Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
iMusti, Inc. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $2,835,000 Associated Brokers / Dealers N/A CIK Number 0001465177 Filed Document 0001465177-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Frontiir Pte. Ltd. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001575519 Filed Document 0001575519-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business SINGAPORE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Metactive Medical, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595722 Filed Document 0001595722-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Mills Value Fund, LP See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593274 Filed Document 0001593274-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MESHIFY, INC. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595850 Filed Document 0001595850-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
ICONIQ Access 3, LP See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571040 Filed Document 0001571040-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kitchen Stadium Inc. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001595834 Filed Document 0001595834-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
Eclipse Global Partners, L.P. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457018 Filed Document 0001457018-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Pop Gourmet LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595774 Filed Document 0001595774-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Heartis Clear Lake Partners, L.P. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $3,975,000 Associated Brokers / Dealers N/A CIK Number 0001595649 Filed Document 0001595649-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Energy Trust Partners IV LP See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001548833 Filed Document 0001548833-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIF VIII Private Investors Offshore, L.P. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588613 Filed Document 0001012975-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Check Yourself, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $565,000 Associated Brokers / Dealers N/A CIK Number 0001595842 Filed Document 0001595842-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
CREFII Waramaug REIT, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595829 Filed Document 0001595829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AppTap, Inc. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001445782 Filed Document 0001445782-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 3, LP See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571040 Filed Document 0001571040-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indy Spirit, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001592797 Filed Document 0001592797-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Wolf River Specialty Onshore II QP, L.P. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564975 Filed Document 0001315863-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 19, LP See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593973 Filed Document 0001593973-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JZ REIT Metropolitan Corp. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595839 Filed Document 0001595839-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Farrell Franzone, LP See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504555 Filed Document 0001504555-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TRV1, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001595856 Filed Document 0001595856-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DNANEXUS, INC. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001469369 Filed Document 0001469369-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GI PARTNERS FUND IV-B L.P. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers UBS SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MERRILL LYNCH INTERNATIONAL & CO. C.V., and HSBC ALTERNATIVE INVESTMENTS LIMITED CIK Number 0001568165 Filed Document 0001568165-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Katana Capital Partners, L.P. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543101 Filed Document 0001095449-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Murfie, Inc. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001583197 Filed Document 0001583197-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
BERENS CAPITAL ERISA FUND, LTD. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453890 Filed Document 0001566114-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Animas Hospital Campus Partners, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers N/A CIK Number 0001595647 Filed Document 0001595647-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NITTANY LION FUND LLC See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305085 Filed Document 0001305085-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
ICONIQ Access 20, LP See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593540 Filed Document 0001593540-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stemgenics, Inc. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001595336 Filed Document 0001595336-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AO Technology Fund, Ltd. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595749 Filed Document 0001140361-14-000429 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CREFII Blue Bell REIT, L.P. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595847 Filed Document 0001595847-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cypress REIT, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595812 Filed Document 0001595812-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Q India Equity Fund Ltd. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538785 Filed Document 0001538785-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
LUCERNEX INC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $2,075,000 Associated Brokers / Dealers N/A CIK Number 0001432956 Filed Document 0001432956-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Empower Micro Systems Inc. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001559730 Filed Document 0001559730-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ostendo Technologies, Inc. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $4,075,000 Associated Brokers / Dealers N/A CIK Number 0001595777 Filed Document 0001595777-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MAX Exchange LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $9,400,000 Associated Brokers / Dealers N/A CIK Number 0001486199 Filed Document 0001140361-14-000339 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
JZ REIT Flatbush Portfolio Corp. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595874 Filed Document 0001595874-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Paradise Genomics, Inc. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001595814 Filed Document 0001595814-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Stonehenge Capital Fund Arkansas I, LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $10,390,000 Associated Brokers / Dealers None CIK Number 0001595434 Filed Document 0001595434-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Second Curve Partners International, Ltd. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001115497 Filed Document 0000919574-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUMICELL, INC. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $1,013,582 Associated Brokers / Dealers N/A CIK Number 0001521898 Filed Document 0001521898-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 19, LP See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593973 Filed Document 0001593973-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Urgent-MD KGH Management LLC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595795 Filed Document 0001595795-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
NANOSTEEL COMPANY, INC See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $7,475,213 Associated Brokers / Dealers N/A CIK Number 0001339693 Filed Document 0001339693-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Debt
PEAKCOLO HOLDINGS, INC. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001575761 Filed Document 0001575761-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Joshua Water Technology, Inc. See All Filings	D/A	2014-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559497 Filed Document 0001559497-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Remitly, Inc. See All Filings	D	2014-01-03 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001534076 Filed Document 0001534076-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity