Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GINKGOTREE, INC. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001580661 Filed Document 0001580661-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
WOODBINE CAPITAL FUND LLC See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456990 Filed Document 0001456990-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Townsend Battery Partners, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Houlihan Lokey Capital, Inc. CIK Number 0001593506 Filed Document 0001593506-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
HIPPOCRATES GATE, LLC See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $335,000 Associated Brokers / Dealers N/A CIK Number 0001535311 Filed Document 0001535311-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SL CAPITAL ESF I LP See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STANDARD LIFE INVESTMENTS SECURITIES LLC CIK Number 0001529807 Filed Document 0001586162-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HealthLoop, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $10,152,997 Associated Brokers / Dealers N/A CIK Number 0001592984 Filed Document 0001592984-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MERIDIAN DIVERSIFIED FUND LTD See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145182 Filed Document 0001507943-13-000085 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Respiratory Investment Group LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001593778 Filed Document 0001593778-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Compass Real Estate Fund III, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers US Strategies Capital Corporation CIK Number 0001593674 Filed Document 0001593674-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
FR XIII Global Energy Trust See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $90,725,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001579952 Filed Document 0001579952-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/OZ DP II Fund LP See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001486974 Filed Document 0001486974-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Pine River Fund LP See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001563770 Filed Document 0001563770-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aether Real Assets III Surplus, L.P. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $168,000,000 Associated Brokers / Dealers N/A CIK Number 0001592907 Filed Document 0001592907-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHROMATIN, INC. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers None CIK Number 0001160760 Filed Document 0001160760-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Barak Structured Trade Finance Segregated Portfolio of Barak Fund SPC Ltd. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581270 Filed Document 0001581270-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Docalytics, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001590979 Filed Document 0001590979-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
AirPR, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001593542 Filed Document 0001243233-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AesRx, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001521095 Filed Document 0001521095-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
1ST & STEELE CHERRY CREEK INVESTOR REIT, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD CIK Number 0001593980 Filed Document 0001593980-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
ShareRocket, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001593573 Filed Document 0001593573-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Standard Life Investments Global Absolute Return Strategies Offshore Feeder Fund Ltd. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001592646 Filed Document 0001592646-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sibling Capital Fund II-A L.P. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001593693 Filed Document 0001593693-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
RVUE HOLDINGS, INC. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001455206 Filed Document 0001465818-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Somerset Frontier Markets Fund LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593823 Filed Document 0001012975-13-000543 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flipboard, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $49,999,987 Associated Brokers / Dealers N/A CIK Number 0001588774 Filed Document 0001588774-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BLUEINGREEN LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001392047 Filed Document 0001392047-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
SL Capital SOF I LP See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STANDARD LIFE INVESTMENTS SECURITIES LLC CIK Number 0001582969 Filed Document 0001586162-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVENT-DRIVEN & CREDIT HEDGEACCESS LLC See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001460015 Filed Document 0001460015-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIOOZ INC. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590176 Filed Document 0001590176-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Raise Marketplace Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $18,100,000 Associated Brokers / Dealers N/A CIK Number 0001561175 Filed Document 0001561175-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Blackwater Global Onshore Fund LLC See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001333344 Filed Document 0001333344-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Persimmon Technologies Corp See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001545111 Filed Document 0001545111-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Prologue Feeder Fund Ltd. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481780 Filed Document 0001481780-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hirtle Callaghan Private Equity Offshore Fund IX Ltd See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $139,620,000 Associated Brokers / Dealers N/A CIK Number 0001553488 Filed Document 0001553488-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hirtle Callaghan Private Equity Fund IX(A), L.P. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $64,575,000 Associated Brokers / Dealers N/A CIK Number 0001535766 Filed Document 0001535766-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWO RIVERS WATER & FARMING Co See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Dawson James CIK Number 0001302946 Filed Document 0001302946-13-000058 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Iroquois Lexford Partners I, L.P. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001587803 Filed Document 0001587803-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Other
CHINA A SHARE CEF FUND See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268621 Filed Document 0001593877-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAG 3508 W. CORTLAND, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers NONE CIK Number 0001593766 Filed Document 0001593766-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Curtis Mathes, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592786 Filed Document 0001592786-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ELEMENTAL FOUNDRY, INC. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001593190 Filed Document 0001593190-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Access LLC See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001518551 Filed Document 0001518551-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Standard Life Investments Global Absolute Return Strategies Onshore Feeder Fund, LP See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001475478 Filed Document 0001475478-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southern Energy Group Preferred Partner II, LP See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001593844 Filed Document 0001593844-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
PES Fund VI, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,720,000 Associated Brokers / Dealers N/A CIK Number 0001593926 Filed Document 0001593926-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Trivie, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001529438 Filed Document 0001529438-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
SignaTouch Corp See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers 0 CIK Number 0001558628 Filed Document 0001558628-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Levante Renewable Fuels LLC See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567142 Filed Document 0001567142-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Other
AMERRA Agri Advantage Fund, L.P. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001593679 Filed Document 0001593679-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ecorithm, Inc. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Third Seven Capital LLC CIK Number 0001510587 Filed Document 0001510587-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt