Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ICONIQ Access 19, LP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593973 Filed Document 0001593973-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John Hancock Variable Account PPM1-R See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brent Kinetz, David J. Carroll, Ernest T. Baptista, Jr., James A. Cheney, Jerome W. Tisser, and Morey H. Goldberg CIK Number 0001458492 Filed Document 0001181431-13-062539 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPC III, LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
StoryPress Inc See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001557640 Filed Document 0001557640-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mesa West Core Lending Fund, LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L EQUITIES, LLC, CHARLES B. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD CIK Number 0001593348 Filed Document 0001593348-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Utopia Brewing Co LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594134 Filed Document 0001594134-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Monon Fund Ltd. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001515416 Filed Document 0000902664-13-003950 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quemulus, Inc. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001551158 Filed Document 0001551158-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
ENDURANCE WIND POWER INC. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $337,714 Associated Brokers / Dealers N/A CIK Number 0001502317 Filed Document 0001140361-13-045828 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Custom Molded Products, LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $19,660,340 Associated Brokers / Dealers N/A CIK Number 0001594054 Filed Document 0001594054-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Axel Partners, L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178623 Filed Document 0000919574-13-006909 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COURAGE CREDIT OPPORTUNITIES ONSHORE FUND III, L.P. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Creek Butler and Richard A. Greenman CIK Number 0001594055 Filed Document 0000919574-13-006923 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JANA Partners Qualified, L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001460112 Filed Document 0000902664-13-003955 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chapwood Funds LP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593930 Filed Document 0001593930-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
PREPARED RESPONSE INC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001165046 Filed Document 0001165046-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
foodjunky, LLC See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592961 Filed Document 0001592961-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Other
Kotak Advantage Fund II Segregated Portfolio (K Opportunities Fund SPC) See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594161 Filed Document 0001594161-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $3,481,700 Associated Brokers / Dealers Mark Maizel and Michael Kozemchak CIK Number 0001135856 Filed Document 0001135856-13-000254 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lighthouse Opportunity Fund II LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001594081 Filed Document 0001594081-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners, L.P. (Class B & Class C limited partnership interests) See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and J.P. Morgan Securities LLC CIK Number 0001473605 Filed Document 0000902664-13-003959 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METROPOLITAN LIFE INSURANCE CO See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents, Jeremiah J. Reen, Jr., Various Agents, Mendel A. Melzer, Wayne M. Schuh, Various Agents, Mark L. Merlotti, David F. Byers, Jr., Various Agents, Various Agents, and James H. Van Epps CIK Number 0000937834 Filed Document 0000937834-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Fish Super Holdings LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $56,173,500 Associated Brokers / Dealers N/A CIK Number 0001594195 Filed Document 0000945621-13-000379 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Jasinkiewicz Partners, LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483748 Filed Document 0000919574-13-006912 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mesa West Real Estate Income Fund III, LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L EQUITIES, LLC, CHARLES B. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD CIK Number 0001593350 Filed Document 0001593348-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Infrastructure Macro Income Fund, LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SILVER LEAF PARTNERS, LLC and SILVER LEAF PARTNERS, LLC CIK Number 0001564543 Filed Document 0000919574-13-006917 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM1-V See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew A Goldman, Brent Kinetz, Clune J Walsh III, Clune J Walsh Jr, David D Ehlert, David J Carroll, David J Taylor, David W Goldberg, Don E Garlikov, Donald Friedman, Donald Mehlig, Ezra Ripple, Gary Sitzmann, Guy Richard Thomas, H Richard Wehmeier, H Thomas Hollinger, Harry Levitt, J Davis Hunter, James A Cheney, James Davis, James E Cleary, James Kornreich, James Roberson, Jim Clary, John D Becker, John M Barry, John M Barry, John Meisenbach, Jordon R Katz, Lawton Nease, Luther Lockwood, Michael J Kiley, Milton H Cohn, Morey H Goldberg, Paul Silberberg, Peter S Miller, Richard F Swider, Stephen C Brown, Todd Mezrah, Tom Provow, Vernon Holleman III, Brad Morgan, Daniel J Wagner, David W Freely, Stephen Karp, Paul MacCaskill, Gerald I Applefield, Patrick Trammell, David Byers, William Wood, Michael Corrigan, and Richard Snipes CIK Number 0001132213 Filed Document 0001181431-13-062600 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Diversified Arbitrage Fund II L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. Incorporated, and Neuberger Berman LLC CIK Number 0001323454 Filed Document 0000902664-13-003947 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACKETVIDEO CORP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001087823 Filed Document 0001087823-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Everpath Inc. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,118,000 Associated Brokers / Dealers N/A CIK Number 0001584039 Filed Document 0001584039-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SKB-Tower, LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,080,000 Associated Brokers / Dealers SKB Securities, LLC and Robert R. Walker, Jr. CIK Number 0001594037 Filed Document 0001594037-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
First Light Capital Gold Harvest, L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Laura Rhoads and John Combias CIK Number 0001139678 Filed Document 0001095449-13-000130 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EIG Energy Fund XVI (Cayman), L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a and Julien Dargent CIK Number 0001578127 Filed Document 0001181431-13-062674 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 22, LP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593858 Filed Document 0001593858-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COURAGE CREDIT OPPORTUNITIES OFFSHORE FUND III, L.P. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Creek Butler CIK Number 0001594059 Filed Document 0000919574-13-006924 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Hills Regional Angel Fund, LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001593685 Filed Document 0001140361-13-045980 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
FUNDTECH HOLDINGS, LLC See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $180,148,372 Associated Brokers / Dealers N/A CIK Number 0001529477 Filed Document 0001529477-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
III SELECT CREDIT FUND LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Anchor Asset Management LLC, Norfolk Markets, LLC, James River Securities Corp., and Frontier Solutions, LLC CIK Number 0001426147 Filed Document 0001426147-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WC Culebra Crossing SA, LP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001594056 Filed Document 0001594056-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Chicago Climbing Gym Co LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001579633 Filed Document 0001579633-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sportsy, Inc. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001593033 Filed Document 0001593033-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HAS Partners Fund, L.P. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001594155 Filed Document 0001594155-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NB Offshore Diversified Arbitrage Fund Ltd. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. Incorporated, and Neuberger Berman LLC CIK Number 0001216470 Filed Document 0000902664-13-003946 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $32,057,334 Associated Brokers / Dealers J. Michael Nash, Robert Bracco, and Sean Devlin CIK Number 0001135856 Filed Document 0001135856-13-000255 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HIG Debt Holdings, LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001565539 Filed Document 0001565539-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Point6 LLC See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,000,160 Associated Brokers / Dealers CircleUp CIK Number 0001563170 Filed Document 0001563170-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ICQ Opportunities Fund 1, L.P. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593972 Filed Document 0001593972-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prudential Retirement Insurance & Annuity Co See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers Various Agents and John Schmitt CIK Number 0001444597 Filed Document 0001209191-13-056527 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Cartica Investors II, L.P. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593900 Filed Document 0001593900-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAGELLAN MINERALS LTD See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $48,830 Associated Brokers / Dealers N/A CIK Number 0001384295 Filed Document 0001384295-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers Steven Russell, William Barry, Kelly Milligan, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-13-000250 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund