Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Meta Co See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised $6,770,000 Associated Brokers / Dealers none CIK Number 0001584382 Filed Document 0001584382-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
TRANSFORCE INC See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001076530 Filed Document 0001076530-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
National Income Properties DST II See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $1,390,000 Associated Brokers / Dealers Behringer Securities LP CIK Number 0001594464 Filed Document 0001594464-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix Pharms Capital Corp See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Not Applicable CIK Number 0001594574 Filed Document 0001014897-13-000469 Exclusions or Exemptions 506c Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised $10,166,616 Associated Brokers / Dealers Michael Shannon, Sam Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-13-000268 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Raisin 2014 Broadway LLC See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001594338 Filed Document 0001144204-13-067643 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
P2 Capital Fund, Ltd. See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409505 Filed Document 0001181431-13-063996 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AL-Shyp-Fund, LLC See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $747,500 Associated Brokers / Dealers N/A CIK Number 0001591575 Filed Document 0001591575-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HMBG Stockholder Holdco, Inc. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $10,406,185 Associated Brokers / Dealers N/A CIK Number 0001594307 Filed Document 0001594305-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
Development Capital Group, Inc. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $41,000 Associated Brokers / Dealers N/A CIK Number 0001517992 Filed Document 0001589728-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
IP STREET, INC. See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001482809 Filed Document 0001482809-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Crown Cleveland #11 Joint Venture See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised $1,087,500 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001592694 Filed Document 0001592694-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Jasper Ridge Private Opportunities TS, L.P. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594435 Filed Document 0001519924-13-000017 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CWP Hermann Park, LLC See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001587838 Filed Document 0001587838-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Invincea, Inc. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $16,000,029 Associated Brokers / Dealers N/A CIK Number 0001459375 Filed Document 0001459375-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Campbell Wellness, Inc. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Consilium Partners LLC CIK Number 0001594481 Filed Document 0001594481-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Surgical Information Sciences, Inc. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001594091 Filed Document 0001594091-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Equity
Relevant Solutions, Inc. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001553468 Filed Document 0001553468-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
JourneyScholar, Inc. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001594404 Filed Document 0001594404-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KC PARTNERS INVESTMENT FUND LP See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270359 Filed Document 0001270359-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
ANGEL OAK PARTNERS FUND I, LLC See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001463491 Filed Document 0001495442-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised $40,387,192 Associated Brokers / Dealers John M. Nash and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-13-000270 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
O'Connor Global Multi-Strategy Alpha II Ltd See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Global Asset Management (Americas) Inc. and UBS Global Asset Management (US) Inc. CIK Number 0001502315 Filed Document 0001502315-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONVENTUS ORTHOPAEDICS INC See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised $24,575,000 Associated Brokers / Dealers N/A CIK Number 0001456304 Filed Document 0001456304-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Greycork See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001594449 Filed Document 0001594449-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
LET IT GO FILM, LLC See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Christopher S. Clark CIK Number 0001593635 Filed Document 0001593635-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
INTERNATIONAL VALUE INVESTMENTS LLC See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355967 Filed Document 0001355967-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Arcturus Therapeutics, Inc. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001573745 Filed Document 0001573745-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PVC Global Futures Fund, LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Boost Capital Strategies, Inc. CIK Number 0001536970 Filed Document 0001536970-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Perfect Lithium Corp. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $332,442 Associated Brokers / Dealers N/A CIK Number 0001595063 Filed Document 0001595063-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Wainwright Renaissance Fund 1, L.P. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WFS, LLC CIK Number 0001380851 Filed Document 0001380851-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FFL Individual Partners IV, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594556 Filed Document 0001181431-13-063086 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FFL Parallel Fund IV (DE), L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001594340 Filed Document 0001181431-13-063000 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PURE BIOSCIENCE, INC. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $2,421,780 Associated Brokers / Dealers N/A CIK Number 0001006028 Filed Document 0001229243-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fetchnotes, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001555155 Filed Document 0001555155-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $1,644,183 Associated Brokers / Dealers John Michael Nash, John Heflebower, and Jennifer Kephart CIK Number 0001135856 Filed Document 0001135856-13-000264 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Odyssey Investment Partners Fund V, LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594836 Filed Document 0001181431-13-063649 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Towers Watson Diversifying Strategies Master Fund See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594162 Filed Document 0001594162-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FC SPECIAL OPPORTUNITIES I LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001594685 Filed Document 0001594685-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
KITARA MEDIA CORP. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001350773 Filed Document 0001094891-13-000158 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
FFL Executive Partners IV, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594563 Filed Document 0001181431-13-063093 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FFL Designated Partners IV, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001594430 Filed Document 0001181431-13-062999 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eagle Quantitative Macro Fund Ltd. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001537262 Filed Document 0001537262-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
CIRCLE TECHNOLOGY, INC. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001552718 Filed Document 0001214659-13-007067 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Moon Value Fund I, LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Moon Capital Management LLC CIK Number 0001594330 Filed Document 0001594330-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
JONES FINANCIAL COMPANIES LLLP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000815917 Filed Document 0000815917-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
FundersClub AEF LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $222,750 Associated Brokers / Dealers N/A CIK Number 0001593120 Filed Document 0001593120-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Automotive Quality Solutions LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001594396 Filed Document 0001594396-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WBC All Weather Fund L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565097 Filed Document 0001565097-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Angel Medical Systems Inc See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $20,546,000 Associated Brokers / Dealers N/A CIK Number 0001564031 Filed Document 0001564031-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity