Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
WI Brownstone, LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001593198 Filed Document 0001593198-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SDR Partners, LLC See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538519 Filed Document 0000919574-13-006828 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VPC Partners VI LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001591268 Filed Document 0001591268-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AllianceBernstein Strategies DBT See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford C. Bernstein & Co., LLC CIK Number 0001451351 Filed Document 0000902664-13-003860 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
goTenna, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $2,076,825 Associated Brokers / Dealers N/A CIK Number 0001592963 Filed Document 0001140361-13-044521 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ValueAct Capital International II L.P. See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390728 Filed Document 0000950142-13-002337 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TITLE CENTER OF THE SOUTH LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $126,600 Associated Brokers / Dealers N/A CIK Number 0001370883 Filed Document 0001370883-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Whambo! Enterprises, LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001592981 Filed Document 0001592981-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ADHEREX TECHNOLOGIES INC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001211583 Filed Document 0001144204-13-064552 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Hound Partners LP See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328137 Filed Document 0000919574-13-006816 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cingulate Therapeutics See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593151 Filed Document 0001593151-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Bakken Income Fund LLC See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., and Cape Securities Inc. CIK Number 0001534460 Filed Document 0001534460-13-000019 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OFFSITE VISION HOLDINGS, INC. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594007 Filed Document 0001594007-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
SYNAPTICS INC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $94,334,391 Associated Brokers / Dealers N/A CIK Number 0000817720 Filed Document 0001590867-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Integrated Ordering Systems, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001593130 Filed Document 0001593130-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
LogicSource, Inc. See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001475153 Filed Document 0001209191-13-054317 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Teraphysics Corp See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001318588 Filed Document 0001318588-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Symphony Long-Short Credit (Offshore) Fund Ltd. See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001138319 Filed Document 0000935836-13-000562 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAC CAMPBELL GLEN INVESTORS, LP See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $9,393,375 Associated Brokers / Dealers N/A CIK Number 0001593088 Filed Document 0001593088-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TPH Energy Infrastructure Fund, LP See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562852 Filed Document 0000902664-13-003883 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hilton Capital Fund, SPC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593096 Filed Document 0001593096-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiquidM, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,775,000 Associated Brokers / Dealers N/A CIK Number 0001592002 Filed Document 0001592002-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IP STREET, INC. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001482809 Filed Document 0001482809-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
VALUEACT CAPITAL INTERNATIONAL I L.P. See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390598 Filed Document 0000950142-13-002336 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Athletic DNA, Inc. See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $4,185,000 Associated Brokers / Dealers N/A CIK Number 0001563347 Filed Document 0001563347-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Melody Capital Partners Offshore Credit Fund, L.P. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593132 Filed Document 0000950142-13-002343 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Chandler Mercado, LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001592986 Filed Document 0001592986-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
VUCOMP INC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001160680 Filed Document 0001160680-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VERITEQ See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,816,667 Associated Brokers / Dealers Dawson James Securities CIK Number 0000924642 Filed Document 0001437749-13-015374 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
STRATEGIC RESOURCE CAPITAL FUND LP See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444070 Filed Document 0001444070-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pin Oak Premier Select Fund, LP See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535178 Filed Document 0001315863-13-000588 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WindSail Credit Fund, L.P. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591566 Filed Document 0001591566-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KULA Causes, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001543436 Filed Document 0001543436-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
AEW Core Property Trust (US) Inc See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409684 Filed Document 0001409684-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Equity
n1 Health LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Smither & Company Capital Markets, LLC CIK Number 0001542096 Filed Document 0001542096-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
brettapproved, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592717 Filed Document 0001592717-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
DivCore Subordinate Debt Club I, LP See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $500,125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, Lori Mayfield, and Greenhill & Co CIK Number 0001591854 Filed Document 0001591854-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Piedmont Candy Holdings, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $8,079,220 Associated Brokers / Dealers N/A CIK Number 0001593009 Filed Document 0001593009-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
T2 Accredited Fund, LP dba Kase Fund See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451614 Filed Document 0001019056-13-001310 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCM Vision, LP See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $515,000 Associated Brokers / Dealers Steelhead Capital Management, LLC CIK Number 0001593112 Filed Document 0001593112-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
LAKE GENEVA OFFSHORE FUND LTD. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A - None CIK Number 0001593175 Filed Document 0001593175-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LaSalle Futures Fund II LP See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALTEGRIS INVESTMENTS, INC CIK Number 0001308884 Filed Document 0001308884-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARTNERS FOR PAYMENT RELIEF DE II, LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001457556 Filed Document 0001457556-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
TPH Energy Infrastructure Fund Plus, LP See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513882 Filed Document 0000902664-13-003882 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HayFin Special Opportunities Credit Fund (Feeder) LP See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Asset Management Ltd. CIK Number 0001559062 Filed Document 0001559062-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revolv Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $4,500,003 Associated Brokers / Dealers N/A CIK Number 0001558275 Filed Document 0001558275-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Balius Energy Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001592630 Filed Document 0001441557-13-000086 Exclusions or Exemptions 504 and 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Hilton Capital Partners, LP See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593094 Filed Document 0001593094-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SimpliVity Corp See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $58,000,002 Associated Brokers / Dealers N/A CIK Number 0001474946 Filed Document 0001474946-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LendingHome Corp See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $11,309,943 Associated Brokers / Dealers N/A CIK Number 0001592838 Filed Document 0001592838-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity