Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Magnetite CLO Warehouse Fund, L.P. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593691 Filed Document 0001140361-13-046262 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Kevin B. Davis, Matthew H. Moncrief, EDI Financial, Inc., and J. Matthew Newtown CIK Number 0001589065 Filed Document 0001589065-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ASP Partners 2014 LP See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594045 Filed Document 0001594045-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $709,299 Associated Brokers / Dealers Mark Maizel and Andrew Kraus CIK Number 0001135856 Filed Document 0001135856-13-000259 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tradeshift Holdings Inc. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $57,376,728 Associated Brokers / Dealers N/A CIK Number 0001594348 Filed Document 0001594348-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ESSENTIAL ENHANCED INCOME FUND, LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432465 Filed Document 0001095449-13-000135 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ER-WDE, L.P. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536322 Filed Document 0001536322-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAGUENAY OFFSHORE FUND, LTD. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001329617 Filed Document 0000919574-13-006931 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAGUENAY EQUITY FUND LLC See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442915 Filed Document 0000919574-13-006929 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MitoGene Beverage Company, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001584948 Filed Document 0001584948-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
Redwood Managed Risk Plus, L.P. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594368 Filed Document 0001209191-13-057257 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VANSHAP CAPITAL VALUE FUND, LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547141 Filed Document 0001546927-13-000236 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Mobiquity Technologies, Inc. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $5,103,000 Associated Brokers / Dealers Legend Securities Inc. CIK Number 0001084267 Filed Document 0001468128-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ShareRocket, Inc. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001593573 Filed Document 0001593573-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 20, LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593540 Filed Document 0001593540-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgewater All Weather Portfolio III, Ltd. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536998 Filed Document 0001536998-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AKSHAY WELLNESS, INC. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001381289 Filed Document 0001381289-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Azcan Residential Real Estate Trust See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $72,213 Associated Brokers / Dealers N/A CIK Number 0001594516 Filed Document 0001594516-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
TWM INTERNATIONAL EQUITIES 2006 L P See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373866 Filed Document 0001373866-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lake Geneva Fund LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589894 Filed Document 0001589894-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carr Properties Corp See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Beck, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001594246 Filed Document 0001140361-13-046038 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Carr Properties Subsidiary Corp See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Beck, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001594248 Filed Document 0001140361-13-046040 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Share Rewards, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001593916 Filed Document 0001593916-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LuxVue Technology Corp See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $25,500,000 Associated Brokers / Dealers N/A CIK Number 0001528788 Filed Document 0001528788-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Surgical Hospital of Oklahoma, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $69,903 Associated Brokers / Dealers N/A CIK Number 0001561300 Filed Document 0001561300-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
OurRecords Inc. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Davy Hokana CIK Number 0001593554 Filed Document 0001593554-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
MARINA MERCHANTS LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001594147 Filed Document 0001594147-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TWM High Yield 2008 Offshore Partnership, LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584567 Filed Document 0001584567-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIFC Tactical Income Fund L.P. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592011 Filed Document 0001592011-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWM Select Equity Partnership LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409839 Filed Document 0001409839-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LLC See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507589 Filed Document 0001507589-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
25 Capital Residential Mortgage Opportunities C, LLC See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561758 Filed Document 0001561758-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Halstatt Real Estate Partners Fund II, L.P. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $47,222,220 Associated Brokers / Dealers N/A CIK Number 0001594871 Filed Document 0001594871-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zeppelinn Energy, LP See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers The Delta Company CIK Number 0001460450 Filed Document 0001460450-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
TURBODYNE TECHNOLOGIES, INC See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001022097 Filed Document 0000909012-13-000459 Exclusions or Exemptions 506c Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CYPRESS CAPITAL FOUNDERS, LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448262 Filed Document 0001448262-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zindigo, Inc. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587996 Filed Document 0001587996-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street 2014 Direct Fund LP See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594043 Filed Document 0001594043-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Adams Street 2014 Developed Markets Fund LP See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594040 Filed Document 0001594040-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
COSKATA INC See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers N/A CIK Number 0001372761 Filed Document 0001372761-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Fashion Playtes, Inc. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $4,192,436 Associated Brokers / Dealers N/A CIK Number 0001460219 Filed Document 0001460219-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CADIAN FUND LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001420604 Filed Document 0000919574-13-006932 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
mOasis, Inc. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001594218 Filed Document 0001594218-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Alternative Direct Solutions Fund LLC See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557575 Filed Document 0001557575-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXA IM U.S. HIGH YIELD FUND, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593855 Filed Document 0000943663-13-000211 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3DICON CORP See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001375195 Filed Document 0001144204-13-067199 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
VECTORMAX Corp See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001144204-13-067276 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TrackingPoint, Inc. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001594297 Filed Document 0001594297-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Bradford Allegheny Bakken I, LP See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Allegheny Investments CIK Number 0001594025 Filed Document 0001594025-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Plastic Reclamation Partners Holdings, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $51,000,000 Associated Brokers / Dealers N/A CIK Number 0001594237 Filed Document 0001594237-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity