Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
III Credit Opportunities Fund L.P. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp., AVM, L.P., Norfolk Markets, LLC, Anchor Asset Management LLC, and Frontier Solutions, LLC CIK Number 0001493595 Filed Document 0001493595-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Second Order Offshore, Ltd. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563311 Filed Document 0001563311-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FANZO, INC. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001560563 Filed Document 0001560563-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Second Order, L.P. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563272 Filed Document 0001563272-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MH Partners First LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $334,900 Associated Brokers / Dealers N/A CIK Number 0001593347 Filed Document 0001593347-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VMG Solid Gold Holdings, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $46,021,227 Associated Brokers / Dealers N/A CIK Number 0001593420 Filed Document 0001593421-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EZ Pocket Eyewear, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,000,500 Associated Brokers / Dealers N/A CIK Number 0001593145 Filed Document 0001593145-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
JRK Platform 3 REIT LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001593125 Filed Document 0001593125-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FIRST GROWTH HOLDINGS LTD. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $19,180 Associated Brokers / Dealers N/A CIK Number 0001593146 Filed Document 0001085037-13-000188 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Zebedee Growth Fund Ltd See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484264 Filed Document 0000919574-13-006877 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QUATERRA RESOURCES INC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001339688 Filed Document 0001339688-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Platypi, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593311 Filed Document 0001593311-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NM Group Global LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001546953 Filed Document 0001546953-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
ShopTap, Inc. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001520726 Filed Document 0001520726-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Focused Opportunity Fund, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers none CIK Number 0001593300 Filed Document 0001593302-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carlton James Skywatch Inn Ltd See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers Rycal Investment Group Limited CIK Number 0001593296 Filed Document 0001209191-13-055302 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Debt
Pinta Biotherapeutics, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $17,998,555 Associated Brokers / Dealers N/A CIK Number 0001593629 Filed Document 0001019687-13-004770 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AL-Lob-Fund, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $153,500 Associated Brokers / Dealers N/A CIK Number 0001593323 Filed Document 0001593323-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Inspire Capital Corp See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001591832 Filed Document 0001591832-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
ConnXus, Inc. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001585824 Filed Document 0001585824-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Juneau Biosciences, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001400105 Filed Document 0001400105-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
rePlanet Holdings, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $66,523,794 Associated Brokers / Dealers N/A CIK Number 0001591527 Filed Document 0001140361-13-044862 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
KOA Organic Beverages, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558780 Filed Document 0001558780-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SLO Tech Campus, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001592289 Filed Document 0001140361-13-044836 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PMB LOS ALAMITOS INVESTORS LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $6,600,700 Associated Brokers / Dealers N/A CIK Number 0001576583 Filed Document 0001576583-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LEG II, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592439 Filed Document 0001592439-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Managed Futures Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001479045 Filed Document 0000898432-13-001625 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centrexion Corp See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001592052 Filed Document 0001592052-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
AIS Futures Fund L.P. (3X-6X) See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities Inc., Capital Management Partners, Inc., Equus Financial Consulting LLC, Equinox Group Distributors, LLC, and Grant Williams L.P. CIK Number 0001038627 Filed Document 0001038627-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disruptor Beam, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001579283 Filed Document 0001579283-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Clear Sky Electric Transportation, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001593443 Filed Document 0001593443-13-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GEAHI Old Town Kern LP See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $7,782,973 Associated Brokers / Dealers N/A CIK Number 0001602641 Filed Document 0001602641-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Concurix Corp See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001550790 Filed Document 0001550790-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Nina Biotherapeutics, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $2,503,048 Associated Brokers / Dealers N/A CIK Number 0001593634 Filed Document 0001019687-13-004769 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Centrexion Corp See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $8,750,000 Associated Brokers / Dealers N/A CIK Number 0001592052 Filed Document 0001592052-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Saisei Networks, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001581074 Filed Document 0000897069-13-000412 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AL-Soil-Fund, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $198,500 Associated Brokers / Dealers N/A CIK Number 0001593315 Filed Document 0001593323-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hudson Valley Property Group LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593385 Filed Document 0001593385-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Mogo Industries LLC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Blackwall Capital Markets, Inc. and Halycon Cabot Partners Ltd. CIK Number 0001584595 Filed Document 0001013762-13-001515 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Industry Ventures Special Opportunities Fund II-B, L.P. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $99,960,008 Associated Brokers / Dealers N/A CIK Number 0001586288 Filed Document 0001586288-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SignaTouch Corp See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers 0 CIK Number 0001558628 Filed Document 0001558628-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Clough Access LLC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001518552 Filed Document 0001518552-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Industry Ventures Special Opportunities Fund II-A, L.P. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001585711 Filed Document 0001585711-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantified Impressions, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,175,000 Associated Brokers / Dealers N/A CIK Number 0001593393 Filed Document 0001593393-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CV Maryland Farms, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $6,818,000 Associated Brokers / Dealers N/A CIK Number 0001592191 Filed Document 0001592191-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Santa Maria Biotherapeutics, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $17,998,555 Associated Brokers / Dealers N/A CIK Number 0001593628 Filed Document 0001019687-13-004771 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FWD I, L.L.C. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $4,370,000 Associated Brokers / Dealers N/A CIK Number 0001589086 Filed Document 0001380389-13-000110 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Vibrant Composites Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592714 Filed Document 0001592714-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MAGNOPUS LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001593121 Filed Document 0001593121-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ASGI Agility Income Fund See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499947 Filed Document 0000898432-13-001624 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund