|
|
D |
2013-12-02 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Xnergy Financial, LLC
- CIK Number
- 0001593220
- Filed Document
- 0001593220-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584954
- Filed Document
- 0001584954-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- $35,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593252
- Filed Document
- 0001593252-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- $4,229,120
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001217693
- Filed Document
- 0001217693-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560938
- Filed Document
- 0001560938-13-000004
- Exclusions or Exemptions
- 504, 505, and 506b
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592718
- Filed Document
- 0001592718-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544989
- Filed Document
- 0001264128-13-000051
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jefferies LLC
- CIK Number
- 0001491793
- Filed Document
- 0001264128-13-000049
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- $55,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592757
- Filed Document
- 0001592757-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- $120,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593523
- Filed Document
- 0000947871-13-000770
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- $2,301,178
- Associated Brokers / Dealers
- Dundee Securities Inc.
- CIK Number
- 0001402948
- Filed Document
- 0001062993-13-006100
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- $60,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592761
- Filed Document
- 0001592761-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Travel
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593118
- Filed Document
- 0001593118-13-000001
- Exclusions or Exemptions
- 505 and 506c
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593226
- Filed Document
- 0001593226-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001350136
- Filed Document
- 0001350136-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001506668
- Filed Document
- 0001506668-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- $23,596
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001004530
- Filed Document
- 0001004530-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- $4,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593019
- Filed Document
- 0001592761-13-000006
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593143
- Filed Document
- 0001593143-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593025
- Filed Document
- 0001593025-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- $3,150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592769
- Filed Document
- 0001592761-13-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001593124
- Filed Document
- 0001593124-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001380765
- Filed Document
- 0001380765-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- $63,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593022
- Filed Document
- 0001592761-13-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001530180
- Filed Document
- 0001264128-13-000050
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593041
- Filed Document
- 0001593041-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
CoreCommodity Management - Diversified I Fund (Cayman) Ltd.
See All Filings
|
D/A |
2013-11-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525027
- Filed Document
- 0001264128-13-000048
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-28 00:00:00 UTC |
- Amount To Be Raised
- $19,998,893
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592836
- Filed Document
- 0001592836-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-28 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592926
- Filed Document
- 0001592926-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-28 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- CHARLES B. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD
- CIK Number
- 0001593308
- Filed Document
- 0001593308-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592801
- Filed Document
- 0001592801-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-27 00:00:00 UTC |
- Amount To Be Raised
- $1,825,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592958
- Filed Document
- 0001592958-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2013-11-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Asset Management Ltd
- CIK Number
- 0001559063
- Filed Document
- 0001559062-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001324714
- Filed Document
- 0001019056-13-001309
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001130743
- Filed Document
- 0000950142-13-002339
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-27 00:00:00 UTC |
- Amount To Be Raised
- $2,350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592507
- Filed Document
- 0001592507-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-11-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593150
- Filed Document
- 0001593150-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-27 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- Fordham Financial Management, Inc.
- CIK Number
- 0001019998
- Filed Document
- 0001019998-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investment Banking
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-11-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479350
- Filed Document
- 0001315863-13-000586
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-27 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592933
- Filed Document
- 0001592933-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-27 00:00:00 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- Sanders Morris Harris Inc., FSC Securities Corporation, H. Beck, Inc., Multi-Financial Securities Corporation, Uhlmann Price Securities, LLC, Intercarolina Financial Services, Inc., Wells Fargo Advisors, LLC, BFT Financial Group, LLC, PrimeVest Financial Services, Inc., Pavek Investments, Inc., Polar Investment Council, The Strategic Financial Alliance, Inc., Pacific West Securities, Inc., VFG Securities, Inc., Heritage Financial Systems Inc., Geneos Wealth Management, Inc., Thomas McDonald Partners, LLC, Alternative Wealth Strategies, Inc., Cambridge Investment Research, Inc., American Portfolios Financial Services, Inc., First Alllied Securities, Inc., Tricor Financial, LLC, The (Wilson) Williams Financial Group, Inc., Naples AIS, Inc., SCF Securities, Inc., C.K. Cooper & Company, Inc., Silver Oak Securities, Incorporated, Steven A. Kohn & Associates, Ltd, Capital Guardian, LLC, Sterling Enterprise Group, Inc., Purshe Kaplan Sterling, John T. Studnicky, VSR Financial Services, Inc., MidAmerica Financial Services, Inc., E.D. & F. Man, Capital Management Partners, Inc., Ryan Y. Poage, and Joseph A. Gunther
- CIK Number
- 0000794775
- Filed Document
- 0000794775-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-27 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- Eddrick Bedford
- CIK Number
- 0001592375
- Filed Document
- 0001592375-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001338500
- Filed Document
- 0000919574-13-006814
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-27 00:00:00 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592831
- Filed Document
- 0001592831-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-27 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- STERLING ENTERPRISES GROUP, INTERCAROLINA FINANCIAL SERVICES, INC., AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., TRICOR FINANCIAL, LLC, THE (WILSON) WILLIAMS FINANCIAL GROUP, INC., C.K. COOPER & COMPANY, GENEOS WEALTH MANAGEMENT, THOMAS MCDONALD PARTNERS, LLC, CAMBRIDGE INVESTMENT RESEARCH, INC., PURSHE KAPLAN STERLING INVESTMENTS, SILVER OAK SECURITIES, INCORPORATED, STEVEN A. KOHN & ASSOCIATES, LTD., POLAR INVESTMENT COUNSEL, SCF SECURITIES, INC., HERITAGE FINANCIAL SYSTEMS, INC., CAPITAL GUARDIAN, LLC, SECURITIES AMERICA, INC., VFG SECURITIES,INC., NAPLES AIS, INC., MIDAMERICA FINANCIAL SERVICES, INC., SII INVESTMENTS, INC., and FIRST ALLIED SECURITIES
- CIK Number
- 0001409834
- Filed Document
- 0001409834-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592408
- Filed Document
- 0000902664-13-003862
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001413637
- Filed Document
- 0000898432-13-001420
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-27 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001143535
- Filed Document
- 0001143535-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001448887
- Filed Document
- 0000898432-13-001418
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-27 00:00:00 UTC |
- Amount To Be Raised
- $35,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588128
- Filed Document
- 0001588128-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|