Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tandem Fund III, L.P. See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001570147 Filed Document 0001570147-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Wealth Strategies Opportunity Fund, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594807 Filed Document 0001594807-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Wealth Strategies Opportunity Fund II, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594906 Filed Document 0001594906-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
HIRTLE CALLAGHAN ABSOLUTE RETURN OFFSHORE FUND II LTD See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351835 Filed Document 0001351835-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Horizon Fund, LLC See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566237 Filed Document 0001566237-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Suja Life, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001571481 Filed Document 0001571481-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Real Urban Barbeque Oak., LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $840,000 Associated Brokers / Dealers N/A CIK Number 0001596372 Filed Document 0001596372-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Farallon European Private Credit, L.P. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595781 Filed Document 0001595781-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortress Italian NPL Opportunities Fund (A) LP See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001595394 Filed Document 0000950172-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Smart Skin Technologies Inc. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $59,672 Associated Brokers / Dealers N/A CIK Number 0001596050 Filed Document 0001596050-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW BRUNSWICK, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Tyrian Global Opportunities Offshore, Ltd. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479307 Filed Document 0001140361-14-000845 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hornet's Nest, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $1,786,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates,Inc. CIK Number 0001595598 Filed Document 0001595598-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
CO Everywhere, Inc. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $7,400,000 Associated Brokers / Dealers N/A CIK Number 0001586832 Filed Document 0001586832-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BRC Special Situations Fund, LP See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594895 Filed Document 0001594895-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
SoFi Community Fund LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001594757 Filed Document 0001594758-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
EQUITYZEN ZD FUND, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $76,260 Associated Brokers / Dealers N/A CIK Number 0001595490 Filed Document 0001140361-14-001336 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EAGLE DIRECTIONAL MACRO FUND LLC See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454588 Filed Document 0001454588-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
ARRHYTHMIA RESEARCH TECHNOLOGY INC /DE/ See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0000819689 Filed Document 0000819689-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Cybersponse, Inc. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001589214 Filed Document 0001589214-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
350 Madison REIT LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595904 Filed Document 0001595904-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ryno Motors, Inc. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001564997 Filed Document 0001564997-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Adaptive Computing Enterprises, Inc. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001499724 Filed Document 0001499724-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Persimmon Absolute Return Offshore Fund Ltd See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318226 Filed Document 0001318226-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Visium Institutional Partners Fund, Ltd. See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485065 Filed Document 0000919574-14-000050 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NewSpring Holdings Coinvestor (WCM) LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001595596 Filed Document 0001595596-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Equity
REN LA Limited Partnership See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001595993 Filed Document 0001595993-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Moveline Group, Inc. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $4,014,456 Associated Brokers / Dealers N/A CIK Number 0001561234 Filed Document 0001561234-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Hero Network, Inc. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $1,555,900 Associated Brokers / Dealers N/A CIK Number 0001595393 Filed Document 0001595393-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Covey Capital Partners LP See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413079 Filed Document 0001413079-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Visium Global Offshore Fund, Ltd. See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463876 Filed Document 0000919574-14-000048 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Segmint Inc. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $2,540,000 Associated Brokers / Dealers TriPoint Global Equities, LLC CIK Number 0001527262 Filed Document 0001144204-14-001231 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
iDevices, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Marcum Cronus Partners LLC CIK Number 0001531394 Filed Document 0001531394-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Onit, Inc. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $2,331,999 Associated Brokers / Dealers N/A CIK Number 0001474604 Filed Document 0001474604-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Green River Mineral Resources Co-Op, Limited Partnership See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589910 Filed Document 0001589910-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Symetra Separate Account VL See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0001449482-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
UberKid Inc. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001595588 Filed Document 0001595588-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
WMP Unconstrained Global Agriculture Partners, L.P. See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539526 Filed Document 0000919574-14-000036 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASGI Aurora Opportunities Fund, LLC See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Strategies Brokerage Services, Inc. CIK Number 0001508781 Filed Document 0000898432-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIRTLE CALLAGHAN TOTAL RETURN OFFSHORE FUND II LTD See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352071 Filed Document 0001352071-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RM MAG Chestnut LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001595923 Filed Document 0001595923-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tandem Parallel Fund III, L.P. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001595623 Filed Document 0001595623-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Fortress Italian NPL Opportunities Fund (B) LP See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001595395 Filed Document 0000950172-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HISTOGENICS CORP See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $20,647,968 Associated Brokers / Dealers N/A CIK Number 0001372299 Filed Document 0001372299-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TIFF Private Equity Partners 2014, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595455 Filed Document 0001595455-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solid Ventures, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001595180 Filed Document 0001595180-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Canton Waterfront Restaurant, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001596905 Filed Document 0001596905-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MARYLAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CARDIAC DIMENSIONS INC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $367,000 Associated Brokers / Dealers N/A CIK Number 0001285829 Filed Document 0001285829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
SoFi Professional Loan Program 2013-A LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers NA CIK Number 0001594758 Filed Document 0001594758-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
KC Alpha Fund I, LP See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591934 Filed Document 0001591934-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rival IQ Corp See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595773 Filed Document 0001595773-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt