|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001455870
- Filed Document
- 0001455870-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630287
- Filed Document
- 0000947871-15-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598060
- Filed Document
- 0001598060-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- Burch & Company, Inc.
- CIK Number
- 0001625534
- Filed Document
- 0001625534-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Restaurants
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630185
- Filed Document
- 0001445866-15-000035
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630232
- Filed Document
- 0001630077-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $28,896,342
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001329270
- Filed Document
- 0001329270-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $11,115,064
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538329
- Filed Document
- 0001144204-15-001548
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $8,060,113
- Associated Brokers / Dealers
- Timothy D. Smith, Michael O. Strand, and Gregory L. Beckel
- CIK Number
- 0001630440
- Filed Document
- 0000927087-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566580
- Filed Document
- 0001629403-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $22,895,715
- Associated Brokers / Dealers
- Joseph A. Nugent, Mark K. Johnson, Chad Q. Quamme, Gary L. Price, Sr., Joseph G. Michaletz, Jack W. Ellison, David M. Matles, Mark A. Herding, Eric A. Bicknese, Carl F. Worden, III, Robert J. Binkele, Daniel R. Mueller, Trawnegan Gill, Carl F. Worden, III, Sam Bhushan, Tomas J. Velken, James D. Warring, Jeffrey A. Bourdage, Dwight K. Kay, Frederick E. Hubler, Jr., Daniel P. Raupp, Jason P. Santos, Cynthia E. Hoelscher, Thomas G. Justice, Robert R. Tweed, David B. Levinson, John M. Kosmicki, Donald S. Meredith, John P. Gustavson, Jean-Louis Guinchard, Jason L. Steele, Eric W. Holtz, Randy A. Barmache, Gary G. Benson, Eric S. Scaff, Kevin P. Fitzgerald, Mark D. Tetreault, Ronald W. Manning, II, Rocco J. Scarsella, Robert M. Cheney, Raymond Harrison, Brian A. Peardon, William J. Marco, and Chay T. Lapin
- CIK Number
- 0001615752
- Filed Document
- 0001615752-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001456140
- Filed Document
- 0001456140-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Robert G. Bryron and Peter Stelian
- CIK Number
- 0001338428
- Filed Document
- 0000919574-15-000230
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557743
- Filed Document
- 0000919574-15-000235
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001502892
- Filed Document
- 0000919574-15-000216
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- IVP Capital LLC and Equus Financial Consulting LLC
- CIK Number
- 0001342198
- Filed Document
- 0001342198-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $3,601,753
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630338
- Filed Document
- 0001630338-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Microventure Marketplace Inc.
- CIK Number
- 0001626293
- Filed Document
- 0001626293-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001424503
- Filed Document
- 0000935836-15-000022
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001269022
- Filed Document
- 0001010549-15-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $2,800,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001626188
- Filed Document
- 0001626188-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $3,669,734
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622402
- Filed Document
- 0001181431-15-000803
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594875
- Filed Document
- 0001594875-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $2,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534708
- Filed Document
- 0001615774-15-000060
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586416
- Filed Document
- 0001586416-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001502358
- Filed Document
- 0001502358-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630220
- Filed Document
- 0001630220-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $23,541,065
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001494926
- Filed Document
- 0001494926-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $11,754,855
- Associated Brokers / Dealers
- The Strategic Financial Alliance, Inc., Arque Capital, Ltd, Triad Advisors, Inc., Whitehall-Parker Securities, Inc., and First Allied Securities, Inc.
- CIK Number
- 0001626711
- Filed Document
- 0001626709-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $381,266
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630346
- Filed Document
- 0001630346-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001324391
- Filed Document
- 0001324391-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628698
- Filed Document
- 0000943663-15-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595339
- Filed Document
- 0000902664-15-000051
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lewis S. Kunkel III
- CIK Number
- 0001595446
- Filed Document
- 0000919574-15-000208
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538816
- Filed Document
- 0001538816-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000944885
- Filed Document
- 0000935836-15-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573554
- Filed Document
- 0001573554-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001507253
- Filed Document
- 0000902664-15-000049
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630077
- Filed Document
- 0001630077-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Robin Pierce Armour, David Foree Nyren, Daniel Adrian Weiss, Paul Joseph Weissman, Nansie Jean Bernard, and Roberto Tancinco Fabros
- CIK Number
- 0001529217
- Filed Document
- 0001529217-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625121
- Filed Document
- 0001625121-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458862
- Filed Document
- 0000919574-15-000222
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
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D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stifel, Nicolaus & Company Incorporated and Peter Herbert Chapman
- CIK Number
- 0001022373
- Filed Document
- 0000919574-15-000227
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $55,000,000
- Associated Brokers / Dealers
- Jeffrey Tabak
- CIK Number
- 0001092289
- Filed Document
- 0001092289-15-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Debt
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596868
- Filed Document
- 0001596868-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001507443
- Filed Document
- 0001507443-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MAINE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630091
- Filed Document
- 0001630091-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
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D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $186,713
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001631153
- Filed Document
- 0001631153-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles B. Harrison, Phyllis J. Beck, Patrick J. Whelchel, Christopher Scott Harrison, and Lori Mayfield
- CIK Number
- 0001629868
- Filed Document
- 0001629868-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D/A |
2015-01-09 00:00:00 UTC |
- Amount To Be Raised
- $13,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553267
- Filed Document
- 0001553267-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-01-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Computers
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|