Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Series A of Gaw Capital U.S. Value Add REIT I, LLC See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Christopher Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori D. Mayfield CIK Number 0001615021 Filed Document 0001615021-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gateway Pharmaceuticals, LLC See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001632245 Filed Document 0001632245-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LOOMIS SAYLES CORE FIXED INCOME TRUST See All Filings	D/A	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435079 Filed Document 0001435079-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
TIDE POINT OFFSHORE FUND, LTD. See All Filings	D/A	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554254 Filed Document 0000919574-15-000750 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Class D Segregated Portfolio of FORT Global Offshore, SPC See All Filings	D/A	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593360 Filed Document 0001507943-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rubik Holdings, Ltd. See All Filings	D/A	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR Capital Markets, LLC CIK Number 0001598607 Filed Document 0001598607-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
SNI Investment Fund LLC See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised $385,000 Associated Brokers / Dealers N/A CIK Number 0001631669 Filed Document 0001631669-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
F&C Commingled Fund II Ltd See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487217 Filed Document 0001487217-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Equity
MV Venture Fund V LLC See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001630937 Filed Document 0001630937-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MF FILM LLC See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001631880 Filed Document 0001631880-15-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BIOREVOLUTION CAPITAL PARTNERS, LP See All Filings	D/A	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419913 Filed Document 0000919574-15-000748 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRADIENT RESOURCES INC. See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000879218 Filed Document 0000879218-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
intelliPaper, LLC See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001502496 Filed Document 0001502496-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sofia Angel Fund II, LLC See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001630084 Filed Document 0001288230-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
Florida Capital Group Inc See All Filings	D/A	2015-01-28 00:00:00 UTC
Amount To Be Raised $7,411,700 Associated Brokers / Dealers N/A CIK Number 0001228444 Filed Document 0000897069-15-000029 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GC&H INVESTMENTS LLC See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001116046 Filed Document 0001116046-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medina Medical, Inc. See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001560859 Filed Document 0001560859-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Kerogen Energy Fund II Co-investment Fund A, L.P. See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers Park Hill Group CIK Number 0001632235 Filed Document 0001632236-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JOHCM Asia ex-Japan Small & Mid-Cap Fund (DST) See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631940 Filed Document 0001393725-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cessna Hospitality Associates, LP See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001631978 Filed Document 0001631978-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Rutherford Vineyard Partnership, LLC See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001631099 Filed Document 0001631099-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ManhattanCanna Fund 1 See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626540 Filed Document 0001626540-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
South Atlantic Bancshares Inc See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised $1,999,998 Associated Brokers / Dealers N/A CIK Number 0001405292 Filed Document 0001405292-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Vontobel Holding Ltd. See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001588340 Filed Document 0001588340-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Webaoo (USA) Inc. See All Filings	D/A	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612166 Filed Document 0001612166-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PENNSYLVANIA PURE DISTILLERIES LLC See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001403963 Filed Document 0001403963-15-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
TRILOGY FINANCIAL PARTNERS INTERNATIONAL LTD See All Filings	D/A	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Race Rock Capital LLC CIK Number 0001245130 Filed Document 0001245130-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LOOMIS SAYLES STRATEGIC ALPHA TRUST See All Filings	D/A	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518698 Filed Document 0001518698-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Sellars Investment Partnership, LLC See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised $1,487,500 Associated Brokers / Dealers N/A CIK Number 0001630800 Filed Document 0001181431-15-001553 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Banyan Rail Services Inc. See All Filings	D/A	2015-01-28 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0000764897 Filed Document 0001181431-15-001539 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rutherford Vineyard Partnership, LLC See All Filings	D/A	2015-01-28 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001631099 Filed Document 0001631099-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PATRIOT DRILLING FUND LXI See All Filings	D/A	2015-01-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001633558 Filed Document 0001633558-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Lazarus Israel Opportunities Fund LLLP See All Filings	D/A	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001539956 Filed Document 0001140361-15-003023 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SL Enclave West Apartments, DST See All Filings	D/A	2015-01-28 00:00:00 UTC
Amount To Be Raised $35,780,000 Associated Brokers / Dealers SANDLAPPER Securities, LLC and Concorde Investment Services, LLC CIK Number 0001622940 Filed Document 0001622940-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
ZAPPY, INC. See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised $692,600 Associated Brokers / Dealers NONE CIK Number 0001628087 Filed Document 0001144204-15-004237 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
BEECHER GAZELLE FUND, L.P. See All Filings	D/A	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001060312 Filed Document 0001315863-15-000055 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon Sovereign, LP See All Filings	D/A	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598238 Filed Document 0000902664-15-000336 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tuscan Isle Property Company, LLC See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised $1,730,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001631793 Filed Document 0001631793-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Brenham Intermediate Fund, L.P. See All Filings	D/A	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598635 Filed Document 0001598635-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kerogen Energy Fund II (UT Co-Investment), L.P. See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers Park Hill Group CIK Number 0001632236 Filed Document 0001632236-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NGP Natural Resources XI, L.P. See All Filings	D/A	2015-01-28 00:00:00 UTC
Amount To Be Raised $5,325,000,000 Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001612741 Filed Document 0001612741-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WMD Long/Short Real Estate Securities Fund, L.P. See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630987 Filed Document 0001630987-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KW Fund V REIT Holdings, LLC See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001631993 Filed Document 0001631993-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KALKA FUND, LP See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631704 Filed Document 0001013594-15-000031 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
UrbanSitter, Inc. See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised $57,500 Associated Brokers / Dealers N/A CIK Number 0001537586 Filed Document 0001537586-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
2015 Opportunity Fund, L.P. See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632015 Filed Document 0001632015-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Clay Capital Fund Ltd. See All Filings	D/A	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544863 Filed Document 0000919574-15-000742 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WMD Offshore Long/Short Real Estate Securities Fund, L.P. See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630988 Filed Document 0001630988-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATNV Energy, LP See All Filings	D	2015-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631590 Filed Document 0001631590-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Earth Equity Farms, Inc. See All Filings	D/A	2015-01-28 00:00:00 UTC
Amount To Be Raised $822,623 Associated Brokers / Dealers N/A CIK Number 0001598552 Filed Document 0001598552-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-28 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity