Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Green Owl Partners, L.P. See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen LP CIK Number 0001562015 Filed Document 0001566114-13-000070 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Restorsea Holdings, LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers N/A CIK Number 0001546214 Filed Document 0001231919-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CONJUGON INC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001209987 Filed Document 0001209987-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Other
Morphlabs, Inc. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $10,916,000 Associated Brokers / Dealers N/A CIK Number 0001593165 Filed Document 0001593165-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Swarm Solutions, Inc. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $3,448,111 Associated Brokers / Dealers N/A CIK Number 0001592563 Filed Document 0001592563-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Abacab Fund, L.P. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590602 Filed Document 0001590602-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BullsNBears.com, Inc. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers bullsnbears.com,inc CIK Number 0001543272 Filed Document 0001543272-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ZAF Energy Systems, Inc See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001550997 Filed Document 0001550997-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Cryoocyte, Inc. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001593050 Filed Document 0001593050-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
HALL OFFICE PARK BUILDING 17, L.P. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers Titan Securities CIK Number 0001592697 Filed Document 0001144204-13-064974 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Eco Power Solutions (USA) Corp. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001502788 Filed Document 0001502788-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
BioMarker Strategies LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001387083 Filed Document 0001387083-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Oregon Angel Fund 2014, LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001592935 Filed Document 0001592935-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
MV Liquidity Fund III Series 1 See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001587142 Filed Document 0001587142-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
RHEONIX INC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001454559 Filed Document 0001454559-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SUGAR HILL PROPERTY FUND II, LLC See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Trestle Point, LLC CIK Number 0001500807 Filed Document 0001500807-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BATON ROUGE UROLOGICAL SERVICES LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $1,768,000 Associated Brokers / Dealers N/A CIK Number 0001360984 Filed Document 0001360984-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NTHDEGREE TECHNOLOGIES WORLDWIDE INC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001432338 Filed Document 0000905729-13-000265 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
EquityMetrix, LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Xnergy Financial, LLC CIK Number 0001593220 Filed Document 0001593220-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RanBill Music, Inc. See All Filings	D	2013-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584954 Filed Document 0001584954-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Other
SmartPager Systems Inc. See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001593252 Filed Document 0001593252-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
YAVA TECHNOLOGIES INC See All Filings	D/A	2013-11-29 00:00:00 UTC
Amount To Be Raised $4,229,120 Associated Brokers / Dealers N/A CIK Number 0001217693 Filed Document 0001217693-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Qardio, Inc. See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001560938 Filed Document 0001560938-13-000004 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHEERS WITH BEERS, INC. See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001592718 Filed Document 0001592718-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CoreCommodity Management - Founders I Fund, LLC See All Filings	D/A	2013-11-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544989 Filed Document 0001264128-13-000051 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoreCommodity Management - Diversified I Fund, LLC See All Filings	D/A	2013-11-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001491793 Filed Document 0001264128-13-000049 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVENDOR HOLDINGS COMPANY, INC. See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001592757 Filed Document 0001592757-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Tiara CG Private Equity Fund 2013, L.P. See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001593523 Filed Document 0000947871-13-000770 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trevali Mining Corp See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $2,301,178 Associated Brokers / Dealers Dundee Securities Inc. CIK Number 0001402948 Filed Document 0001062993-13-006100 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Zanzibar & Finnish Development Cooperation Jet Line Ltd See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001592761 Filed Document 0001592761-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ThermalCore, Inc. See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593118 Filed Document 0001593118-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Z Advanced Computing, Inc. See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593226 Filed Document 0001593226-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SAILPOINT TECHNOLOGIES INC See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001350136 Filed Document 0001350136-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Daemonic Labs See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001506668 Filed Document 0001506668-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mountain Province Diamonds Inc. See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $23,596 Associated Brokers / Dealers N/A CIK Number 0001004530 Filed Document 0001004530-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Driva Holdings Company, LLC See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001593019 Filed Document 0001592761-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Alpha Venture Partners Fund, L.P. See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593143 Filed Document 0001593143-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICQ Investments 15, LP See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593025 Filed Document 0001593025-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polish Restaurant Holdings, Inc. See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001592769 Filed Document 0001592761-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shreedhar Hotels LLC See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers None CIK Number 0001593124 Filed Document 0001593124-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ONEPAK INC See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001380765 Filed Document 0001380765-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Kverve Eindom, LLC See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $63,000,000 Associated Brokers / Dealers N/A CIK Number 0001593022 Filed Document 0001592761-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CoreCommodity Management - Founders I Fund (Cayman), Ltd. See All Filings	D/A	2013-11-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530180 Filed Document 0001264128-13-000050 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freelinc Technologies LLC See All Filings	D/A	2013-11-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593041 Filed Document 0001593041-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
CoreCommodity Management - Diversified I Fund (Cayman) Ltd. See All Filings	D/A	2013-11-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525027 Filed Document 0001264128-13-000048 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vertical Brands Media, Inc. See All Filings	D	2013-11-28 00:00:00 UTC
Amount To Be Raised $19,998,893 Associated Brokers / Dealers N/A CIK Number 0001592836 Filed Document 0001592836-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Where Angels Fund 2013-I, LLLP See All Filings	D	2013-11-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001592926 Filed Document 0001592926-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WASHINGTON HARBOUR REIT LLC See All Filings	D	2013-11-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD CIK Number 0001593308 Filed Document 0001593308-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StoneRoad Series Investment Trust See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592801 Filed Document 0001592801-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAG Seventh Street, LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,825,000 Associated Brokers / Dealers N/A CIK Number 0001592958 Filed Document 0001592958-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Other