Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Brevan Howard Systematic Trading Fund, L.P. See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001517604 Filed Document 0001517604-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verde Martin, Inc. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001605690 Filed Document 0001605690-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
CytoCore Inc See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Financial America Securities, Inc. CIK Number 0000075439 Filed Document 0001144204-14-023078 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Abbott Capital Private Equity Fund VII, L.P. See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001573180 Filed Document 0001573180-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VOLCANO PS FUND, LP See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605240 Filed Document 0000892712-14-000299 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Selleration, Inc. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001604357 Filed Document 0001243233-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Undiscovered Value Fund, LP See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605509 Filed Document 0001605509-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lake Wissota Partners, LLC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $970,000 Associated Brokers / Dealers N/A CIK Number 0001605719 Filed Document 0001605719-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Brevan Howard Emerging Markets Local Fixed Income Fund, L.P. See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001517605 Filed Document 0001517605-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mogo Industries LLC See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Blackwall Capital Markets, Inc. and Halycon Cabot Partners Ltd. CIK Number 0001584595 Filed Document 0001013762-14-000422 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Uprising SPV V LLC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $2,695,120 Associated Brokers / Dealers N/A CIK Number 0001605639 Filed Document 0001605639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CV Colombian Acquisition LP See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605483 Filed Document 0001181431-14-016265 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ELECTROCHEMICAL OXYGEN CONCEPTS INC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001436343 Filed Document 0001436343-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
137 Holdings CAPX, LLC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001605789 Filed Document 0001605789-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore SICAV in respect of Ashmore SICAV Latin American Small-Cap Equity Fund See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001603167 Filed Document 0001605447-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AB100 LLC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605736 Filed Document 0001605646-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVI Emerging Markets Credit Value Fund Ltd. See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hudson Partners Securities LLC CIK Number 0001574474 Filed Document 0000902664-14-002161 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Copper Rock Emerging Markets Small Cap Equity Fund See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605796 Filed Document 0001605796-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TDC Clay, L.P. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $26,500,000 Associated Brokers / Dealers N/A CIK Number 0001605341 Filed Document 0001605341-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lootsie, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001571225 Filed Document 0001483806-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DAC Value Fund, LP See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482745 Filed Document 0001315863-14-000262 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UPower, Inc. See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001584928 Filed Document 0001354488-14-001952 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fundamental LP See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Al Slayton, Doug DeGroote, Robert Lingle, Mark Rawlings, and Mitch Little, II CIK Number 0001336444 Filed Document 0001095449-14-000044 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
City Finance Co III LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001605354 Filed Document 0000935836-14-000255 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
HGI Opportunity Select Fund III, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $48,125,000 Associated Brokers / Dealers N/A CIK Number 0001605574 Filed Document 0001605574-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Scan Partners, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers N/A CIK Number 0001605794 Filed Document 0001605794-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $11,681,563 Associated Brokers / Dealers Kirk Penland, Gus Comiskey, and Stephen Kaufman CIK Number 0001135856 Filed Document 0001135856-14-000159 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TriplePulse, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001603707 Filed Document 0001603707-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Link Capital Partners, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001606023 Filed Document 0001606023-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CafeX Communications Inc. See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $9,996,670 Associated Brokers / Dealers N/A CIK Number 0001587843 Filed Document 0001209191-14-027592 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Caspida, Inc. See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $10,024,996 Associated Brokers / Dealers N/A CIK Number 0001601526 Filed Document 0001601526-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fundamental OS Ltd. See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Al Slayton, Doug DeGroote, Robert Lingle, Mark Rawlings, and Mitch Little, II CIK Number 0001567030 Filed Document 0001095449-14-000075 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coversant, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Jeff Cooke CIK Number 0001603987 Filed Document 0001603987-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $70,450 Associated Brokers / Dealers Arthur Gilbert, Jason Burlie, Steven Cwienkala, Douglass Woolley, and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-14-000161 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LRF 100 LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $515,000 Associated Brokers / Dealers N/A CIK Number 0001605602 Filed Document 0001605602-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Indix Corp See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $8,999,986 Associated Brokers / Dealers N/A CIK Number 0001531198 Filed Document 0001531198-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Impala ELS Fund LP See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517997 Filed Document 0001140361-14-016715 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVM Ranger Qualified, LP See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547401 Filed Document 0001566114-14-000028 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INREIT Real Estate Investment Trust See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001412502 Filed Document 0001412502-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
INREIT Properties, LLLP See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001560106 Filed Document 0001560106-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Raging Capital Fund (QP), LP See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CHARLES B. SCHAFFRAN CIK Number 0001467569 Filed Document 0000919574-14-002639 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Value-Add Mortgage Fund, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001604229 Filed Document 0001604229-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Park Fletcher Indianapolis LP See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001605629 Filed Document 0001605629-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IMAGING3 INC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001205181 Filed Document 0001065949-14-000105 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ridge Back MTJ, LTD. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001605588 Filed Document 0001605588-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Grand Round Table Inc See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001603212 Filed Document 0001603212-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
TWM HIGH YIELD 2008 PARTNERSHIP LP See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456738 Filed Document 0001456738-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Video Verification Services, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605200 Filed Document 0001605200-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
iQor Holdings Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $4,179,641 Associated Brokers / Dealers N/A CIK Number 0001492714 Filed Document 0000898432-14-000588 Exclusions or Exemptions 506c Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TWM INTERNATIONAL EQUITIES 2006 L P See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373866 Filed Document 0001373866-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund