Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EVRST, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $5,086,189 Associated Brokers / Dealers N/A CIK Number 0001556728 Filed Document 0001556728-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Enfinio, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $498,793 Associated Brokers / Dealers N/A CIK Number 0001593144 Filed Document 0001593144-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
PathAR LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001587296 Filed Document 0001587296-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Only Pros, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592737 Filed Document 0001592737-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lustros Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Michael H. Takano CIK Number 0000922011 Filed Document 0001546806-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zeal China Fund Ltd See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001523779 Filed Document 0001523779-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub PX9 LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $275,500 Associated Brokers / Dealers N/A CIK Number 0001592250 Filed Document 0001592250-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fisher Investments Institutional Group Emerging Markets Equity Fund See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001478708 Filed Document 0001478708-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
OXYGEN BIOTHERAPEUTICS, INC. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $6,579,122 Associated Brokers / Dealers N/A CIK Number 0000034956 Filed Document 0001354488-13-006674 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
VALUEACT CAPITAL PARTNERS II L.P. See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390906 Filed Document 0000950142-13-002338 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capula European Special Situations Fund (Cayman) (USD) L.P. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592020 Filed Document 0000950172-13-000118 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prodigy Shorewood Domestic Feeder REP Fund, LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001592832 Filed Document 0001592832-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GreenHunter Resources, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001410056 Filed Document 0001410056-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Tilson Technology Management See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001593004 Filed Document 0001593004-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
GREENBANK CAPITAL INC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001591619 Filed Document 0001214659-13-006758 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hound Partners Offshore Fund, LP See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375836 Filed Document 0000919574-13-006815 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inside, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001564660 Filed Document 0001564660-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
WHOLELIFE COMPANIES, INC. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579549 Filed Document 0001144204-13-064832 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Movista, LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001528340 Filed Document 0001245105-13-000017 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
ALTIUS REAL ASSETS FUND, LP See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Strategic Marketing Solutions, Ltd, LLC CIK Number 0001488167 Filed Document 0001565908-13-000097 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DraftKings Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001575033 Filed Document 0001575033-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Taurus CD 169 NY Residential Aggregation LP See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $7,900,000 Associated Brokers / Dealers Peter Merrigan CIK Number 0001590643 Filed Document 0001590643-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
NS Income Sub-REIT Corp. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, and Phyllis J. Beck CIK Number 0001591916 Filed Document 0001591916-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Grafoid Inc. See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $7,857,000 Associated Brokers / Dealers BlackWall Capital Markets, Inc. CIK Number 0001570286 Filed Document 0001570286-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
MV Startup Fund VI Series 1 See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,244,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001590377 Filed Document 0001590377-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SERIOUSLY DIGITAL ENTERTAINMENT INC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $10 Associated Brokers / Dealers N/A CIK Number 0001592527 Filed Document 0001592527-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Iosil Energy Corp See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $784,929 Associated Brokers / Dealers N/A CIK Number 0001403108 Filed Document 0001403108-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
LGI Homes, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $114,536,939 Associated Brokers / Dealers N/A CIK Number 0001580670 Filed Document 0001580670-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Interconnect Medical, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $590,000 Associated Brokers / Dealers N/A CIK Number 0001593006 Filed Document 0001593006-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Capula European Special Situations Fund (Delaware) (USD) L.P. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592021 Filed Document 0000950172-13-000119 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prodigy Shorewood New York REP Fund, LP See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001592833 Filed Document 0001592833-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DigitalVision LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,460,000 Associated Brokers / Dealers N/A CIK Number 0001560754 Filed Document 0001560754-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
WI Brownstone, LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001593198 Filed Document 0001593198-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SDR Partners, LLC See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538519 Filed Document 0000919574-13-006828 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VPC Partners VI LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001591268 Filed Document 0001591268-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AllianceBernstein Strategies DBT See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford C. Bernstein & Co., LLC CIK Number 0001451351 Filed Document 0000902664-13-003860 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
goTenna, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $2,076,825 Associated Brokers / Dealers N/A CIK Number 0001592963 Filed Document 0001140361-13-044521 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ValueAct Capital International II L.P. See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390728 Filed Document 0000950142-13-002337 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TITLE CENTER OF THE SOUTH LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $126,600 Associated Brokers / Dealers N/A CIK Number 0001370883 Filed Document 0001370883-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Whambo! Enterprises, LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001592981 Filed Document 0001592981-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ADHEREX TECHNOLOGIES INC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001211583 Filed Document 0001144204-13-064552 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Hound Partners LP See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328137 Filed Document 0000919574-13-006816 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cingulate Therapeutics See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593151 Filed Document 0001593151-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Bakken Income Fund LLC See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., and Cape Securities Inc. CIK Number 0001534460 Filed Document 0001534460-13-000019 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OFFSITE VISION HOLDINGS, INC. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594007 Filed Document 0001594007-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
SYNAPTICS INC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $94,334,391 Associated Brokers / Dealers N/A CIK Number 0000817720 Filed Document 0001590867-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Integrated Ordering Systems, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001593130 Filed Document 0001593130-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
LogicSource, Inc. See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001475153 Filed Document 0001209191-13-054317 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Teraphysics Corp See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001318588 Filed Document 0001318588-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Symphony Long-Short Credit (Offshore) Fund Ltd. See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001138319 Filed Document 0000935836-13-000562 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund