Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Concurix Corp See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001550790 Filed Document 0001550790-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Nina Biotherapeutics, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $2,503,048 Associated Brokers / Dealers N/A CIK Number 0001593634 Filed Document 0001019687-13-004769 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Centrexion Corp See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $8,750,000 Associated Brokers / Dealers N/A CIK Number 0001592052 Filed Document 0001592052-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Saisei Networks, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001581074 Filed Document 0000897069-13-000412 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AL-Soil-Fund, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $198,500 Associated Brokers / Dealers N/A CIK Number 0001593315 Filed Document 0001593323-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hudson Valley Property Group LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593385 Filed Document 0001593385-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Mogo Industries LLC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Blackwall Capital Markets, Inc. and Halycon Cabot Partners Ltd. CIK Number 0001584595 Filed Document 0001013762-13-001515 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Industry Ventures Special Opportunities Fund II-B, L.P. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $99,960,008 Associated Brokers / Dealers N/A CIK Number 0001586288 Filed Document 0001586288-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SignaTouch Corp See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers 0 CIK Number 0001558628 Filed Document 0001558628-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Clough Access LLC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001518552 Filed Document 0001518552-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Industry Ventures Special Opportunities Fund II-A, L.P. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001585711 Filed Document 0001585711-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantified Impressions, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,175,000 Associated Brokers / Dealers N/A CIK Number 0001593393 Filed Document 0001593393-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CV Maryland Farms, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $6,818,000 Associated Brokers / Dealers N/A CIK Number 0001592191 Filed Document 0001592191-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Santa Maria Biotherapeutics, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $17,998,555 Associated Brokers / Dealers N/A CIK Number 0001593628 Filed Document 0001019687-13-004771 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FWD I, L.L.C. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $4,370,000 Associated Brokers / Dealers N/A CIK Number 0001589086 Filed Document 0001380389-13-000110 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Vibrant Composites Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592714 Filed Document 0001592714-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MAGNOPUS LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001593121 Filed Document 0001593121-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ASGI Agility Income Fund See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499947 Filed Document 0000898432-13-001624 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VOLITIONRX LTD See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000093314 Filed Document 0001078782-13-002391 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business SINGAPORE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ADAPX INC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001421441 Filed Document 0001421441-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Vox Media, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $3,632,220 Associated Brokers / Dealers N/A CIK Number 0001440746 Filed Document 0001440746-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
VIEWRAY INC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $14,999,993 Associated Brokers / Dealers N/A CIK Number 0001336705 Filed Document 0001140361-13-044746 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BUYER CELLAR TOUR LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593328 Filed Document 0001593328-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cambridge Capital Acquisition Corp See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $4,275,000 Associated Brokers / Dealers N/A CIK Number 0001588869 Filed Document 0001094891-13-000135 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
PC Zinfandel Investor, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $497,100 Associated Brokers / Dealers N/A CIK Number 0001593106 Filed Document 0001593101-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hygea Holdings Corp. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $4,320,000 Associated Brokers / Dealers Dawson James Securities, Inc. CIK Number 0001469628 Filed Document 0001013762-13-001516 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AMICUS THERAPEUTICS INC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001178879 Filed Document 0001192482-13-000207 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Solid Gold Employee Holdings, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,244,673 Associated Brokers / Dealers N/A CIK Number 0001593421 Filed Document 0001593421-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Longbridge Financial, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001555321 Filed Document 0001144204-13-065515 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
STARSTREAM ENTERTAINMENT, INC. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001561686 Filed Document 0001561686-13-000023 Exclusions or Exemptions 506c Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
ASEPTIA, INC. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $22,800,000 Associated Brokers / Dealers N/A CIK Number 0001519954 Filed Document 0001519954-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Primatope Therapeutics, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001593407 Filed Document 0001593407-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pivotal Manufacturing Group, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001590425 Filed Document 0001590425-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
MindClick Global, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001591314 Filed Document 0001140361-13-046866 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Saisei Networks, Inc. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001581074 Filed Document 0000897069-13-000413 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Morgan Stanley HedgePremier/OZ DP II Fund II LP See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001593095 Filed Document 0001593095-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mokena Medical Development Partners, LLC See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001593335 Filed Document 0001593335-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Panda Power Fund II A, L.P. See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Beacon Hill Financial Corporation CIK Number 0001581416 Filed Document 0001140361-13-044663 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flagship Healthcare Real Estate Fund, LLC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Andrew Cooney, Bennett Cole, Stephen Geis, Christopher P. Haley, and Douglas E. Neal CIK Number 0001557534 Filed Document 0001557534-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Arts & Analytics, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $202,196 Associated Brokers / Dealers N/A CIK Number 0001592988 Filed Document 0001592988-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bitwal, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001593405 Filed Document 0001593405-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Multi-Strategy Participation Fund LLC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001535475 Filed Document 0001535475-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAM Ortho Series A of Timucuan Private Capital Investors LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593180 Filed Document 0001593180-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SCIENTIFIC INTAKE LTD CO See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001277119 Filed Document 0001277119-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
NW Evergreen Opportunities V, LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $2,565,000 Associated Brokers / Dealers N/A CIK Number 0001593219 Filed Document 0001593219-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Trafinity Ventures, Inc. See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised $155,000 Associated Brokers / Dealers N/A CIK Number 0001590552 Filed Document 0001590552-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
MCW Enterprises Ltd. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001483806-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
CATCHPOINT SYSTEMS, INC. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $6,000,001 Associated Brokers / Dealers N/A CIK Number 0001477995 Filed Document 0001478396-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Visterra, Inc. See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised $34,229,999 Associated Brokers / Dealers N/A CIK Number 0001426375 Filed Document 0001426375-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Roam Analytics, Inc. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $504,998 Associated Brokers / Dealers N/A CIK Number 0001593313 Filed Document 0001593313-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity