Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HayFin Special Opportunities Credit Fund LP See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Asset Management Ltd CIK Number 0001559063 Filed Document 0001559062-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
T2 Qualified Fund, LP dba Kase Qualified See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324714 Filed Document 0001019056-13-001309 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALUEACT CAPITAL PARTNERS L.P. See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001130743 Filed Document 0000950142-13-002339 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SERIOUSLY HOLDING CORP See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001592507 Filed Document 0001592507-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
V3 Opportunity Fund I LP See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593150 Filed Document 0001593150-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FORDHAM HOLDINGS GROUP INC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Fordham Financial Management, Inc. CIK Number 0001019998 Filed Document 0001019998-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Stelliam Offshore Long Fund, Ltd. See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479350 Filed Document 0001315863-13-000586 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HEALTHCARE 2013, LP See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001592933 Filed Document 0001592933-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BRIDGETON TACTICAL ADVISORS FUND, LP See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Sanders Morris Harris Inc., FSC Securities Corporation, H. Beck, Inc., Multi-Financial Securities Corporation, Uhlmann Price Securities, LLC, Intercarolina Financial Services, Inc., Wells Fargo Advisors, LLC, BFT Financial Group, LLC, PrimeVest Financial Services, Inc., Pavek Investments, Inc., Polar Investment Council, The Strategic Financial Alliance, Inc., Pacific West Securities, Inc., VFG Securities, Inc., Heritage Financial Systems Inc., Geneos Wealth Management, Inc., Thomas McDonald Partners, LLC, Alternative Wealth Strategies, Inc., Cambridge Investment Research, Inc., American Portfolios Financial Services, Inc., First Alllied Securities, Inc., Tricor Financial, LLC, The (Wilson) Williams Financial Group, Inc., Naples AIS, Inc., SCF Securities, Inc., C.K. Cooper & Company, Inc., Silver Oak Securities, Incorporated, Steven A. Kohn & Associates, Ltd, Capital Guardian, LLC, Sterling Enterprise Group, Inc., Purshe Kaplan Sterling, John T. Studnicky, VSR Financial Services, Inc., MidAmerica Financial Services, Inc., E.D. & F. Man, Capital Management Partners, Inc., Ryan Y. Poage, and Joseph A. Gunther CIK Number 0000794775 Filed Document 0000794775-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sparkony Entertainment See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers Eddrick Bedford CIK Number 0001592375 Filed Document 0001592375-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
HOUND PARTNERS OFFSHORE FUND LTD See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001338500 Filed Document 0000919574-13-006814 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prodigy Shorewood Master REP Fund, LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001592831 Filed Document 0001592831-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Endeavor Emerging Opportunities Fund, LP See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers STERLING ENTERPRISES GROUP, INTERCAROLINA FINANCIAL SERVICES, INC., AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., TRICOR FINANCIAL, LLC, THE (WILSON) WILLIAMS FINANCIAL GROUP, INC., C.K. COOPER & COMPANY, GENEOS WEALTH MANAGEMENT, THOMAS MCDONALD PARTNERS, LLC, CAMBRIDGE INVESTMENT RESEARCH, INC., PURSHE KAPLAN STERLING INVESTMENTS, SILVER OAK SECURITIES, INCORPORATED, STEVEN A. KOHN & ASSOCIATES, LTD., POLAR INVESTMENT COUNSEL, SCF SECURITIES, INC., HERITAGE FINANCIAL SYSTEMS, INC., CAPITAL GUARDIAN, LLC, SECURITIES AMERICA, INC., VFG SECURITIES,INC., NAPLES AIS, INC., MIDAMERICA FINANCIAL SERVICES, INC., SII INVESTMENTS, INC., and FIRST ALLIED SECURITIES CIK Number 0001409834 Filed Document 0001409834-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marylebone Lane Fund See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592408 Filed Document 0000902664-13-003862 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alysun Fund Ltd See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413637 Filed Document 0000898432-13-001420 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALLCONNECT INC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001143535 Filed Document 0001143535-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Alydar Fund Ltd See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448887 Filed Document 0000898432-13-001418 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CommonAngels Ventures Fund IV, L.P. See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001588128 Filed Document 0001588128-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EVRST, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $5,086,189 Associated Brokers / Dealers N/A CIK Number 0001556728 Filed Document 0001556728-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Enfinio, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $498,793 Associated Brokers / Dealers N/A CIK Number 0001593144 Filed Document 0001593144-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
PathAR LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001587296 Filed Document 0001587296-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Only Pros, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592737 Filed Document 0001592737-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lustros Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Michael H. Takano CIK Number 0000922011 Filed Document 0001546806-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zeal China Fund Ltd See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001523779 Filed Document 0001523779-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub PX9 LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $275,500 Associated Brokers / Dealers N/A CIK Number 0001592250 Filed Document 0001592250-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fisher Investments Institutional Group Emerging Markets Equity Fund See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001478708 Filed Document 0001478708-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
OXYGEN BIOTHERAPEUTICS, INC. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $6,579,122 Associated Brokers / Dealers N/A CIK Number 0000034956 Filed Document 0001354488-13-006674 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
VALUEACT CAPITAL PARTNERS II L.P. See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390906 Filed Document 0000950142-13-002338 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capula European Special Situations Fund (Cayman) (USD) L.P. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592020 Filed Document 0000950172-13-000118 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prodigy Shorewood Domestic Feeder REP Fund, LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001592832 Filed Document 0001592832-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GreenHunter Resources, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001410056 Filed Document 0001410056-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Tilson Technology Management See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001593004 Filed Document 0001593004-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
GREENBANK CAPITAL INC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001591619 Filed Document 0001214659-13-006758 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hound Partners Offshore Fund, LP See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375836 Filed Document 0000919574-13-006815 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inside, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001564660 Filed Document 0001564660-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
WHOLELIFE COMPANIES, INC. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579549 Filed Document 0001144204-13-064832 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Movista, LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001528340 Filed Document 0001245105-13-000017 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
ALTIUS REAL ASSETS FUND, LP See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Strategic Marketing Solutions, Ltd, LLC CIK Number 0001488167 Filed Document 0001565908-13-000097 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DraftKings Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001575033 Filed Document 0001575033-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Taurus CD 169 NY Residential Aggregation LP See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $7,900,000 Associated Brokers / Dealers Peter Merrigan CIK Number 0001590643 Filed Document 0001590643-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
NS Income Sub-REIT Corp. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, and Phyllis J. Beck CIK Number 0001591916 Filed Document 0001591916-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Grafoid Inc. See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $7,857,000 Associated Brokers / Dealers BlackWall Capital Markets, Inc. CIK Number 0001570286 Filed Document 0001570286-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
MV Startup Fund VI Series 1 See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,244,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001590377 Filed Document 0001590377-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SERIOUSLY DIGITAL ENTERTAINMENT INC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $10 Associated Brokers / Dealers N/A CIK Number 0001592527 Filed Document 0001592527-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Iosil Energy Corp See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $784,929 Associated Brokers / Dealers N/A CIK Number 0001403108 Filed Document 0001403108-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
LGI Homes, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $114,536,939 Associated Brokers / Dealers N/A CIK Number 0001580670 Filed Document 0001580670-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Interconnect Medical, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $590,000 Associated Brokers / Dealers N/A CIK Number 0001593006 Filed Document 0001593006-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Capula European Special Situations Fund (Delaware) (USD) L.P. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592021 Filed Document 0000950172-13-000119 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prodigy Shorewood New York REP Fund, LP See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001592833 Filed Document 0001592833-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DigitalVision LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,460,000 Associated Brokers / Dealers N/A CIK Number 0001560754 Filed Document 0001560754-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt