Ltd. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566642 Filed Document 0000902664-15-000254 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HMLP Multi-Strategy Private Investors Ltd. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001482027 Filed Document 0000899140-15-000117 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Patch of Land, Inc. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $146,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-15-000010 Exclusions or Exemptions 506c Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Inland Capital Appalachian Fund 2015, LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001631245 Filed Document 0001631245-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
1798 FUNDAMENTAL STRATEGIES FUND LP See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437860 Filed Document 0000902664-15-000278 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lyles United, LLC See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers N/A CIK Number 0001428534 Filed Document 0001428534-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Patch of Land, Inc. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-15-000008 Exclusions or Exemptions 506c Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SPACE EXPLORATION TECHNOLOGIES CORP See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001181412 Filed Document 0001181412-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IFC HOLDINGS INC/FL See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised $214,092 Associated Brokers / Dealers N/A CIK Number 0001351970 Filed Document 0001351970-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Ares European Real Estate IV Co-Invest (Euro), L.P. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $3,227,091 Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001631625 Filed Document 0001631625-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BMPP NINTH STREET REIT, INC. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001631501 Filed Document 0001631501-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Basedin, Inc. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001631597 Filed Document 0001631597-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BMPP WHISPERING PINES REIT, INC. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001631716 Filed Document 0001631716-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BMPP TERMINUS REIT, INC. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001631504 Filed Document 0001631504-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pipeline Wizard, Inc. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001631675 Filed Document 0001631675-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SII INVESTMENTS INC/WI See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised $1,455,408 Associated Brokers / Dealers N/A CIK Number 0001351903 Filed Document 0001351903-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Other
Yellowbelly Holdings, LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631116 Filed Document 0001631116-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Consolidated Asset Funding Wish, LP See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597981 Filed Document 0001597981-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verengo, Inc. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001509200 Filed Document 0001509200-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Zoomi, Inc. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $4,714,621 Associated Brokers / Dealers N/A CIK Number 0001630501 Filed Document 0001630501-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SKB-Greenwood, LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $1,640,000 Associated Brokers / Dealers SKB Securities LLC and Robert R. Walker, Jr. CIK Number 0001631699 Filed Document 0001631699-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
HMLP Multi-Strategy Plus Private Investors LLC See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001485941 Filed Document 0000899140-15-000118 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARAS Corp See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001143731 Filed Document 0001140361-15-002687 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ESG Domestic Opportunity Fund LP See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001518304 Filed Document 0000919574-15-000710 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESTMENT CENTERS OF AMERICA INC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351904 Filed Document 0001351904-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Other
INFINITAS HOLDINGS LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001631540 Filed Document 0001631540-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Telesecurity Sciences, Inc. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001468719 Filed Document 0001468719-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
HLDR Feeder Fund I LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630781 Filed Document 0001630781-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vida Cannabis Corp. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601130 Filed Document 0001601130-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Thrax Offshore Fund, Ltd. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631336 Filed Document 0001631336-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RENTOBENTO, LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001628795 Filed Document 0001628795-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Vision 44 Series 1 LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $27,000 Associated Brokers / Dealers N/A CIK Number 0001631247 Filed Document 0001062993-15-000377 Exclusions or Exemptions 506c Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
GNIJ Enterprises,Inc. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $25 Associated Brokers / Dealers N/A CIK Number 0001629013 Filed Document 0001629013-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
IFC HOLDINGS INC/FL See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351970 Filed Document 0001351970-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Furnishare Inc See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001631534 Filed Document 0001631534-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dimensional Funds plc - Global Short-Term Investment Grade Fixed Income Fund See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595917 Filed Document 0000943663-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXTC, Inc. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001622126 Filed Document 0001622126-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Schroder International Alpha Portfolio, a separate series of Schroder Investment Portfolios, L.P. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001544348 Filed Document 0001544348-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSF IV Westborough REIT LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001631754 Filed Document 0001631754-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CHINA A SHARE CEF FUND See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268621 Filed Document 0001504674-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GL Rogers REIT, LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001631763 Filed Document 0001631763-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Schroder Frontier Markets Equity Portfolio, L.P. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001596170 Filed Document 0001596170-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revve, Inc. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001631301 Filed Document 0001631301-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AFFINITY BIOSENSORS LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001424288 Filed Document 0001424288-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity