Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ICV Partners III, L.P. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers Mvision Private Equity Advisers USA LLC CIK Number 0001563474 Filed Document 0001563474-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wham City Lights, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001593640 Filed Document 0001593640-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Zinn Fund LLLP See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467360 Filed Document 0000897069-13-000414 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Global Credit Enhanced Fund L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590899 Filed Document 0000945621-13-000364 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Livingston Investment Fund I, LP See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564531 Filed Document 0001095449-14-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lotnix, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001593321 Filed Document 0001593321-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Calpian, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001414628 Filed Document 0001414628-13-000014 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RSF Partners VI, L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001592682 Filed Document 0001592682-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Okra Restaurant Group, Inc. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Petty CIK Number 0001591215 Filed Document 0001591215-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Midwest Growth Partners, L.L.L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $30,050,000 Associated Brokers / Dealers N/A CIK Number 0001593728 Filed Document 0001593728-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
RegBinder, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001581876 Filed Document 0001581876-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
FSN Capital IV Invest L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593330 Filed Document 0001593330-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broad Street Real Estate Credit Partners II Offshore Feeder Fund, L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001592275 Filed Document 0001140361-13-045020 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Conelec of Florida, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001512651 Filed Document 0001512651-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lodging Opportunity Fund Real Estate Investment Trust See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001584939 Filed Document 0001181431-13-061524 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Prevently, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $552,500 Associated Brokers / Dealers N/A CIK Number 0001582098 Filed Document 0001582098-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Avenue-SLP European Opportunities Fund, L.P. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478463 Filed Document 0000950103-13-007119 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MOON CAPITAL GLOBAL EQUITY FUND LP See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324389 Filed Document 0000902664-13-003900 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Uniken Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001593428 Filed Document 0001593428-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Apple Sun LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $3,738,250 Associated Brokers / Dealers N/A CIK Number 0001593426 Filed Document 0001593426-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
100 Plaza Holdings, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $816,600 Associated Brokers / Dealers N/A CIK Number 0001593419 Filed Document 0001593419-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SimpleDeal, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001593497 Filed Document 0001593497-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
ZeoGas LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001593648 Filed Document 0001593648-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Commonfund Hedged Equity Co See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001410322 Filed Document 0001593310-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERSIVE TECHNOLOGIES INC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001453977 Filed Document 0001453977-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TOK Hospitality, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $1,922,222 Associated Brokers / Dealers N/A CIK Number 0001592013 Filed Document 0001592013-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Tricadia Distressed & Special Situations Fund II, L.P. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets CIK Number 0001537077 Filed Document 0001537078-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GENERAL AMERICAN LIFE INSURANCE Co See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jason H. Kurchner and Various Agents CIK Number 0000728240 Filed Document 0000728240-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
FoodBiome.com See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001593577 Filed Document 0001593577-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
Filip Technologies, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $8,000,002 Associated Brokers / Dealers N/A CIK Number 0001590201 Filed Document 0001590201-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DHX Media Ltd. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $84,295 Associated Brokers / Dealers Canaccord Genuity Inc. CIK Number 0001490186 Filed Document 0001490186-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Cheyne Equity Fund L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590785 Filed Document 0000945621-13-000356 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Multi Strategy Fund L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590905 Filed Document 0000945621-13-000370 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackRock Appreciation Fund IV (ERISA), Ltd. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CIK Number 0001478205 Filed Document 0001140361-13-045431 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sketchfab, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $1,902,833 Associated Brokers / Dealers N/A CIK Number 0001593373 Filed Document 0001593373-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Global Credit Enhanced Fund Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590868 Filed Document 0000945621-13-000363 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTMOUNTAIN GOLD, INC. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $10,706,000 Associated Brokers / Dealers N/A CIK Number 0001421601 Filed Document 0001161697-13-000868 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Malacca Asia Equity Fund L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590903 Filed Document 0000945621-13-000368 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SeatGeek, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001481915 Filed Document 0001231919-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PERIDIEM MULTI STRATEGY CORE PLUS BOND FUND, L.P. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530152 Filed Document 0001144204-13-066863 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Latakoo, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001567883 Filed Document 0001567883-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Rev Worldwide, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001593534 Filed Document 0001593534-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Sutherland Asset Management Corp See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $230,000,010 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001456906 Filed Document 0001456906-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LEARNVEST INC. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised $19,824,976 Associated Brokers / Dealers N/A CIK Number 0001470425 Filed Document 0001470425-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Institutional Core Equity Fund LLC See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001301591 Filed Document 0001593310-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Russell Total Return Fund (Quarterly) Ltd. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536210 Filed Document 0000943663-13-000210 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROCKY MOUNTAIN WEALTH CONCEPTS CREDIT ALPHA FUND, LP See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440105 Filed Document 0001440105-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great Bay Energy, LLC See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001509628 Filed Document 0001509628-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tricadia Distressed & Special Situations II, Ltd. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets CIK Number 0001537078 Filed Document 0001537078-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ENDURANCE PARTNERS LP See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161270 Filed Document 0001315863-13-000591 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund