Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mainstreet Mezzanine Fund II, L.P. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Indiana Securities CIK Number 0001594217 Filed Document 0001594217-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
WC San Marcos Student Housing, LP See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001594534 Filed Document 0001594534-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Preferred Transfer LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001593697 Filed Document 0001593697-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
RCL Linkem II LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594198 Filed Document 0001594198-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIFAM SELECT FUND TRUST See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001287678 Filed Document 0000919574-13-006927 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCB Research Group, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001594115 Filed Document 0001594115-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
B.I. Omicia, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $2,360,000 Associated Brokers / Dealers N/A CIK Number 0001594096 Filed Document 0001594096-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HYGIEIA INC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001445455 Filed Document 0001445455-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Discovery Global Macro Fund, Ltd. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528169 Filed Document 0000919574-13-006934 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Value Fund (Cayman) III, LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers none CIK Number 0001580916 Filed Document 0001580916-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Value Fund III, LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers none CIK Number 0001576911 Filed Document 0001576911-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOVENTRIX INC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001283259 Filed Document 0001283259-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Driehaus Long-Short Equities Fund, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594192 Filed Document 0001594192-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street 2014 Global Fund LP See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594044 Filed Document 0001594044-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Mattersight Corp See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $6,000,002 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0001094348 Filed Document 0001393725-13-000114 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Grafoid Inc. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $890,092 Associated Brokers / Dealers N/A CIK Number 0001570286 Filed Document 0001570286-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
COVINGTON PARTNERS L P See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001014585 Filed Document 0001014585-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIFC Tactical Income Fund (Cayman) Ltd. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591738 Filed Document 0001591738-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mill Road Capital II, L.P. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $525,000,000 Associated Brokers / Dealers Triago Americas, Inc., Triago Europe S.A., Triago MEA LTD, and XT Capital Partners, LLC CIK Number 0001550729 Filed Document 0001550729-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lone Star Value Investors LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589247 Filed Document 0001589247-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARGANTEAL, CORP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $615,000 Associated Brokers / Dealers N/A CIK Number 0001590093 Filed Document 0001590093-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HayFin Special Opportunities Credit Fund (Parallel) LP See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Asset Management Ltd. CIK Number 0001574252 Filed Document 0001315863-13-000600 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWM HEDGE FUND PARTNERS LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424089 Filed Document 0001424089-13-000013 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACCESS SPORTS MEDIA INC. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001449611 Filed Document 0000908662-13-000325 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MCW Energy Group Ltd See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001483806-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
Meridan Capital Partners, L.P. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001359618 Filed Document 0001095449-13-000134 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INFRASTRUCTURE SERVICES CORP. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers PRIMEX CIK Number 0001594149 Filed Document 0001065949-13-000168 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
HW Hedged Value, L.P. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592045 Filed Document 0000935836-13-000569 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $21,891,890 Associated Brokers / Dealers Craig Findley and Mark Maizel CIK Number 0001135856 Filed Document 0001135856-13-000258 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Stria Capital Inc. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $23,446 Associated Brokers / Dealers N/A CIK Number 0001552501 Filed Document 0001552501-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
BOSTON COMMON SMALL CAP SOCIAL FUND LLC See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $2,762,211 Associated Brokers / Dealers N/A CIK Number 0001387699 Filed Document 0001387699-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CBC Partners I, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001524400 Filed Document 0001524400-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Saguenay Equity Offshore Fund, Ltd. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442914 Filed Document 0000919574-13-006930 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HNN Technologies LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593825 Filed Document 0001593825-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
SPRUCE HOUSE PARTNERSHIP LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001389653 Filed Document 0000919574-13-006935 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIFAM EVENT DRIVEN FUND TRUST See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563670 Filed Document 0000919574-13-006928 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
China Ireland Growth Technology Fund, L.P. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001588561 Filed Document 0001588561-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SimplyTapp, Inc. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers N/A CIK Number 0001592226 Filed Document 0001592226-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ERC GROUP HOLDINGS, LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $91,741,799 Associated Brokers / Dealers N/A CIK Number 0001594098 Filed Document 0001594098-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001593293 Filed Document 0001593310-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FREEDOM III INVESTMENTS I, LP See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594223 Filed Document 0001594223-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Adams Street 2014 US Fund LP See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594039 Filed Document 0001594039-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
New Brand Ventures LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001594185 Filed Document 0001594185-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
MDPONS, INC. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001594265 Filed Document 0001594265-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Lone Star Value Investors LP See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589247 Filed Document 0001589247-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great Plains Holdings, Inc. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001357671 Filed Document 0001096906-13-001865 Exclusions or Exemptions 506c Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Soil IQ Inc See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $876,500 Associated Brokers / Dealers N/A CIK Number 0001594208 Filed Document 0001594208-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RealVu, Inc. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001551957 Filed Document 0001551957-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Giggles N' Hugs, Inc. See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers WestPark Capital and Merriman Capital CIK Number 0001381435 Filed Document 0001493152-13-002687 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Africa Opportunity Cayman Ltd See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593941 Filed Document 0001140361-13-045997 Exclusions or Exemptions 506b Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund